Purchases and Sales Made in Q3 2022 in Horizon Technology Finance Corp (HRZN)
This table provides information about the institutional ownership of Horizon Technology Finance Corp (HRZN) during Q3 2022. The information is specifically focused on institutions that hold shares of Horizon Technology Finance Corp.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
103K+ 196.11% |
$1.02M - $2.63M
|
156K
$1.37M
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
60.3KNew |
$595K - $1.54M
|
60.3K
$530K
|
|
Nov 14, 2022
Q3 2022
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
32.3KNew |
$318K - $821K
|
32.3K
$284K
|
|
Oct 31, 2022
Q3 2022
|
Graypoint LLC
|
BUY
|
- |
29KNew |
$286K - $738K
|
29K
$255K
|
|
Nov 14, 2022
Q3 2022
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
27.4K+ 25.83% |
$270K - $698K
|
134K
$1.17M
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
23.3KNew |
$229K - $592K
|
23.3K
$204K
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
15.5K+ 6.07% |
$153K - $395K
|
271K
$2.38M
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
13.4K+ 120.16% |
$132K - $340K
|
24.5K
$215K
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
10.1KNew |
$99.8K - $258K
|
10.1K
$89K
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.47K+ 20.62% |
$93.4K - $241K
|
55.4K
$487K
|
|
Nov 14, 2022
Q3 2022
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
6.49K+ 36.95% |
$64K - $165K
|
24.1K
$211K
|
|
Oct 27, 2022
Q3 2022
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
5.7K+ 17.12% |
$56.2K - $145K
|
39K
$343K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.22KNew |
$41.6K - $107K
|
4.22K
$37.1K
|
|
Nov 14, 2022
Q3 2022
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
3.9K+ 7.87% |
$38.4K - $99.2K
|
53.4K
$470K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.37K+ 16.39% |
$33.2K - $85.7K
|
23.9K
$210K
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.79K+ 7.91% |
$27.5K - $70.9K
|
38K
$334K
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.67K+ 12.13% |
$26.3K - $68K
|
24.7K
$217K
|
|
Nov 02, 2022
Q3 2022
|
ETF Store, Inc.
|
BUY
|
- |
2.58K+ 10.21% |
$25.4K - $65.6K
|
27.8K
$244K
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.55K+ 18.71% |
$25.1K - $64.8K
|
16.2K
$142K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.39K+ 10.38% |
$23.6K - $60.9K
|
25.5K
$224K
|
|
Nov 02, 2022
Q3 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
2K+ 33.96% |
$19.7K - $50.9K
|
7.89K
$69.4K
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.95KNew |
$19.3K - $49.7K
|
1.95K
$17.2K
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.48K+ 7.86% |
$14.6K - $37.7K
|
20.3K
$178K
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
1.17K+ 13.28% |
$11.6K - $29.9K
|
10K
$88K
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
900+ 32.14% |
$8.87K - $22.9K
|
3.7K
$32.5K
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
889+ 4.33% |
$8.77K - $22.6K
|
21.4K
$188K
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
473New |
$4.66K - $12K
|
473
$4.16K
|
|
Nov 14, 2022
Q3 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
416+ 1.34% |
$4.1K - $10.6K
|
31.4K
$276K
|
|
Oct 23, 2023
Q3 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
416+ 1.34% |
$4.1K - $10.6K
|
31.4K
$276K
|
|
Nov 14, 2022
Q3 2022
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
164New |
$1.62K - $4.17K
|
164
$1.44K
|
|
Oct 20, 2022
Q3 2022
|
First Affirmative Financial Network
|
BUY
|
- |
136+ 0.86% |
$1.34K - $3.46K
|
15.9K
$139K
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
114New |
$1.12K - $2.9K
|
114
$1K
|
|
Oct 21, 2022
Q3 2022
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
111+ 1.11% |
$1.09K - $2.82K
|
10.1K
$89.1K
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
6+ 2.61% |
$59.2 - $153
|
236
$2.07K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 24, 2022
Q3 2022
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-5- -0.0% |
$49.3 - $127
|
183K
$1.61M
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-340- 1.7% |
$3.35K - $8.65K
|
19.6K
$172K
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-351- 49.51% |
$3.46K - $8.93K
|
358
$3.15K
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.46K- 96.56% |
$14.4K - $37.2K
|
52
$457
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.85K- 6.77% |
$37.9K - $97.9K
|
53K
$466K
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-6.31K- 4.45% |
$62.2K - $161K
|
136K
$1.19M
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-12.3K- 45.52% |
$121K - $313K
|
14.7K
$129K
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-14.8K- 28.51% |
$146K - $378K
|
37.2K
$327K
|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-15.3K- 26.23% |
$151K - $389K
|
43K
$378K
|
|
Nov 14, 2022
Q3 2022
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-18.5K- 39.0% |
$182K - $471K
|
29K
$254K
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-45.5K- 16.14% |
$449K - $1.16M
|
236K
$2.08M
|
|
Nov 14, 2022
Q3 2022
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-70.3K- 15.28% |
$693K - $1.79M
|
390K
$3.43M
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-104K- 54.22% |
$1.03M - $2.65M
|
87.9K
$773K
|
|
Oct 14, 2022
Q3 2022
|
Green Alpha Advisors, LLC
|
SELL
|
- |
-442K- 74.58% |
$4.36M - $11.2M
|
151K
$1.32M
|