Purchases and Sales Made in Q4 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2024
Q4 2023
|
Triumph Capital Management
|
BUY
|
- |
38.9K+ 8.25% |
$602K - $659K
|
511K
$8.87M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
36.2K+ 2.99% |
$559K - $612K
|
1.25M
$21.6M
|
|
|
Jan 23, 2024
Q4 2023
|
Financial Advisory Service, Inc.
|
BUY
|
- |
34.5K+ 65.32% |
$533K - $583K
|
87.3K
$1.52M
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
33.2KNew |
$513K - $561K
|
33.2K
$576K
|
|
|
Feb 13, 2024
Q4 2023
|
Csenge Advisory Group
|
BUY
|
- |
33K+ 7.08% |
$511K - $559K
|
500K
$8.68M
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
32.5KNew |
$502K - $549K
|
32.5K
$564K
|
|
|
Feb 06, 2024
Q4 2023
|
Everpar Advisors LLC
Tulsa, OK |
BUY
|
- |
31.2KNew |
$482K - $527K
|
31.2K
$541K
|
|
|
Jan 24, 2024
Q4 2023
|
Tritonpoint Wealth, LLC
Chevy Chase, MD |
BUY
|
- |
31KNew |
$478K - $524K
|
31K
$538K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
30.9K+ 1.54% |
$477K - $522K
|
2.03M
$35.3M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
30.6KNew |
$474K - $518K
|
30.6K
$532K
|
|
|
Feb 14, 2024
Q4 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
30KNew |
$464K - $508K
|
30K
$521K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
29.8K+ 5.93% |
$461K - $504K
|
532K
$9.25M
|
|
|
Feb 08, 2024
Q4 2023
|
Omni 360 Wealth, Inc.
Plainsboro, NJ |
BUY
|
- |
27KNew |
$417K - $457K
|
27K
$469K
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
26K+ 8.43% |
$402K - $440K
|
334K
$5.81M
|
|
|
Feb 20, 2024
Q4 2023
|
Prospect Financial Services LLC
Melville, NY |
BUY
|
- |
25.4KNew |
$393K - $431K
|
25.4K
$442K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
24.5K+ 88.97% |
$378K - $414K
|
52K
$903K
|
|
|
Feb 01, 2024
Q4 2023
|
Schnieders Capital Management LLC
|
BUY
|
- |
23.4KNew |
$362K - $397K
|
23.4K
$407K
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
21.5KNew |
$333K - $364K
|
21.5K
$374K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
21.4KNew |
$331K - $362K
|
21.4K
$372K
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
21.3KNew |
$329K - $360K
|
21.3K
$369K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
19.3KNew |
$298K - $326K
|
19.3K
$334K
|
|
|
Jan 12, 2024
Q4 2023
|
Keating Wealth Management LLC
Greenwood Village, CO |
BUY
|
- |
19.2KNew |
$297K - $325K
|
19.2K
$333K
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
17.6K+ 4.45% |
$273K - $298K
|
414K
$7.19M
|
|
|
Jan 22, 2024
Q4 2023
|
Tanglewood Legacy Advisors, LLC
Houston, TX |
BUY
|
- |
16.3K+ 81.66% |
$252K - $276K
|
36.3K
$630K
|
|
|
Jan 17, 2024
Q4 2023
|
Acorn Financial Advisory Services Inc
|
BUY
|
- |
15.4KNew |
$239K - $261K
|
15.4K
$268K
|
|
|
Jan 16, 2024
Q4 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
15.3KNew |
$237K - $259K
|
15.3K
$266K
|
|
|
Jan 30, 2024
Q4 2023
|
True Private Wealth Advisors
|
BUY
|
- |
14.4KNew |
$223K - $244K
|
14.4K
$251K
|
|
|
Feb 02, 2024
Q4 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
14.2K+ 6.37% |
$219K - $240K
|
237K
$4.12M
|
|
|
Mar 21, 2025
Q4 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
13.9K+ 18.28% |
$215K - $235K
|
89.8K
$1.56M
|
|
|
Jan 18, 2024
Q4 2023
|
Transform Wealth, LLC
|
BUY
|
- |
13.8K+ 2.33% |
$214K - $234K
|
608K
$10.6M
|
|
|
Feb 01, 2024
Q4 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
13.6K+ 11.89% |
$211K - $231K
|
128K
$2.23M
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
13.5K+ 1106.4% |
$208K - $228K
|
14.7K
$255K
|
|
|
Feb 05, 2024
Q4 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
13.2KNew |
$204K - $223K
|
13.2K
$229K
|
|
|
Jan 19, 2024
Q4 2023
|
Hibernia Wealth Partners, LLC
Baton Rouge, LA |
BUY
|
- |
12.9K+ 5505.98% |
$199K - $218K
|
13.1K
$228K
|
|
|
Feb 21, 2024
Q4 2023
|
Novak & Powell Financial Services, Inc.
St. Petersburg, FL |
BUY
|
- |
12.6KNew |
$195K - $213K
|
12.6K
$219K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
12.1K+ 7.81% |
$188K - $205K
|
167K
$2.91M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
11.9KNew |
$185K - $202K
|
11.9K
$207K
|
|
|
Feb 01, 2024
Q4 2023
|
Diversified, LLC
|
BUY
|
- |
11.7KNew |
$181K - $198K
|
11.7K
$204K
|
|
|
Feb 13, 2024
Q4 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
11.4K+ 17.4% |
$177K - $194K
|
77.2K
$1.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
11.3K+ 2.52% |
$175K - $192K
|
462K
$8.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
11.1KNew |
$171K - $187K
|
11.1K
$192K
|
|
|
Feb 13, 2024
Q4 2023
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
11.1KNew |
$171K - $187K
|
11.1K
$192K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
10.7K+ 4.55% |
$165K - $181K
|
245K
$4.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
10.6K+ 2.74% |
$164K - $179K
|
397K
$6.9M
|
|
|
Jan 12, 2024
Q4 2023
|
Independent Wealth Network Inc.
|
BUY
|
- |
9.91K+ 10.34% |
$153K - $168K
|
106K
$1.84M
|
|
|
Feb 12, 2024
Q4 2023
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
9.4K+ 15.15% |
$145K - $159K
|
71.5K
$1.24M
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
9.11K+ 9.7% |
$141K - $154K
|
103K
$1.79M
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
BUY
|
- |
9K+ 7.63% |
$139K - $152K
|
127K
$2.21M
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO
|
BUY
|
- |
8.91K+ 178.2% |
$138K - $151K
|
13.9K
$242K
|
|
|
Jan 11, 2024
Q4 2023
|
Choice Wealth Advisors, LLC
Waterville, ME |
BUY
|
- |
8.79K+ 3.13% |
$136K - $149K
|
289K
$5.02M
|