Purchases and Sales Made in Q4 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5.32M+ 207.61% |
$86.7M - $91.3M
|
7.89M
$140M
|
|
|
May 18, 2023
Q4 2022
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
1.43M+ 80.36% |
$23.3M - $24.5M
|
3.21M
$57.1M
|
|
|
Sep 05, 2024
Q4 2022
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
1.43M+ 80.36% |
$23.3M - $24.5M
|
3.21M
$57.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
454K+ 1649.67% |
$7.39M - $7.79M
|
481K
$8.57M
|
|
|
Feb 06, 2023
Q4 2022
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
347KNew |
$5.65M - $5.95M
|
347K
$6.18M
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
305KNew |
$4.96M - $5.23M
|
305K
$5.43M
|
|
|
Jun 05, 2023
Q4 2022
|
Invictus Private Wealth, LLC
Denver, CO |
BUY
|
- |
265KNew |
$4.31M - $4.54M
|
265K
$4.71M
|
|
|
Jan 27, 2023
Q4 2022
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
258KNew |
$4.2M - $4.43M
|
258K
$4.59M
|
|
|
Jan 10, 2023
Q4 2022
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
258KNew |
$4.2M - $4.42M
|
258K
$4.59M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
247K+ 286.34% |
$4.03M - $4.24M
|
334K
$5.94M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
246KNew |
$4M - $4.22M
|
246K
$4.38M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
216K+ 16.7% |
$3.53M - $3.71M
|
1.51M
$26.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
216KNew |
$3.52M - $3.7M
|
216K
$3.84M
|
|
|
Jan 25, 2023
Q4 2022
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
196K+ 1059.88% |
$3.2M - $3.37M
|
215K
$3.83M
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
193K+ 16638.64% |
$3.15M - $3.32M
|
195K
$3.46M
|
|
|
Feb 09, 2023
Q4 2022
|
Wayfinding Financial, LLC
Lynnwood, WA |
BUY
|
- |
180KNew |
$2.93M - $3.08M
|
180K
$3.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
179K+ 2.14% |
$2.92M - $3.08M
|
8.56M
$153M
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
178K+ 30.64% |
$2.91M - $3.06M
|
761K
$13.5M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
174K+ 6.79% |
$2.83M - $2.98M
|
2.73M
$48.7M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
171K+ 1.91% |
$2.79M - $2.94M
|
9.14M
$163M
|
|
|
Feb 14, 2023
Q4 2022
|
Kinloch Capital, LLC
Glen Allen, VA |
BUY
|
- |
168K+ 100.41% |
$2.74M - $2.88M
|
335K
$5.97M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
167K+ 59.89% |
$2.72M - $2.86M
|
446K
$7.94M
|
|
|
Feb 03, 2023
Q4 2022
|
Mendota Financial Group, LLC
Madison, WI |
BUY
|
- |
152KNew |
$2.48M - $2.61M
|
152K
$2.71M
|
|
|
Oct 19, 2023
Q4 2022
|
Etesian Wealth Advisors, Inc.
West Linn, OR |
BUY
|
- |
151KNew |
$2.45M - $2.58M
|
151K
$2.68M
|
|
|
Feb 16, 2023
Q4 2022
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
143KNew |
$2.33M - $2.46M
|
143K
$2.55M
|
|
|
Feb 07, 2023
Q4 2022
|
Biltmore Family Office, LLC
|
BUY
|
- |
123K+ 73.95% |
$2M - $2.11M
|
289K
$5.16M
|
|
|
Feb 14, 2023
Q4 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
122K+ 48.68% |
$1.99M - $2.1M
|
373K
$6.65M
|
|
|
Feb 02, 2023
Q4 2022
|
Lodestar Private Asset Management LLC
Alamo, CA |
BUY
|
- |
119KNew |
$1.94M - $2.04M
|
119K
$2.12M
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
113K+ 40.84% |
$1.85M - $1.94M
|
391K
$6.96M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
110K+ 86.62% |
$1.79M - $1.88M
|
237K
$4.21M
|
|
|
Feb 02, 2023
Q4 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
107KNew |
$1.75M - $1.84M
|
107K
$1.91M
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
105K+ 11.71% |
$1.71M - $1.8M
|
1M
$17.8M
|
|
|
Mar 01, 2023
Q4 2022
|
Continuum Wealth Advisors, LLC
Saratoga Springs, NY |
BUY
|
- |
103KNew |
$1.67M - $1.76M
|
103K
$1.83M
|
|
|
Feb 13, 2023
Q4 2022
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
102KNew |
$1.66M - $1.75M
|
102K
$1.82M
|
|
|
Feb 06, 2023
Q4 2022
|
Savant Capital, LLC
|
BUY
|
- |
95.9KNew |
$1.56M - $1.65M
|
95.9K
$1.71M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
92.9KNew |
$1.51M - $1.59M
|
92.9K
$1.65M
|
|
|
Jan 30, 2023
Q4 2022
|
Essex LLC
|
BUY
|
- |
86.8K+ 35.8% |
$1.41M - $1.49M
|
329K
$5.87M
|
|
|
Feb 13, 2023
Q4 2022
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
85.7KNew |
$1.4M - $1.47M
|
85.7K
$1.53M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
81.2KNew |
$1.32M - $1.39M
|
81.2K
$1.45M
|
|
|
Jan 31, 2023
Q4 2022
|
Atticus Wealth Management, LLC
|
BUY
|
- |
81.2K+ 46.05% |
$1.32M - $1.39M
|
257K
$4.58M
|
|
|
Feb 07, 2023
Q4 2022
|
Hardy Reed LLC
|
BUY
|
- |
78.1KNew |
$1.27M - $1.34M
|
78.1K
$1.39M
|
|
|
Feb 13, 2023
Q4 2022
|
Brown Advisory Inc
|
BUY
|
- |
77.9KNew |
$1.27M - $1.34M
|
77.9K
$1.39M
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
75.2K+ 13.4% |
$1.22M - $1.29M
|
636K
$11.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
73.7KNew |
$1.2M - $1.26M
|
73.7K
$1.31M
|
|
|
Jan 13, 2023
Q4 2022
|
Howard Financial Services, Ltd.
|
BUY
|
- |
70.4K+ 172.54% |
$1.15M - $1.21M
|
111K
$1.98M
|
|
|
Jan 20, 2023
Q4 2022
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
70.1K+ 233.74% |
$1.14M - $1.2M
|
100K
$1.78M
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
68.5K+ 109.04% |
$1.12M - $1.17M
|
131K
$2.34M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
68.3K+ 3716.66% |
$1.11M - $1.17M
|
70.1K
$1.25M
|
|
|
Jan 17, 2023
Q4 2022
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
68KNew |
$1.11M - $1.17M
|
68K
$1.21M
|
|
|
Jan 31, 2023
Q4 2022
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
66.7KNew |
$1.09M - $1.14M
|
66.7K
$1.19M
|