Purchases and Sales Made in Q4 2023 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q4 2023. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
144KNew |
$1.77M - $2.14M
|
144K
$1.95M
|
|
|
Feb 14, 2024
Q4 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
136K+ 1160.1% |
$1.66M - $2.02M
|
147K
$1.99M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
131K+ 77.23% |
$1.6M - $1.95M
|
301K
$4.06M
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
98.8K+ 61.2% |
$1.21M - $1.47M
|
260K
$3.52M
|
|
|
Feb 05, 2024
Q4 2023
|
Van Eck Associates Corp
|
BUY
|
- |
58.9K+ 10.53% |
$722K - $876K
|
619K
$8.36M
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
43KNew |
$526K - $639K
|
43K
$581K
|
|
|
Feb 15, 2024
Q4 2023
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
35.4KNew |
$434K - $526K
|
35.4K
$479K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
31.1KNew |
$381K - $462K
|
31.1K
$420K
|
|
|
Feb 13, 2024
Q4 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
28.9K+ 20.07% |
$354K - $429K
|
173K
$2.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
23.1K+ 106.35% |
$283K - $344K
|
44.9K
$606K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
22.2K+ 80.84% |
$272K - $329K
|
49.6K
$670K
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
20.8KNew |
$255K - $309K
|
20.8K
$281K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
20.8KNew |
$255K - $309K
|
20.8K
$281K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
17.5KNew |
$214K - $259K
|
17.5K
$236K
|
|
|
Feb 15, 2024
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
15.9K+ 6.57% |
$194K - $236K
|
257K
$3.48M
|
|
|
Jan 18, 2024
Q4 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
15.4KNew |
$189K - $229K
|
15.4K
$209K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
14K+ 16.8% |
$171K - $208K
|
97.2K
$1.31M
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
13.9KNew |
$171K - $207K
|
13.9K
$188K
|
|
|
Feb 14, 2024
Q4 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
12.8KNew |
$157K - $190K
|
12.8K
$173K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.8KNew |
$145K - $176K
|
11.8K
$160K
|
|
|
Feb 09, 2024
Q4 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
10.7KNew |
$131K - $159K
|
10.7K
$144K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
10.2KNew |
$125K - $151K
|
10.2K
$137K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
9.5K+ 58.78% |
$116K - $141K
|
25.7K
$347K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
7.88K+ 27.19% |
$96.5K - $117K
|
36.9K
$498K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
7.4KNew |
$90.7K - $110K
|
7.4K
$100K
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
5.97KNew |
$73.1K - $88.7K
|
5.97K
$80.7K
|
|
|
Feb 05, 2024
Q4 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
5.05K+ 5.18% |
$61.8K - $75K
|
102K
$1.38M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.79K+ 47.43% |
$58.7K - $71.2K
|
14.9K
$201K
|
|
|
Feb 14, 2024
Q4 2023
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
4.75KNew |
$58.2K - $70.6K
|
4.75K
$64.2K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.21K+ 11372.97% |
$51.5K - $62.5K
|
4.25K
$57.3K
|
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
4KNew |
$49K - $59.4K
|
4K
$54K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.73K+ 717.92% |
$45.6K - $55.4K
|
4.25K
$57.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
3.5K+ 26.24% |
$42.8K - $51.9K
|
16.8K
$227K
|
|
|
Feb 14, 2024
Q4 2023
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
2.94K+ 26.78% |
$36K - $43.7K
|
13.9K
$188K
|
|
|
Jan 31, 2024
Q4 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
2.38K+ 612.6% |
$29.2K - $35.4K
|
2.77K
$37.4K
|
|
|
Feb 09, 2024
Q4 2023
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
1.5KNew |
$18.4K - $22.3K
|
1.5K
$20.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
1.47K+ 22.24% |
$18K - $21.9K
|
8.09K
$109K
|
|
|
Feb 12, 2024
Q4 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.1K+ 0.72% |
$13.5K - $16.3K
|
155K
$2.09M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.09K+ 3.73% |
$13.3K - $16.2K
|
30.3K
$409K
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
BUY
|
- |
994New |
$12.2K - $14.8K
|
994
$13.4K
|
|
|
Jan 31, 2024
Q4 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
817+ 1601.96% |
$10K - $12.1K
|
868
$11.7K
|
|
|
Feb 07, 2024
Q4 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
790+ 3.63% |
$9.68K - $11.7K
|
22.6K
$305K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
777+ 38.47% |
$9.52K - $11.5K
|
2.8K
$37.8K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
749New |
$9.18K - $11.1K
|
749
$10.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
662New |
$8.11K - $9.84K
|
662
$8.94K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
612+ 0.86% |
$7.5K - $9.09K
|
71.6K
$968K
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
600+ 227.27% |
$7.35K - $8.92K
|
864
$11.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
371+ 3.19% |
$4.54K - $5.51K
|
12K
$162K
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
BUY
|
- |
323+ 120.07% |
$3.96K - $4.8K
|
592
$8K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
265+ 0.69% |
$3.25K - $3.94K
|
38.7K
$522K
|