Purchases and Sales Made in Q4 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Concentrum Wealth Management
|
SELL
|
- |
-26.1K- 31.27% |
$403K - $441K
|
57.3K
$1.02M
|
|
|
Jan 17, 2024
Q4 2023
|
Family Legacy, Inc.
|
SELL
|
- |
-27.4K- 8.87% |
$423K - $463K
|
281K
$5.01M
|
|
|
Feb 05, 2024
Q4 2023
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-28K- 24.56% |
$433K - $474K
|
86.1K
$1.53M
|
|
|
Feb 05, 2024
Q4 2023
|
Savant Capital, LLC
|
SELL
|
- |
-30.3K- 44.09% |
$469K - $513K
|
38.4K
$685K
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-31.8K- 8.15% |
$492K - $538K
|
358K
$6.38M
|
|
|
Sep 11, 2024
Q4 2023
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-35.9K- 24.71% |
$555K - $608K
|
109K
$1.95M
|
|
|
Jan 22, 2024
Q4 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
SELL
|
- |
-36.2K- 9.83% |
$560K - $613K
|
332K
$5.92M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-36.4K- 8.98% |
$563K - $616K
|
369K
$6.58M
|
|
|
Jan 11, 2024
Q4 2023
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-37.6K- 21.75% |
$581K - $636K
|
135K
$2.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-37.8K- 2.51% |
$584K - $639K
|
1.46M
$26.1M
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-38.3K- 11.31% |
$592K - $648K
|
300K
$5.35M
|
|
|
Jan 30, 2024
Q4 2023
|
Archer Investment Corp
|
SELL
|
- |
-40.7K- 10.05% |
$629K - $688K
|
364K
$6.48M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-42.9K- 23.57% |
$663K - $726K
|
139K
$2.48M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-46.3K- 58.96% |
$716K - $783K
|
32.2K
$574K
|
|
|
Jan 19, 2024
Q4 2023
|
Mendota Financial Group, LLC
Madison, WI |
SELL
|
- |
-46.6K- 33.75% |
$721K - $789K
|
91.5K
$1.63M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-47.5K- 15.66% |
$735K - $804K
|
256K
$4.56M
|
|
|
Feb 06, 2024
Q4 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-55.4K- 65.48% |
$856K - $937K
|
29.2K
$520K
|
|
|
Feb 05, 2024
Q4 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-56.7K- 75.92% |
$877K - $960K
|
18K
$321K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-62K- 7.24% |
$958K - $1.05M
|
794K
$14.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-65K- 11.29% |
$1.01M - $1.1M
|
511K
$9.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-69K- 21.02% |
$1.07M - $1.17M
|
259K
$4.62M
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-74.1K- 18.87% |
$1.15M - $1.25M
|
319K
$5.67M
|
|
|
Jan 22, 2024
Q4 2023
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-79.3K- 85.56% |
$1.23M - $1.34M
|
13.4K
$238K
|
|
|
Feb 07, 2024
Q4 2023
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-91.8K- 18.94% |
$1.42M - $1.55M
|
393K
$6.99M
|
|
|
Jan 12, 2024
Q4 2023
|
Kure Advisory, LLC
Plymouth, MN |
SELL
|
- |
-94K- 84.96% |
$1.45M - $1.59M
|
16.6K
$296K
|
|
|
Jan 31, 2024
Q4 2023
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-99.2K- 34.28% |
$1.53M - $1.68M
|
190K
$3.39M
|
|
|
Jan 18, 2024
Q4 2023
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-99.6K- 21.26% |
$1.54M - $1.69M
|
369K
$6.57M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-102K- 6.22% |
$1.57M - $1.72M
|
1.54M
$27.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-106K- 36.79% |
$1.63M - $1.79M
|
182K
$3.23M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-107K- 8.09% |
$1.66M - $1.82M
|
1.22M
$21.7M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-108K- 1.09% |
$1.67M - $1.83M
|
9.79M
$174M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-108K- 35.1% |
$1.68M - $1.83M
|
200K
$3.57M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-120K- 10.88% |
$1.85M - $2.03M
|
981K
$17.5M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-149K- 87.07% |
$2.31M - $2.52M
|
22.1K
$394K
|
|
|
Feb 06, 2024
Q4 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-153K- 21.42% |
$2.36M - $2.59M
|
561K
$9.99M
|
|
|
Feb 14, 2024
Q4 2023
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-161K- 38.06% |
$2.48M - $2.72M
|
262K
$4.66M
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-173K- 65.96% |
$2.68M - $2.94M
|
89.5K
$1.59M
|
|
|
Jan 19, 2024
Q4 2023
|
Signature Securities Group Corporation
|
SELL
|
- |
-174K- 34.57% |
$2.69M - $2.95M
|
330K
$5.87M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-196K- 10.27% |
$3.03M - $3.32M
|
1.71M
$30.5M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-215K- 63.47% |
$3.33M - $3.64M
|
124K
$2.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-273K- 27.62% |
$4.22M - $4.62M
|
715K
$12.7M
|
|
|
Feb 12, 2024
Q4 2023
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-289K- 83.24% |
$4.47M - $4.89M
|
58.2K
$1.04M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-296K- 86.16% |
$4.57M - $5M
|
47.5K
$846K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-326K- 6.12% |
$5.04M - $5.52M
|
5M
$89.1M
|
|
|
Jan 22, 2024
Q4 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-332K- 32.01% |
$5.14M - $5.62M
|
706K
$12.6M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-392K- 55.07% |
$6.05M - $6.63M
|
319K
$5.69M
|
|
|
Jan 08, 2024
Q4 2023
|
Country Trust Bank
|
SELL
|
- |
-414K- 22.39% |
$6.41M - $7.01M
|
1.44M
$25.6M
|
|
|
Jan 02, 2024
Q4 2023
|
Park National Corp
|
SELL
|
- |
-455K- 12.13% |
$7.03M - $7.7M
|
3.3M
$58.7M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-485K- 18.8% |
$7.5M - $8.21M
|
2.09M
$37.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-604K- 5.62% |
$9.34M - $10.2M
|
10.1M
$181M
|