Purchases and Sales Made in Q4 2022 in Horizon Technology Finance Corp (HRZN)
This table provides information about the institutional ownership of Horizon Technology Finance Corp (HRZN) during Q4 2022. The information is specifically focused on institutions that hold shares of Horizon Technology Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
114K+ 73.36% |
$1.14M - $1.53M
|
270K
$2.39M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
81.8K+ 135.66% |
$819K - $1.1M
|
142K
$1.26M
|
|
|
Jan 18, 2023
Q4 2022
|
Mckinley Capital Management LLC
|
BUY
|
- |
75.1KNew |
$751K - $1M
|
75.1K
$664K
|
|
|
Jan 12, 2023
Q4 2022
|
Green Alpha Advisors, LLC
|
BUY
|
- |
42.4K+ 28.13% |
$424K - $567K
|
193K
$1.71M
|
|
|
Jan 23, 2023
Q4 2022
|
Parisi Gray Wealth Management
|
BUY
|
- |
22KNew |
$220K - $295K
|
22K
$195K
|
|
|
Feb 09, 2023
Q4 2022
|
Nia Impact Advisors, LLC
|
BUY
|
- |
15KNew |
$150K - $201K
|
15K
$133K
|
|
|
Feb 13, 2023
Q4 2022
|
Brown Advisory Inc
|
BUY
|
- |
12.9KNew |
$129K - $172K
|
12.9K
$114K
|
|
|
Feb 14, 2023
Q4 2022
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
12KNew |
$120K - $161K
|
12K
$106K
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
9.8K+ 7.23% |
$98.1K - $131K
|
145K
$1.29M
|
|
|
Feb 13, 2023
Q4 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
5.7KNew |
$57K - $76.3K
|
5.7K
$50.4K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
5.62KNew |
$56.3K - $75.3K
|
5.62K
$49.8K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.64K+ 19.39% |
$46.4K - $62.1K
|
28.6K
$253K
|
|
|
Feb 13, 2023
Q4 2022
|
ETF Store, Inc.
|
BUY
|
- |
4.25K+ 15.29% |
$42.6K - $56.9K
|
32.1K
$284K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
3.79K+ 25.7% |
$37.9K - $50.7K
|
18.5K
$164K
|
|
|
Feb 02, 2023
Q4 2022
|
Simplex Trading, LLC
|
BUY
|
- |
3.56KNew |
$35.7K - $47.7K
|
3.56K
$31.5K
|
|
|
Feb 09, 2023
Q4 2022
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
3.14KNew |
$31.4K - $42.1K
|
3.14K
$27.8K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.8KNew |
$28K - $37.5K
|
2.8K
$24.8K
|
|
|
Jan 27, 2023
Q4 2022
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
2.4K+ 4.5% |
$24.1K - $32.2K
|
55.8K
$494K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
2.03KNew |
$20.3K - $27.1K
|
2.03K
$17.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
1.96K+ 0.72% |
$19.6K - $26.2K
|
273K
$2.42M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.8KNew |
$18K - $24.1K
|
1.8K
$15.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
1.68KNew |
$16.8K - $22.4K
|
1.68K
$14.8K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
911+ 4.49% |
$9.12K - $12.2K
|
21.2K
$188K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
860+ 169.63% |
$8.61K - $11.5K
|
1.37K
$12.1K
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
603+ 5.95% |
$6.04K - $8.07K
|
10.7K
$95K
|
|
|
Oct 23, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
596+ 1.9% |
$5.97K - $7.98K
|
32K
$283K
|
|
|
Feb 13, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
596+ 1.9% |
$5.97K - $7.98K
|
32K
$283K
|
|
|
Feb 13, 2023
Q4 2022
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
494+ 1.27% |
$4.94K - $6.61K
|
39.5K
$349K
|
|
|
Jan 23, 2023
Q4 2022
|
First Affirmative Financial Network
|
BUY
|
- |
310+ 1.95% |
$3.1K - $4.15K
|
16.2K
$143K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
199+ 1.23% |
$1.99K - $2.66K
|
16.4K
$145K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
190New |
$1.9K - $2.54K
|
190
$1.68K
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
131New |
$1.31K - $1.75K
|
131
$1.16K
|
|
|
Feb 09, 2023
Q4 2022
|
Achmea Investment Management B.V.
|
BUY
|
- |
25New |
$250 - $335
|
25
$221
|
|
|
Feb 15, 2023
Q4 2022
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
12New |
$120 - $161
|
12
$106
|
|
|
Feb 08, 2023
Q4 2022
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
12+ 0.12% |
$120 - $161
|
10.1K
$89.8K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
BUY
|
- |
6+ 2.54% |
$60.1 - $80.3
|
242
$2.14K
|
|
|
Jan 30, 2023
Q4 2022
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
2New |
$20 - $26.8
|
2
$17.7
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-321- 67.86% |
$3.21K - $4.3K
|
152
$1.35K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-339- 1.46% |
$3.39K - $4.54K
|
22.9K
$203K
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-369- 3.69% |
$3.69K - $4.94K
|
9.64K
$85.3K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-388- 1.52% |
$3.88K - $5.2K
|
25.1K
$222K
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-594- 1.38% |
$5.95K - $7.95K
|
42.4K
$375K
|
|
|
Feb 14, 2023
Q4 2022
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-1.21K- 0.91% |
$12.2K - $16.3K
|
132K
$1.17M
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.72K- 88.23% |
$17.3K - $23.1K
|
230
$2.04K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.79K- 7.23% |
$17.9K - $23.9K
|
22.9K
$203K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.49K- 6.55% |
$24.9K - $33.3K
|
35.5K
$314K
|
|
|
Feb 14, 2023
Q4 2022
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-3.3K- 89.19% |
$33K - $44.2K
|
400
$3.54K
|
|
|
Jan 23, 2023
Q4 2022
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-6.92K- 23.92% |
$69.3K - $92.7K
|
22K
$195K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-7.62K- 38.81% |
$76.2K - $102K
|
12K
$106K
|