Purchases and Sales Made in Q4 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2024
Q4 2023
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
8.26K+ 42.31% |
$128K - $140K
|
27.8K
$495K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
7.97K+ 2.55% |
$123K - $135K
|
321K
$5.72M
|
|
|
Jan 25, 2024
Q4 2023
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
7.8K+ 44.79% |
$121K - $132K
|
25.2K
$449K
|
|
|
May 15, 2024
Q4 2023
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
7.61KNew |
$118K - $129K
|
7.61K
$136K
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
7.34K+ 2.73% |
$113K - $124K
|
277K
$4.93M
|
|
|
Jan 09, 2024
Q4 2023
|
Lion Street Advisors, LLC
|
BUY
|
- |
7.34K+ 13.22% |
$113K - $124K
|
62.9K
$1.12M
|
|
|
Jan 18, 2024
Q4 2023
|
Mjp Associates Inc
|
BUY
|
- |
7.23K+ 19.37% |
$112K - $122K
|
44.6K
$794K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
6.85KNew |
$106K - $116K
|
6.85K
$122K
|
|
|
Jan 25, 2024
Q4 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
6.63K+ 15.82% |
$102K - $112K
|
48.5K
$864K
|
|
|
Jan 16, 2024
Q4 2023
|
Cascade Investment Group, Inc.
Colorado Springs, CO |
BUY
|
- |
6.59K+ 27.17% |
$102K - $111K
|
30.8K
$549K
|
|
|
Feb 09, 2024
Q4 2023
|
Nbt Bank N A
|
BUY
|
- |
5.61KNew |
$86.7K - $94.8K
|
5.61K
$99.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Private Portfolio Partners LLC
|
BUY
|
- |
5.52K+ 16.01% |
$85.3K - $93.4K
|
40K
$712K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
5.25K+ 1.1% |
$81.1K - $88.8K
|
483K
$8.61M
|
|
|
Jan 24, 2024
Q4 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
5.04K+ 20.23% |
$78K - $85.3K
|
30K
$534K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
4.52K+ 6.51% |
$69.9K - $76.5K
|
73.9K
$1.32M
|
|
|
Jan 18, 2024
Q4 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
4.11K+ 18.37% |
$63.5K - $69.5K
|
26.5K
$472K
|
|
|
Jan 19, 2024
Q4 2023
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
4K+ 4.77% |
$61.8K - $67.6K
|
87.8K
$1.56M
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
3.84K+ 6.35% |
$59.3K - $64.9K
|
64.3K
$1.14M
|
|
|
Feb 09, 2024
Q4 2023
|
L.M. Kohn & Company
|
BUY
|
- |
3.64K+ 18.02% |
$56.3K - $61.6K
|
23.9K
$425K
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
3.16K+ 10.08% |
$48.8K - $53.4K
|
34.5K
$614K
|
|
|
Feb 14, 2024
Q4 2023
|
Matrix Private Capital Group LLC
New York, NY |
BUY
|
- |
3K+ 8.76% |
$46.4K - $50.8K
|
37.3K
$664K
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
2.64K+ 12.88% |
$40.8K - $44.6K
|
23.1K
$412K
|
|
|
Jan 12, 2024
Q4 2023
|
Kraematon Investment Advisors, Inc
|
BUY
|
- |
2.58K+ 6.41% |
$39.9K - $43.6K
|
42.8K
$762K
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.28K+ 20.75% |
$35.3K - $38.6K
|
13.3K
$237K
|
|
|
Feb 09, 2024
Q4 2023
|
River & Mercantile LLC
Waltham, MA |
BUY
|
- |
2.14K+ 1.09% |
$33K - $36.1K
|
198K
$3.53M
|
|
|
Feb 01, 2024
Q4 2023
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
1.88K+ 5.56% |
$29K - $31.8K
|
35.7K
$635K
|
|
|
Feb 14, 2024
Q4 2023
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
1.83K+ 11.04% |
$28.3K - $31K
|
18.4K
$328K
|
|
|
Jan 10, 2024
Q4 2023
|
Patten Group, Inc.
|
BUY
|
- |
1.83K+ 2.52% |
$28.3K - $30.9K
|
74.5K
$1.33M
|
|
|
Jan 09, 2024
Q4 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
1.76K+ 17.98% |
$27.3K - $29.8K
|
11.6K
$206K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.73K+ 7.25% |
$26.7K - $29.2K
|
25.6K
$455K
|
|
|
Feb 13, 2024
Q4 2023
|
Security National Bank
|
BUY
|
- |
1.47K+ 12.81% |
$22.7K - $24.8K
|
12.9K
$230K
|
|
|
Feb 02, 2024
Q4 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
1.43K+ 0.82% |
$22.1K - $24.2K
|
175K
$3.12M
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
1.38KNew |
$21.3K - $23.3K
|
1.38K
$24.5K
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
1.32K+ 6.49% |
$20.4K - $22.4K
|
21.7K
$386K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtue Capital Management, LLC
Brentwood, TN |
BUY
|
- |
1.27K+ 9.34% |
$19.6K - $21.4K
|
14.8K
$264K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.22K+ 1.66% |
$18.9K - $20.7K
|
74.9K
$1.33M
|
|
|
Jan 23, 2024
Q4 2023
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
1.22K+ 10.9% |
$18.8K - $20.6K
|
12.4K
$221K
|
|
|
Jan 29, 2024
Q4 2023
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
1.09K+ 5.24% |
$16.8K - $18.4K
|
21.9K
$389K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
1.05K+ 1.05% |
$16.3K - $17.8K
|
102K
$1.81M
|
|
|
Feb 09, 2024
Q4 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
1K+ 1.45% |
$15.5K - $16.9K
|
70K
$1.25M
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
972+ 4.89% |
$15K - $16.4K
|
20.9K
$372K
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
896+ 8.96% |
$13.9K - $15.2K
|
10.9K
$194K
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
848+ 8.41% |
$13.1K - $14.3K
|
10.9K
$195K
|
|
|
Jan 26, 2024
Q4 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
815+ 0.81% |
$12.6K - $13.8K
|
101K
$1.81M
|
|
|
Feb 27, 2024
Q4 2023
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
766New |
$11.8K - $13K
|
766
$13.6K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
759+ 0.98% |
$11.7K - $12.8K
|
78.4K
$1.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
673New |
$10.4K - $11.4K
|
673
$12K
|
|
|
Feb 13, 2024
Q4 2023
|
Cornerstone Advisory, LLC
|
BUY
|
- |
672+ 2.16% |
$10.4K - $11.4K
|
31.7K
$565K
|
|
|
Jan 19, 2024
Q4 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
548+ 11.8% |
$8.47K - $9.27K
|
5.19K
$92.5K
|
|
|
Jan 26, 2024
Q4 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
516+ 0.34% |
$7.98K - $8.73K
|
151K
$2.69M
|