Purchases and Sales Made in Q1 2025 in Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG) during Q1 2025. The information is specifically focused on institutions that hold shares of Guggenheim Active Allocation Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
330K+ 100.37% |
$4.92M - $5.24M
|
658K
$10.3M
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
114K+ 19.12% |
$1.7M - $1.81M
|
709K
$11.1M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
85.9K+ 16.95% |
$1.28M - $1.37M
|
593K
$9.24M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
61.8K+ 2.56% |
$922K - $982K
|
2.47M
$38.5M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
55.6K+ 12.03% |
$830K - $884K
|
518K
$8.07M
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
38.6K+ 6.7% |
$576K - $614K
|
615K
$9.59M
|
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
37.9K+ 24.01% |
$566K - $603K
|
196K
$3.05M
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
34.3K+ 258.7% |
$511K - $545K
|
47.5K
$741K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
30.5K+ 4.14% |
$455K - $485K
|
766K
$11.9M
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
21K+ 217.56% |
$314K - $334K
|
30.7K
$478K
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
14.6KNew |
$218K - $232K
|
14.6K
$228K
|
|
|
May 09, 2025
Q1 2025
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
12K+ 99.98% |
$179K - $191K
|
24K
$374K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
BUY
|
- |
10.9KNew |
$162K - $173K
|
10.9K
$169K
|
|
|
Apr 21, 2025
Q1 2025
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
6.19K+ 113.0% |
$92.4K - $98.4K
|
11.7K
$182K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.58K+ 10.1% |
$83.2K - $88.6K
|
60.8K
$947K
|
|
|
Apr 28, 2025
Q1 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
5.01K+ 25.79% |
$74.7K - $79.7K
|
24.4K
$381K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.53K+ 22.62% |
$67.6K - $72.1K
|
24.6K
$383K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
4.41KNew |
$65.8K - $70.1K
|
4.41K
$68.7K
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.35K+ 5.19% |
$64.8K - $69.1K
|
88.1K
$1.37M
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
3K+ 200.0% |
$44.8K - $47.7K
|
4.5K
$70.2K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.33K+ 8.87% |
$34.8K - $37K
|
28.6K
$446K
|
|
|
Apr 24, 2025
Q1 2025
|
Tsfg, LLC
|
BUY
|
- |
1.73KNew |
$25.9K - $27.6K
|
1.73K
$27K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.7K+ 9.6% |
$25.4K - $27.1K
|
19.4K
$303K
|
|
|
May 01, 2025
Q1 2025
|
Corrado Advisors, LLC
Ramsey, NJ |
BUY
|
- |
1.4K+ 0.87% |
$20.8K - $22.2K
|
162K
$2.53M
|
|
|
Apr 30, 2025
Q1 2025
|
Allworth Financial LP
|
BUY
|
- |
1KNew |
$14.9K - $15.9K
|
1K
$15.6K
|
|
|
May 15, 2025
Q1 2025
|
Banque Transatlantique Sa
Paris, I0 |
BUY
|
- |
800New |
$11.9K - $12.7K
|
800
$12.5K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
410+ 3.96% |
$6.12K - $6.52K
|
10.8K
$168K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
264+ 2.33% |
$3.94K - $4.2K
|
11.6K
$181K
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
124New |
$1.85K - $1.97K
|
124
$1.93K
|
|
|
Apr 29, 2025
Q1 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
59+ 0.22% |
$880 - $938
|
26.6K
$415K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
39+ 0.04% |
$582 - $620
|
96.1K
$1.5M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-706- 0.28% |
$10.5K - $11.2K
|
251K
$3.91M
|
|
|
May 14, 2025
Q1 2025
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-883- 2.61% |
$13.2K - $14K
|
32.9K
$513K
|
|
|
Apr 28, 2025
Q1 2025
|
Davenport & CO LLC
|
SELL
|
- |
-1.19K- 4.74% |
$17.8K - $19K
|
24K
$374K
|
|
|
May 14, 2025
Q1 2025
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.22K- 9.5% |
$33.1K - $35.3K
|
21.1K
$330K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-2.63K- 5.35% |
$39.2K - $41.8K
|
46.4K
$724K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-3K- 66.67% |
$44.8K - $47.7K
|
1.5K
$23.4K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.8K- 87.36% |
$56.7K - $60.4K
|
550
$8.57K
|
|
|
May 12, 2025
Q1 2025
|
Nordwand Advisors, LLC
Radnor, PA |
SELL
|
- |
-5K- 30.3% |
$74.6K - $79.5K
|
11.5K
$179K
|
|
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-6.3K- 33.42% |
$94K - $100K
|
12.6K
$196K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-7.58K- 33.47% |
$113K - $121K
|
15.1K
$235K
|
|
|
May 06, 2025
Q1 2025
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-7.6K- 20.47% |
$113K - $121K
|
29.5K
$461K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.96K- 13.22% |
$119K - $127K
|
52.3K
$815K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-8.24K- 25.48% |
$123K - $131K
|
24.1K
$376K
|
|
|
May 05, 2025
Q1 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-16.7K- 38.33% |
$249K - $266K
|
26.9K
$419K
|
|
|
May 15, 2025
Q1 2025
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-50K- 6.36% |
$746K - $795K
|
736K
$11.5M
|