Purchases and Sales Made in Q2 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
590K+ 136.3% |
$26.3M - $26.9M
|
1.02M
$47.4M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
513K+ 82.02% |
$22.9M - $23.4M
|
1.14M
$52.8M
|
|
|
Aug 14, 2023
Q2 2023
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
199K+ 34.5% |
$8.87M - $9.07M
|
776K
$36M
|
|
|
Jul 28, 2023
Q2 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
189K+ 26.81% |
$8.44M - $8.62M
|
895K
$41.5M
|
|
|
Aug 08, 2023
Q2 2023
|
Asset Allocation & Management Company, LLC
|
BUY
|
- |
142KNew |
$6.34M - $6.49M
|
142K
$6.6M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
103K+ 166.62% |
$4.59M - $4.69M
|
165K
$7.64M
|
|
|
Aug 14, 2023
Q2 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
86.2K+ 360.21% |
$3.84M - $3.93M
|
110K
$5.11M
|
|
|
Aug 28, 2024
Q2 2023
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
68.1KNew |
$3.03M - $3.1M
|
68.1K
$3.16M
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
55KNew |
$2.45M - $2.51M
|
55K
$2.55M
|
|
|
Aug 14, 2023
Q2 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
52.4K+ 64.0% |
$2.34M - $2.39M
|
134K
$6.23M
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
39.8K+ 47.6% |
$1.78M - $1.82M
|
124K
$5.73M
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
39.7K+ 140.19% |
$1.77M - $1.81M
|
68.1K
$3.16M
|
|
|
Aug 09, 2023
Q2 2023
|
Old Mission Capital LLC
|
BUY
|
- |
37.7K+ 262.26% |
$1.68M - $1.72M
|
52.1K
$2.42M
|
|
|
Jul 18, 2023
Q2 2023
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
36.4K+ 227.66% |
$1.62M - $1.66M
|
52.4K
$2.43M
|
|
|
Jul 28, 2023
Q2 2023
|
Welch & Forbes LLC
|
BUY
|
- |
36.1K+ 7.13% |
$1.61M - $1.64M
|
542K
$25.1M
|
|
|
Aug 09, 2023
Q2 2023
|
Lokken Investment Group LLC
|
BUY
|
- |
34.7K+ 40.15% |
$1.55M - $1.58M
|
121K
$5.62M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
34.4K+ 2.67% |
$1.53M - $1.57M
|
1.32M
$61.2M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
27.5K+ 15.64% |
$1.23M - $1.25M
|
204K
$9.44M
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
25.1K+ 484.52% |
$1.12M - $1.15M
|
30.3K
$1.41M
|
|
|
Aug 08, 2023
Q2 2023
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
25KNew |
$1.11M - $1.14M
|
25K
$1.16M
|
|
|
Aug 14, 2023
Q2 2023
|
Crabel Capital Management, LLC
Milwaukee, WI |
BUY
|
- |
23.3K+ 509.42% |
$1.04M - $1.06M
|
27.9K
$1.29M
|
|
|
Aug 10, 2023
Q2 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
20.8K+ 2.85% |
$928K - $949K
|
753K
$34.9M
|
|
|
Aug 04, 2023
Q2 2023
|
Lincoln National Corp
|
BUY
|
- |
18.3K+ 127.22% |
$814K - $832K
|
32.6K
$1.51M
|
|
|
Aug 08, 2023
Q2 2023
|
Integrity Financial Corp
|
BUY
|
- |
18.1K+ 33.82% |
$807K - $825K
|
71.7K
$3.32M
|
|
|
Jul 28, 2023
Q2 2023
|
Lion Street Advisors, LLC
|
BUY
|
- |
17.3K+ 238.41% |
$770K - $787K
|
24.5K
$1.14M
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
16.4K+ 30.29% |
$731K - $747K
|
70.5K
$3.27M
|
|
|
Aug 04, 2023
Q2 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
15.7K+ 50.09% |
$698K - $713K
|
46.9K
$2.17M
|
|
|
Jul 19, 2023
Q2 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
14.6K+ 35.64% |
$653K - $667K
|
55.7K
$2.59M
|
|
|
Jul 06, 2023
Q2 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
14.6K+ 5.65% |
$651K - $666K
|
273K
$12.7M
|
|
|
Jul 20, 2023
Q2 2023
|
Davenport & CO LLC
|
BUY
|
- |
14.3K+ 83.74% |
$639K - $653K
|
31.4K
$1.46M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.8K+ 2.1% |
$616K - $630K
|
673K
$31.2M
|
|
|
Aug 09, 2023
Q2 2023
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
13.1K+ 19.32% |
$585K - $598K
|
81K
$3.76M
|
|
|
Aug 11, 2023
Q2 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
13.1KNew |
$584K - $597K
|
13.1K
$608K
|
|
|
Jul 27, 2023
Q2 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
12.9K+ 4.08% |
$575K - $588K
|
329K
$15.3M
|
|
|
Jul 10, 2023
Q2 2023
|
Telemus Capital, LLC
|
BUY
|
- |
12.4K+ 2.89% |
$551K - $563K
|
439K
$20.4M
|
|
|
Aug 09, 2023
Q2 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
11.9KNew |
$529K - $541K
|
11.9K
$550K
|
|
|
Aug 10, 2023
Q2 2023
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
11.6KNew |
$516K - $527K
|
11.6K
$537K
|
|
|
Jul 28, 2023
Q2 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
10.5KNew |
$467K - $478K
|
10.5K
$486K
|
|
|
Aug 08, 2023
Q2 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
8.96K+ 8.84% |
$399K - $408K
|
110K
$5.12M
|
|
|
Jul 13, 2023
Q2 2023
|
Presidio Capital Management, LLC
|
BUY
|
- |
8.85K+ 8.72% |
$394K - $403K
|
110K
$5.12M
|
|
|
Aug 11, 2023
Q2 2023
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
8.72K+ 170.97% |
$388K - $397K
|
13.8K
$641K
|
|
|
Aug 14, 2023
Q2 2023
|
Bison Wealth, LLC
|
BUY
|
- |
7.44KNew |
$332K - $339K
|
7.44K
$345K
|
|
|
Jul 11, 2023
Q2 2023
|
Tl Private Wealth
|
BUY
|
- |
7.42K+ 1.74% |
$331K - $338K
|
433K
$20.1M
|
|
|
Aug 11, 2023
Q2 2023
|
Lunt Capital Management, Inc.
Holladay, UT |
BUY
|
- |
7.36KNew |
$328K - $335K
|
7.36K
$341K
|
|
|
Jul 26, 2023
Q2 2023
|
Midwest Heritage Bank, Fsb
|
BUY
|
- |
7.31K+ 7.8% |
$326K - $333K
|
101K
$4.68M
|
|
|
Aug 07, 2023
Q2 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
7.03K+ 6.42% |
$314K - $320K
|
117K
$5.41M
|
|
|
Aug 14, 2023
Q2 2023
|
Adams Wealth Management
|
BUY
|
- |
7.03K+ 13.94% |
$313K - $320K
|
57.4K
$2.66M
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
7.02K+ 6.74% |
$313K - $320K
|
111K
$5.15M
|
|
|
Jul 10, 2023
Q2 2023
|
Delta Financial Group, Inc.
Basking Ridge, NJ |
BUY
|
- |
7KNew |
$312K - $319K
|
7K
$325K
|
|
|
Jul 26, 2023
Q2 2023
|
First Heartland Consultants, Inc.
|
BUY
|
- |
6.8K+ 13.92% |
$303K - $310K
|
55.6K
$2.58M
|