Purchases and Sales Made in Q1 2023 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q1 2023. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 03, 2023
Q1 2023
|
Van Eck Associates Corp
|
BUY
|
- |
34.4K+ 7.66% |
$430K - $497K
|
484K
$6.54M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
29KNew |
$362K - $419K
|
29K
$392K
|
|
|
May 15, 2023
Q1 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
23.1K+ 135.48% |
$289K - $334K
|
40.2K
$543K
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
15K+ 40.4% |
$187K - $217K
|
52.1K
$704K
|
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
15KNew |
$187K - $216K
|
15K
$203K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
13.4K+ 4.61% |
$168K - $194K
|
305K
$4.12M
|
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
10KNew |
$125K - $145K
|
10K
$135K
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
8.78K+ 4.03% |
$110K - $127K
|
226K
$3.06M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.93K+ 15.55% |
$99K - $115K
|
58.9K
$796K
|
|
|
May 15, 2023
Q1 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
7.37K+ 53.0% |
$91.9K - $106K
|
21.3K
$287K
|
|
|
May 10, 2023
Q1 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
5.96K+ 7.28% |
$74.4K - $86.1K
|
87.9K
$1.19M
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
5.82K+ 33.78% |
$72.6K - $84K
|
23K
$311K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.95K+ 217.86% |
$49.3K - $57.1K
|
5.77K
$77.9K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.58K+ 8.33% |
$44.6K - $51.6K
|
46.5K
$629K
|
|
|
May 12, 2023
Q1 2023
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
2.36K+ 36.21% |
$29.5K - $34.1K
|
8.89K
$120K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.36K+ 1.28% |
$29.4K - $34K
|
187K
$2.52M
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
2.2K+ 19.47% |
$27.5K - $31.8K
|
13.5K
$182K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.37K+ 3.15% |
$17K - $19.7K
|
44.8K
$605K
|
|
|
May 12, 2023
Q1 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.27K+ 0.81% |
$15.9K - $18.4K
|
159K
$2.15M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.04K+ 103.7% |
$12.9K - $15K
|
2.04K
$27.5K
|
|
|
May 15, 2023
Q1 2023
|
Garner Asset Management Corp
|
BUY
|
- |
1.01K+ 2.44% |
$12.6K - $14.5K
|
42.2K
$571K
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
839+ 321.46% |
$10.5K - $12.1K
|
1.1K
$14.9K
|
|
|
May 12, 2023
Q1 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
764New |
$9.53K - $11K
|
764
$10.3K
|
|
|
May 12, 2023
Q1 2023
|
Greenspring Advisors, LLC
|
BUY
|
- |
603+ 3.22% |
$7.53K - $8.71K
|
19.3K
$261K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
600New |
$7.49K - $8.66K
|
600
$8.11K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
513+ 0.26% |
$6.4K - $7.41K
|
194K
$2.63M
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
506+ 1.3% |
$6.31K - $7.31K
|
39.5K
$534K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
449+ 4.46% |
$5.6K - $6.48K
|
10.5K
$142K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
355+ 1.86% |
$4.43K - $5.13K
|
19.4K
$262K
|
|
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
348New |
$4.34K - $5.03K
|
348
$4.7K
|
|
|
May 11, 2023
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
348New |
$4.34K - $5.03K
|
348
$4.7K
|
|
|
Apr 25, 2023
Q1 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
255+ 2.0% |
$3.18K - $3.68K
|
13K
$176K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
203+ 130.97% |
$2.53K - $2.93K
|
358
$4.84K
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
172+ 252.94% |
$2.15K - $2.48K
|
240
$3.24K
|
|
|
May 08, 2023
Q1 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
2+ 3.23% |
$25 - $28.9
|
64
$865
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-33- 0.11% |
$412 - $477
|
30.6K
$414K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-95- 28.36% |
$1.19K - $1.37K
|
240
$3.24K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-231- 3.33% |
$2.88K - $3.34K
|
6.71K
$90.7K
|
|
|
Apr 11, 2023
Q1 2023
|
Albert D Mason Inc
|
SELL
|
- |
-293- 0.43% |
$3.66K - $4.23K
|
68.5K
$925K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-355- 1.83% |
$4.43K - $5.13K
|
19K
$257K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-739- 2.52% |
$9.22K - $10.7K
|
28.5K
$386K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-800- 3.85% |
$9.98K - $11.6K
|
20K
$270K
|
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-942- 2.23% |
$11.8K - $13.6K
|
41.3K
$558K
|
|
|
May 11, 2023
Q1 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-963- 57.05% |
$12K - $13.9K
|
725
$9.79K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.21K- 99.83% |
$15.1K - $17.5K
|
2
$27
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-1.59K- 0.85% |
$19.8K - $22.9K
|
185K
$2.5M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2K- 14.0% |
$25K - $28.9K
|
12.3K
$166K
|
|
|
Apr 28, 2023
Q1 2023
|
Outfitter Financial LLC
|
SELL
|
- |
-2.35K- 1.06% |
$29.3K - $33.9K
|
219K
$2.96M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.66K- 8.59% |
$33.2K - $38.5K
|
28.4K
$383K
|
|
|
Apr 20, 2023
Q1 2023
|
Pfg Advisors
|
SELL
|
- |
-2.68K- 2.03% |
$33.4K - $38.7K
|
129K
$1.74M
|