Purchases and Sales Made in Q4 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
Cypress Capital Group
|
SELL
|
- |
-6.43K- 12.21% |
$99.4K - $109K
|
46.2K
$826K
|
|
|
Feb 14, 2024
Q4 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
SELL
|
- |
-7.13K- 5.51% |
$110K - $121K
|
122K
$2.19M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-7.16K- 6.28% |
$111K - $121K
|
107K
$1.91M
|
|
|
Jan 10, 2024
Q4 2023
|
City Holding CO
|
SELL
|
- |
-7.24K- 4.11% |
$112K - $122K
|
169K
$3.02M
|
|
|
Feb 05, 2024
Q4 2023
|
Spc Financial, Inc.
|
SELL
|
- |
-7.4K- 9.14% |
$114K - $125K
|
73.5K
$1.31M
|
|
|
Feb 06, 2024
Q4 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-7.9K- 6.89% |
$122K - $134K
|
107K
$1.91M
|
|
|
Jan 19, 2024
Q4 2023
|
Meridian Financial Partners LLC
|
SELL
|
- |
-8.17K- 18.3% |
$126K - $138K
|
36.5K
$652K
|
|
|
Feb 05, 2024
Q4 2023
|
Owen La Rue, LLC
Elizabethtown, KY |
SELL
|
- |
-8.89K- 30.22% |
$137K - $150K
|
20.5K
$367K
|
|
|
Feb 08, 2024
Q4 2023
|
Newman Dignan & Sheerar, Inc.
|
SELL
|
- |
-9.1K- 2.71% |
$141K - $154K
|
327K
$5.85M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-9.68K- 16.91% |
$150K - $164K
|
47.6K
$850K
|
|
|
Jan 10, 2024
Q4 2023
|
Lake Street Financial LLC
|
SELL
|
- |
-9.83K- 7.02% |
$152K - $166K
|
130K
$2.33M
|
|
|
Feb 05, 2024
Q4 2023
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-9.95K- 4.57% |
$154K - $168K
|
208K
$3.71M
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-10K- 42.88% |
$155K - $170K
|
13.4K
$239K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-10.1K- 46.08% |
$157K - $172K
|
11.9K
$212K
|
|
|
Jan 26, 2024
Q4 2023
|
Pfs Partners, LLC
Mine Hill, NJ |
SELL
|
- |
-10.2K- 2.98% |
$157K - $172K
|
332K
$5.93M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-10.7K- 6.23% |
$165K - $181K
|
161K
$2.87M
|
|
|
Jan 19, 2024
Q4 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-11K- 35.88% |
$170K - $186K
|
19.6K
$350K
|
|
|
Jan 11, 2024
Q4 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-11K- 17.52% |
$170K - $186K
|
51.8K
$925K
|
|
|
Jan 31, 2024
Q4 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-11.3K- 40.53% |
$175K - $192K
|
16.7K
$298K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11.8K- 0.03% |
$182K - $200K
|
47.1M
$842M
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-11.8K- 30.59% |
$183K - $200K
|
26.9K
$480K
|
|
|
Jan 18, 2024
Q4 2023
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-12K- 17.23% |
$185K - $202K
|
57.4K
$1.03M
|
|
|
Feb 05, 2024
Q4 2023
|
Naviter Wealth, LLC
|
SELL
|
- |
-12.3K- 6.23% |
$190K - $208K
|
185K
$3.3M
|
|
|
Jan 16, 2024
Q4 2023
|
Etesian Wealth Advisors, Inc.
West Linn, OR |
SELL
|
- |
-12.7K- 6.35% |
$196K - $214K
|
187K
$3.34M
|
|
|
Jan 12, 2024
Q4 2023
|
Etesian Wealth Advisors, Inc.
West Linn, OR |
SELL
|
- |
-12.7K- 6.35% |
$196K - $214K
|
187K
$3.34M
|
|
|
Jan 29, 2024
Q4 2023
|
Essex LLC
|
SELL
|
- |
-13K- 15.62% |
$201K - $220K
|
70.3K
$1.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-13.6K- 4.22% |
$211K - $231K
|
310K
$5.54M
|
|
|
Jan 22, 2024
Q4 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-13.7K- 37.26% |
$212K - $232K
|
23.1K
$413K
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-14K- 10.54% |
$216K - $236K
|
119K
$2.12M
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-14.3K- 12.53% |
$221K - $241K
|
99.5K
$1.78M
|
|
|
Feb 08, 2024
Q4 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-15.1K- 29.16% |
$233K - $255K
|
36.6K
$655K
|
|
|
Feb 07, 2024
Q4 2023
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
SELL
|
- |
-15.2K- 5.87% |
$235K - $258K
|
244K
$4.36M
|
|
|
Jan 18, 2024
Q4 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-16.1K- 14.35% |
$250K - $273K
|
96.4K
$1.72M
|
|
|
Jan 23, 2024
Q4 2023
|
Lvz, Inc.
|
SELL
|
- |
-16.3K- 29.87% |
$252K - $275K
|
38.2K
$683K
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-16.6K- 19.64% |
$257K - $281K
|
67.9K
$1.21M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-16.8K- 4.15% |
$259K - $284K
|
387K
$6.92M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-16.8K- 0.7% |
$260K - $285K
|
2.4M
$42.9M
|
|
|
Feb 02, 2024
Q4 2023
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-18.9K- 51.22% |
$292K - $320K
|
18K
$322K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-19K- 10.33% |
$293K - $321K
|
165K
$2.94M
|
|
|
Feb 08, 2024
Q4 2023
|
Brown Advisory Inc
|
SELL
|
- |
-19.6K- 26.52% |
$304K - $332K
|
54.4K
$972K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-20.1K- 7.92% |
$311K - $341K
|
234K
$4.18M
|
|
|
Feb 09, 2024
Q4 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-20.2K- 49.15% |
$312K - $342K
|
20.9K
$373K
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-20.9K- 3.01% |
$323K - $354K
|
674K
$12M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-21.4K- 29.63% |
$331K - $362K
|
50.9K
$909K
|
|
|
Feb 05, 2024
Q4 2023
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
SELL
|
- |
-22K- 7.82% |
$340K - $372K
|
259K
$4.64M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-23.3K- 15.3% |
$360K - $394K
|
129K
$2.3M
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
SELL
|
- |
-23.3K- 3.23% |
$361K - $395K
|
699K
$12.5M
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-23.8K- 35.53% |
$368K - $403K
|
43.2K
$772K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-24.3K- 3.27% |
$375K - $410K
|
716K
$12.8M
|
|
|
Jan 08, 2024
Q4 2023
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-24.4K- 10.0% |
$377K - $413K
|
220K
$3.93M
|