Purchases and Sales Made in Q3 2023 in Horizon Technology Finance Corp (HRZN)
This table provides information about the institutional ownership of Horizon Technology Finance Corp (HRZN) during Q3 2023. The information is specifically focused on institutions that hold shares of Horizon Technology Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
110KNew |
$1.25M - $1.45M
|
110K
$964K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
63.6KNew |
$723K - $843K
|
63.6K
$559K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
43.5KNew |
$495K - $578K
|
43.5K
$383K
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
33.4K+ 136.37% |
$380K - $443K
|
57.8K
$508K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$167K - $195K
|
14.7K
$129K
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$167K - $195K
|
14.7K
$129K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.8K+ 36.64% |
$157K - $183K
|
51.4K
$451K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.4KNew |
$153K - $178K
|
13.4K
$118K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.9K+ 6.31% |
$147K - $172K
|
218K
$1.92M
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
10.9KNew |
$124K - $144K
|
10.9K
$95.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7.9KNew |
$89.9K - $105K
|
7.9K
$69.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.86K+ 19.45% |
$78.1K - $91.1K
|
42.2K
$371K
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
6.42K+ 25.98% |
$73.1K - $85.2K
|
31.1K
$274K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.48K+ 24.3% |
$62.3K - $72.7K
|
28K
$246K
|
|
|
Oct 10, 2023
Q3 2023
|
Green Alpha Advisors, LLC
|
BUY
|
- |
5.16K+ 2.06% |
$58.7K - $68.4K
|
255K
$2.24M
|
|
|
Oct 25, 2023
Q3 2023
|
ETF Store, Inc.
|
BUY
|
- |
3.11K+ 7.81% |
$35.4K - $41.3K
|
43K
$378K
|
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
3.02K+ 25158.33% |
$34.4K - $40.1K
|
3.03K
$26.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.49K+ 4.93% |
$28.3K - $33K
|
52.9K
$465K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
2.45K+ 22.25% |
$27.9K - $32.5K
|
13.5K
$118K
|
|
|
Nov 14, 2023
Q3 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
2.4KNew |
$27.3K - $31.9K
|
2.4K
$21.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
1.42KNew |
$16.2K - $18.9K
|
1.42K
$12.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
1.1K+ 137.88% |
$12.6K - $14.6K
|
1.9K
$16.7K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
607+ 2.81% |
$6.91K - $8.05K
|
22.2K
$195K
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
540+ 1.66% |
$6.15K - $7.17K
|
33K
$290K
|
|
|
Oct 25, 2023
Q3 2023
|
Godsey & Gibb Associates
|
BUY
|
- |
508New |
$5.78K - $6.74K
|
508
$4.47K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
493+ 1.39% |
$5.61K - $6.54K
|
35.9K
$316K
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
417New |
$4.75K - $5.53K
|
417
$3.67K
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
54+ 0.32% |
$615 - $717
|
16.8K
$147K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
51+ 0.31% |
$580 - $677
|
16.5K
$145K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
7+ 2.75% |
$79.7 - $92.9
|
262
$2.3K
|
|
|
Aug 06, 2024
Q3 2023
|
Hantz Financial Services, Inc.
|
BUY
|
- |
1+ 100.0% |
$11.4 - $13.3
|
2
$17.6
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 16, 2023
Q3 2023
|
First Affirmative Financial Network
|
SELL
|
- |
-164- 1.02% |
$1.87K - $2.18K
|
16K
$140K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.36K- 4.21% |
$15.5K - $18.1K
|
31K
$273K
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-2.73K- 47.15% |
$31K - $36.2K
|
3.06K
$26.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-3.2K- 16.06% |
$36.5K - $42.5K
|
16.7K
$147K
|
|
|
Nov 06, 2023
Q3 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-5K- 26.32% |
$56.9K - $66.4K
|
14K
$123K
|
|
|
Nov 13, 2023
Q3 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-14.2K- 10.48% |
$162K - $189K
|
122K
$1.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-17.6K- 13.58% |
$200K - $234K
|
112K
$985K
|