Purchases and Sales Made in Q4 2022 in Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG) during Q4 2022. The information is specifically focused on institutions that hold shares of Guggenheim Active Allocation Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
655K+ 1418.69% |
$8.58M - $9.57M
|
701K
$11M
|
|
|
Jan 26, 2023
Q4 2022
|
Nordwand Advisors, LLC
Radnor, PA |
BUY
|
- |
576KNew |
$7.54M - $8.41M
|
576K
$9.04M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
316KNew |
$4.13M - $4.61M
|
316K
$4.96M
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
261KNew |
$3.41M - $3.81M
|
261K
$4.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
194K+ 270.57% |
$2.55M - $2.84M
|
266K
$4.18M
|
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
130K+ 21.22% |
$1.7M - $1.9M
|
743K
$11.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
118K+ 25.12% |
$1.55M - $1.73M
|
588K
$9.24M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
113K+ 101.07% |
$1.48M - $1.65M
|
225K
$3.54M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
106K+ 14.39% |
$1.38M - $1.54M
|
840K
$13.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
45.3KNew |
$593K - $662K
|
45.3K
$712K
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
44.4KNew |
$581K - $649K
|
44.4K
$698K
|
|
|
Feb 13, 2023
Q4 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
39.2K+ 9.87% |
$513K - $572K
|
436K
$6.85M
|
|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
33.4KNew |
$438K - $488K
|
33.4K
$525K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
32.3K+ 101.5% |
$423K - $472K
|
64.1K
$1.01M
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
18.7KNew |
$245K - $274K
|
18.7K
$294K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.6KNew |
$139K - $155K
|
10.6K
$167K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
7.93K+ 211.47% |
$104K - $116K
|
11.7K
$183K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
BUY
|
- |
3.61K+ 20.04% |
$47.3K - $52.8K
|
21.6K
$340K
|
|
|
Feb 14, 2023
Q4 2022
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
2.19K+ 19.75% |
$28.6K - $31.9K
|
13.3K
$208K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.8K+ 2.65% |
$23.6K - $26.3K
|
69.8K
$1.1M
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.5KNew |
$19.6K - $21.9K
|
1.5K
$23.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.43K+ 12.45% |
$18.7K - $20.9K
|
12.9K
$203K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
700+ 4.52% |
$9.16K - $10.2K
|
16.2K
$255K
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
272+ 2.65% |
$3.56K - $3.97K
|
10.5K
$165K
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
250New |
$3.27K - $3.65K
|
250
$3.93K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
213New |
$2.79K - $3.11K
|
213
$3.35K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.52K- 34.39% |
$19.9K - $22.2K
|
2.9K
$45.6K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-6.73K- 5.25% |
$88.1K - $98.3K
|
121K
$1.91M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-34.8K- 76.12% |
$455K - $508K
|
10.9K
$171K
|
|
|
Feb 09, 2023
Q4 2022
|
Corrado Advisors, LLC
Ramsey, NJ |
SELL
|
- |
-44.5K- 19.67% |
$582K - $650K
|
182K
$2.85M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-128K- 5.26% |
$1.68M - $1.87M
|
2.31M
$36.3M
|