Purchases and Sales Made in Q2 2023 in Horizon Technology Finance Corp (HRZN)
This table provides information about the institutional ownership of Horizon Technology Finance Corp (HRZN) during Q2 2023. The information is specifically focused on institutions that hold shares of Horizon Technology Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
159K+ 343.72% |
$1.74M - $2.11M
|
205K
$1.8M
|
|
|
Aug 14, 2023
Q2 2023
|
Robotti Robert
New York, NY |
BUY
|
- |
32.5KNew |
$357K - $431K
|
32.5K
$286K
|
|
|
Jul 13, 2023
Q2 2023
|
Parisi Gray Wealth Management
|
BUY
|
- |
22KNew |
$242K - $292K
|
22K
$193K
|
|
|
Aug 14, 2023
Q2 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
20.6KNew |
$226K - $273K
|
20.6K
$181K
|
|
|
Jul 06, 2023
Q2 2023
|
Green Alpha Advisors, LLC
|
BUY
|
- |
17.3K+ 7.42% |
$190K - $229K
|
250K
$2.2M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14.3K+ 39.53% |
$157K - $190K
|
50.4K
$443K
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
14KNew |
$154K - $186K
|
14K
$123K
|
|
|
Aug 11, 2023
Q2 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.2KNew |
$145K - $175K
|
13.2K
$116K
|
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
11KNew |
$121K - $146K
|
11K
$96.7K
|
|
|
Aug 14, 2023
Q2 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
10.5KNew |
$116K - $140K
|
10.5K
$92.5K
|
|
|
Aug 11, 2023
Q2 2023
|
Terrapin Asset Management, LLC
Miami, FL |
BUY
|
- |
10KNew |
$110K - $133K
|
10K
$87.9K
|
|
|
Aug 08, 2023
Q2 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
9K+ 90.0% |
$98.9K - $119K
|
19K
$167K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.4K+ 24.53% |
$81.4K - $98.2K
|
37.6K
$330K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
6.2K+ 40.22% |
$68.1K - $82.2K
|
21.6K
$190K
|
|
|
Jul 21, 2023
Q2 2023
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
4.97K+ 33.18% |
$54.6K - $65.9K
|
19.9K
$175K
|
|
|
Aug 08, 2023
Q2 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
4.39K+ 313.89% |
$48.2K - $58.2K
|
5.78K
$50.8K
|
|
|
Aug 14, 2023
Q2 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
4.3K+ 2150.0% |
$47.3K - $57.1K
|
4.5K
$39.6K
|
|
|
Jul 26, 2023
Q2 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
3.5K+ 26.52% |
$38.5K - $46.4K
|
16.7K
$147K
|
|
|
Jul 27, 2023
Q2 2023
|
ETF Store, Inc.
|
BUY
|
- |
3.32K+ 9.07% |
$36.4K - $44K
|
39.9K
$350K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.35K+ 7.11% |
$25.9K - $31.2K
|
35.4K
$312K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.41K+ 4.57% |
$15.5K - $18.8K
|
32.4K
$285K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.18K+ 3.47% |
$13K - $15.7K
|
35.3K
$310K
|
|
|
Aug 10, 2023
Q2 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.04K+ 4.39% |
$11.4K - $13.8K
|
24.7K
$217K
|
|
|
Aug 14, 2023
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
379+ 1.18% |
$4.17K - $5.03K
|
32.5K
$285K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
357+ 19.11% |
$3.92K - $4.74K
|
2.23K
$19.6K
|
|
|
Jul 10, 2023
Q2 2023
|
First Affirmative Financial Network
|
BUY
|
- |
170+ 1.07% |
$1.87K - $2.26K
|
16.1K
$142K
|
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
BUY
|
- |
50New |
$550 - $664
|
50
$439
|
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
BUY
|
- |
25New |
$275 - $332
|
25
$220
|
|
|
Aug 08, 2023
Q2 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
12New |
$132 - $159
|
12
$105
|
|
|
Jul 10, 2023
Q2 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
10+ 20.0% |
$110 - $133
|
60
$527
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
BUY
|
- |
7+ 2.82% |
$76.9 - $92.9
|
255
$2.24K
|
|
|
Aug 21, 2023
Q2 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
2New |
$22 - $26.5
|
2
$17.6
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 06, 2024
Q2 2023
|
Hantz Financial Services, Inc.
|
SELL
|
- |
-1- 50.0% |
$11 - $13.3
|
1
$8.79
|
|
|
Aug 11, 2023
Q2 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-26- 0.22% |
$286 - $345
|
11.9K
$105K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-29- 0.13% |
$319 - $385
|
22.5K
$198K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-229- 1.38% |
$2.52K - $3.04K
|
16.4K
$144K
|
|
|
Aug 11, 2023
Q2 2023
|
Nia Impact Advisors, LLC
|
SELL
|
- |
-342- 2.1% |
$3.76K - $4.54K
|
15.9K
$140K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-540- 1.64% |
$5.93K - $7.17K
|
32.5K
$285K
|
|
|
Aug 11, 2023
Q2 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-5.18K- 3.84% |
$56.9K - $68.7K
|
130K
$1.14M
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-8.23K- 25.18% |
$90.5K - $109K
|
24.5K
$215K
|
|
|
Aug 14, 2023
Q2 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-10.2K- 7.0% |
$112K - $136K
|
136K
$1.19M
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-13.2K- 22.2% |
$145K - $175K
|
46.3K
$407K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16.2K- 53.8% |
$178K - $215K
|
13.9K
$122K
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-72.9K- 25.39% |
$801K - $968K
|
214K
$1.88M
|