Purchases and Sales Made in Q4 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 02, 2024
Q4 2023
|
M&R Capital Management Inc
|
SELL
|
- |
-994- 5.99% |
$15.4K - $16.8K
|
15.6K
$278K
|
|
|
Jan 17, 2024
Q4 2023
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-1.09K- 6.35% |
$16.8K - $18.4K
|
16K
$286K
|
|
|
Jan 11, 2024
Q4 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-1.16K- 0.77% |
$18K - $19.7K
|
149K
$2.66M
|
|
|
Jan 29, 2024
Q4 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-1.19K- 11.88% |
$18.4K - $20.1K
|
8.82K
$157K
|
|
|
Feb 09, 2024
Q4 2023
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-1.26K- 9.85% |
$19.5K - $21.4K
|
11.6K
$206K
|
|
|
Feb 13, 2024
Q4 2023
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-1.3K- 20.57% |
$20K - $21.9K
|
5K
$89.1K
|
|
|
Jan 29, 2024
Q4 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-1.32K- 7.51% |
$20.4K - $22.3K
|
16.2K
$289K
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-1.35K- 2.95% |
$20.9K - $22.9K
|
44.5K
$792K
|
|
|
Jan 30, 2024
Q4 2023
|
Aspen Wealth Strategies, LLC
Arvada, CO |
SELL
|
- |
-1.47K- 2.64% |
$22.7K - $24.9K
|
54.2K
$965K
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.51K- 5.24% |
$23.4K - $25.6K
|
27.4K
$487K
|
|
|
Jan 30, 2024
Q4 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-1.55K- 2.17% |
$24K - $26.3K
|
69.9K
$1.24M
|
|
|
Jan 18, 2024
Q4 2023
|
Accel Wealth Management
|
SELL
|
- |
-1.58K- 2.72% |
$24.4K - $26.8K
|
56.6K
$1.01M
|
|
|
Jan 18, 2024
Q4 2023
|
Burns J W & CO Inc
|
SELL
|
- |
-1.68K- 6.3% |
$25.9K - $28.3K
|
24.9K
$444K
|
|
|
Feb 12, 2024
Q4 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-1.75K- 5.94% |
$27.1K - $29.6K
|
27.7K
$494K
|
|
|
Jan 19, 2024
Q4 2023
|
New Potomac Partners, LLC
|
SELL
|
- |
-1.8K- 1.47% |
$27.8K - $30.5K
|
120K
$2.14M
|
|
|
Feb 08, 2024
Q4 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-2.08K- 8.34% |
$32.2K - $35.2K
|
22.9K
$407K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2.12K- 77.35% |
$32.7K - $35.8K
|
620
$11K
|
|
|
Feb 08, 2024
Q4 2023
|
Sound View Wealth Advisors Group, LLC
|
SELL
|
- |
-2.35K- 13.91% |
$36.4K - $39.8K
|
14.6K
$259K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-2.41K- 6.04% |
$37.2K - $40.7K
|
37.4K
$666K
|
|
|
Feb 09, 2024
Q4 2023
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-2.42K- 10.04% |
$37.4K - $41K
|
21.7K
$387K
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.58K- 15.18% |
$39.9K - $43.7K
|
14.4K
$257K
|
|
|
Feb 12, 2024
Q4 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-2.66K- 25.94% |
$41.2K - $45.1K
|
7.6K
$135K
|
|
|
Feb 01, 2024
Q4 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-2.73K- 3.42% |
$42.1K - $46.1K
|
76.9K
$1.37M
|
|
|
Feb 06, 2024
Q4 2023
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-2.9K- 4.69% |
$44.9K - $49.1K
|
59K
$1.05M
|
|
|
Jan 26, 2024
Q4 2023
|
Soltis Investment Advisors LLC
St. George, UT |
SELL
|
- |
-3.04K- 6.5% |
$47K - $51.5K
|
43.7K
$779K
|
|
|
Jan 23, 2024
Q4 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-3.08K- 17.21% |
$47.6K - $52.1K
|
14.8K
$264K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.33K- 6.11% |
$51.5K - $56.3K
|
51.2K
$911K
|
|
|
Jan 19, 2024
Q4 2023
|
Atlas Private Wealth Management
|
SELL
|
- |
-3.53K- 1.38% |
$54.6K - $59.8K
|
252K
$4.49M
|
|
|
Feb 06, 2024
Q4 2023
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-3.61K- 25.72% |
$55.8K - $61.1K
|
10.4K
$186K
|
|
|
Feb 26, 2024
Q4 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-3.69K- 5.19% |
$57.1K - $62.5K
|
67.5K
$1.2M
|
|
|
Feb 06, 2024
Q4 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-3.84K- 20.66% |
$59.3K - $64.9K
|
14.7K
$262K
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-3.86K- 23.65% |
$59.6K - $65.3K
|
12.5K
$222K
|
|
|
Jan 17, 2024
Q4 2023
|
Cadent Capital Advisors, LLC
|
SELL
|
- |
-4.11K- 28.55% |
$63.6K - $69.6K
|
10.3K
$183K
|
|
|
Jan 19, 2024
Q4 2023
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-4.18K- 5.75% |
$64.5K - $70.6K
|
68.5K
$1.22M
|
|
|
Jan 23, 2024
Q4 2023
|
Midwest Heritage Bank, Fsb
|
SELL
|
- |
-4.18K- 1.89% |
$64.6K - $70.7K
|
217K
$3.87M
|
|
|
Jan 17, 2024
Q4 2023
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-4.27K- 12.75% |
$66K - $72.3K
|
29.2K
$521K
|
|
|
Feb 09, 2024
Q4 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-4.28K- 1.97% |
$66.2K - $72.5K
|
214K
$3.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-4.64K- 1.16% |
$71.8K - $78.6K
|
395K
$7.03M
|
|
|
Jan 16, 2024
Q4 2023
|
Cooper Financial Group
|
SELL
|
- |
-4.79K- 7.85% |
$74.1K - $81.1K
|
56.3K
$1M
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-5.39K- 39.03% |
$83.3K - $91.1K
|
8.41K
$150K
|
|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-5.44K- 1.59% |
$84.1K - $92.1K
|
338K
$6.01M
|
|
|
Feb 06, 2024
Q4 2023
|
Moser Wealth Advisors, LLC
|
SELL
|
- |
-5.46K- 5.6% |
$84.5K - $92.5K
|
92.2K
$1.64M
|
|
|
Jan 08, 2024
Q4 2023
|
Walker Asset Management, LLC
|
SELL
|
- |
-5.69K- 4.05% |
$88K - $96.3K
|
135K
$2.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.74K- 1.26% |
$88.7K - $97K
|
448K
$7.97M
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-6.1K- 21.7% |
$94.3K - $103K
|
22K
$392K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-6.11K- 3.71% |
$94.4K - $103K
|
158K
$2.82M
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-6.15K- 9.74% |
$95K - $104K
|
56.9K
$1.01M
|
|
|
Jan 18, 2024
Q4 2023
|
Ritholtz Wealth Management
|
SELL
|
- |
-6.16K- 23.41% |
$95.2K - $104K
|
20.1K
$359K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-6.24K- 26.62% |
$96.5K - $106K
|
17.2K
$306K
|
|
|
Feb 08, 2024
Q4 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-6.39K- 2.77% |
$98.7K - $108K
|
224K
$3.99M
|