Purchases and Sales Made in Q2 2022 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q2 2022. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
75.4K+ 80.47% |
$963K - $1.26M
|
169K
$2.29M
|
|
|
Aug 15, 2022
Q2 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
57.1K+ 49.72% |
$729K - $955K
|
172K
$2.32M
|
|
|
Aug 12, 2022
Q2 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
41.5K+ 20.48% |
$530K - $694K
|
244K
$3.3M
|
|
|
Aug 12, 2022
Q2 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
35.3KNew |
$451K - $591K
|
35.3K
$477K
|
|
|
Aug 15, 2022
Q2 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
28.8KNew |
$368K - $482K
|
28.8K
$389K
|
|
|
Aug 16, 2022
Q2 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
25.4KNew |
$324K - $425K
|
25.4K
$343K
|
|
|
Aug 15, 2022
Q2 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.1K+ 155.17% |
$256K - $336K
|
33K
$446K
|
|
|
Jul 19, 2022
Q2 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
20KNew |
$255K - $335K
|
20K
$270K
|
|
|
Aug 12, 2022
Q2 2022
|
Natixis
Paris, I0 |
BUY
|
- |
16.6KNew |
$211K - $277K
|
16.6K
$224K
|
|
|
Aug 22, 2022
Q2 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
11.9K+ 6.54% |
$152K - $199K
|
194K
$2.62M
|
|
|
Jul 21, 2022
Q2 2022
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
10.5KNew |
$134K - $176K
|
10.5K
$142K
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
10KNew |
$128K - $168K
|
10K
$135K
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.95K+ 25.16% |
$127K - $166K
|
49.5K
$669K
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.46K+ 38.96% |
$57K - $74.6K
|
15.9K
$215K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.19K+ 13.57% |
$53.5K - $70.1K
|
35.1K
$474K
|
|
|
Jul 29, 2022
Q2 2022
|
Garner Asset Management Corp
|
BUY
|
- |
4.14K+ 10.04% |
$52.9K - $69.3K
|
45.4K
$613K
|
|
|
Aug 11, 2022
Q2 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.5KNew |
$44.7K - $58.6K
|
3.5K
$47.3K
|
|
|
Aug 10, 2022
Q2 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
3.35K+ 631.07% |
$42.8K - $56.1K
|
3.88K
$52.4K
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.5K+ 2.24% |
$31.9K - $41.8K
|
114K
$1.55M
|
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.7K+ 4.38% |
$21.7K - $28.5K
|
40.6K
$548K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.39K+ 3.41% |
$17.8K - $23.3K
|
42.2K
$570K
|
|
|
Aug 12, 2022
Q2 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
1.31K+ 1.95% |
$16.8K - $22K
|
68.6K
$927K
|
|
|
Jul 13, 2022
Q2 2022
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
1.23K+ 9.53% |
$15.7K - $20.6K
|
14.2K
$192K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.07KNew |
$13.7K - $18K
|
1.07K
$14.5K
|
|
|
Aug 15, 2022
Q2 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
1K+ 1000.0% |
$12.8K - $16.7K
|
1.1K
$14.9K
|
|
|
Aug 09, 2022
Q2 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
863New |
$11K - $14.4K
|
863
$11.7K
|
|
|
Aug 15, 2022
Q2 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
618+ 2.59% |
$7.89K - $10.3K
|
24.5K
$331K
|
|
|
Aug 12, 2022
Q2 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
488New |
$6.23K - $8.16K
|
488
$6.59K
|
|
|
Jul 11, 2022
Q2 2022
|
Greenspring Advisors, LLC
|
BUY
|
- |
420+ 2.4% |
$5.36K - $7.03K
|
18K
$243K
|
|
|
Aug 01, 2022
Q2 2022
|
Us Bancorp \De\
|
BUY
|
- |
189+ 121.94% |
$2.41K - $3.16K
|
344
$4.65K
|
|
|
Jul 20, 2022
Q2 2022
|
Beacon Capital Management, Inc.
|
BUY
|
- |
100New |
$1.28K - $1.67K
|
100
$1.35K
|
|
|
Aug 08, 2022
Q2 2022
|
Curi Wealth Management, LLC
|
BUY
|
- |
100New |
$1.28K - $1.67K
|
100
$1.35K
|
|
|
Aug 01, 2022
Q2 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
88New |
$1.12K - $1.47K
|
88
$1.19K
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
BUY
|
- |
40+ 31.75% |
$511 - $669
|
166
$2.24K
|
|
|
Aug 08, 2022
Q2 2022
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
1+ 1.72% |
$12.8 - $16.7
|
59
$797
|
|
|
Aug 04, 2022
Q2 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-22Closed |
$281 - $368
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Allworth Financial LP
|
SELL
|
- |
-24- 61.54% |
$306 - $402
|
15
$203
|
|
|
Jul 15, 2022
Q2 2022
|
Wolff Wiese Magana LLC
|
SELL
|
- |
-112Closed |
$1.43K - $1.87K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Byrne Asset Management LLC
|
SELL
|
- |
-125Closed |
$1.6K - $2.09K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-200- 53.05% |
$2.55K - $3.35K
|
177
$2.39K
|
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-255Closed |
$3.26K - $4.27K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-371- 1.04% |
$4.74K - $6.21K
|
35.3K
$478K
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-400- 28.57% |
$5.11K - $6.69K
|
1K
$13.5K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-450Closed |
$5.75K - $7.53K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-452- 3.92% |
$5.77K - $7.56K
|
11.1K
$150K
|
|
|
Aug 03, 2022
Q2 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-495- 9.47% |
$6.32K - $8.28K
|
4.73K
$63.9K
|
|
|
Aug 09, 2022
Q2 2022
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-800Closed |
$10.2K - $13.4K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-953Closed |
$12.2K - $15.9K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1K- 7.98% |
$12.8K - $16.7K
|
11.5K
$156K
|
|
|
Jul 13, 2022
Q2 2022
|
Pfg Advisors
|
SELL
|
- |
-1K- 0.71% |
$12.8K - $16.7K
|
140K
$1.89M
|