Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Jpl Wealth Management, LLC
Highlands Ranch, CO |
BUY
|
- |
200New |
$3.67K - $3.91K
|
200
$3.51K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
198+ 0.98% |
$3.63K - $3.87K
|
20.3K
$357K
|
|
|
Nov 13, 2025
Q3 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
195+ 1.52% |
$3.58K - $3.81K
|
13K
$229K
|
|
|
Nov 14, 2025
Q3 2025
|
Natixis
Paris, I0 |
BUY
|
- |
192+ 0.16% |
$3.52K - $3.75K
|
118K
$2.08M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
185+ 1.33% |
$3.39K - $3.61K
|
14.1K
$248K
|
|
|
Oct 29, 2025
Q3 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
105+ 2.6% |
$1.93K - $2.05K
|
4.14K
$72.8K
|
|
|
Oct 20, 2025
Q3 2025
|
Security National Bank
|
BUY
|
- |
105+ 2.47% |
$1.93K - $2.05K
|
4.35K
$76.5K
|
|
|
Oct 30, 2025
Q3 2025
|
Flagship Wealth Advisors, LLC
Wakefield, MA |
BUY
|
- |
89New |
$1.63K - $1.74K
|
89
$1.56K
|
|
|
Oct 21, 2025
Q3 2025
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
78+ 2.09% |
$1.43K - $1.52K
|
3.81K
$66.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Point72 Europe (London) LLP
London, X0 |
BUY
|
- |
51New |
$935 - $996
|
51
$896
|
|
|
Nov 12, 2025
Q3 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
41+ 0.3% |
$752 - $801
|
13.8K
$242K
|
|
|
Nov 10, 2025
Q3 2025
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
41+ 2.09% |
$752 - $801
|
2K
$35.2K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
41+ 0.21% |
$752 - $801
|
19.1K
$336K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
33+ 0.17% |
$605 - $644
|
18.9K
$333K
|
|
|
Oct 30, 2025
Q3 2025
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
21+ 0.14% |
$385 - $410
|
15.3K
$269K
|
|
|
Oct 08, 2025
Q3 2025
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
21+ 0.75% |
$385 - $410
|
2.84K
$49.8K
|
|
|
Nov 06, 2025
Q3 2025
|
Caprock Group, Inc.
|
BUY
|
- |
15+ 0.11% |
$275 - $293
|
14.2K
$250K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
9+ 0.06% |
$165 - $176
|
16.1K
$283K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
BUY
|
- |
4+ 0.29% |
$73.4 - $78.1
|
1.37K
$24K
|
|
|
Dec 08, 2025
Q3 2025
|
Painted Porch Advisors LLC
Santa Barbara, CA |
BUY
|
- |
3+ 0.19% |
$55 - $58.6
|
1.54K
$27.1K
|
|
|
Nov 10, 2025
Q3 2025
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
1+ 2.0% |
$18.3 - $19.5
|
51
$896
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
1New |
$18.3 - $19.5
|
1
$17.6
|
|
|
Oct 24, 2025
Q3 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
1+ 1.82% |
$18.3 - $19.5
|
56
$984
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1+ 3.23% |
$18.3 - $19.5
|
32
$562
|
|
|
Oct 14, 2025
Q3 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
1+ 1.92% |
$18.3 - $19.5
|
53
$931
|
|
|
Nov 12, 2025
Q3 2025
|
Horizon Financial Services, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2025 | |||||||
|
Jul 10, 2025
Q2 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
28.4MNew |
$462M - $543M
|
28.4M
$499M
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
PUT |
50.1K+ 51.76% |
$814K - $957K
|
147K
$2.58M
|
|
|
Aug 14, 2025
Q2 2025
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
49.3K+ 61.79% |
$800K - $941K
|
129K
$2.27M
|
|
|
Aug 13, 2025
Q2 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
40.8KNew |
$663K - $780K
|
40.8K
$717K
|
|
|
Aug 05, 2025
Q2 2025
|
Bryce Point Capital, LLC
Scarsdale, NY |
BUY
|
- |
36.8KNew |
$598K - $704K
|
36.8K
$647K
|
|
|
Aug 07, 2025
Q2 2025
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
32.3KNew |
$524K - $616K
|
32.3K
$567K
|
|
|
Jul 31, 2025
Q2 2025
|
Mqs Management LLC
|
BUY
|
- |
31.2KNew |
$507K - $597K
|
31.2K
$549K
|
|
|
Aug 13, 2025
Q2 2025
|
Peak6 LLC
Chicago, IL |
BUY
|
PUT |
20KNew |
$325K - $382K
|
20K
$351K
|
|
|
Aug 14, 2025
Q2 2025
|
Sciencast Management LP
|
BUY
|
- |
15.4KNew |
$251K - $295K
|
15.4K
$271K
|
|
|
Aug 14, 2025
Q2 2025
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
CALL |
10.2KNew |
$166K - $195K
|
10.2K
$179K
|
|
|
Aug 06, 2025
Q2 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
10.1KNew |
$164K - $192K
|
10.1K
$177K
|
|
|
Jul 28, 2025
Q2 2025
|
Bayforest Capital LTD
London, X0 |
BUY
|
- |
5.29KNew |
$85.9K - $101K
|
5.29K
$92.9K
|
|
|
Jul 21, 2025
Q2 2025
|
Tfg Advisers LLC
|
BUY
|
- |
5.18K+ 8.61% |
$84.2K - $99K
|
65.4K
$1.15M
|
|
|
Jul 15, 2025
Q2 2025
|
Graypoint LLC
|
BUY
|
- |
3.87K+ 2.33% |
$62.8K - $73.8K
|
169K
$2.98M
|
|
|
Jul 24, 2025
Q2 2025
|
Blair William & CO
Chicago, IL |
BUY
|
- |
3.21K+ 1.6% |
$52K - $61.2K
|
203K
$3.57M
|
|
|
Aug 14, 2025
Q2 2025
|
Wfa Of San Diego, LLC
|
BUY
|
- |
3KNew |
$48.7K - $57.3K
|
3K
$52.7K
|
|
|
Aug 08, 2025
Q2 2025
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
2.9KNew |
$47.1K - $55.4K
|
2.9K
$51K
|
|
|
Jul 29, 2025
Q2 2025
|
Private Trust CO Na
|
BUY
|
- |
2.88K+ 576.2% |
$46.8K - $55K
|
3.38K
$59.4K
|
|
|
Aug 05, 2025
Q2 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
2.57KNew |
$41.7K - $49K
|
2.57K
$45.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
2.03K+ 11.76% |
$33K - $38.8K
|
19.3K
$339K
|
|
|
Jul 31, 2025
Q2 2025
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
1.85KNew |
$30K - $35.3K
|
1.85K
$32.5K
|
|
|
Jul 17, 2025
Q2 2025
|
Alpine Bank Wealth Management
Grand Junction, CO |
BUY
|
- |
1.83KNew |
$29.7K - $34.9K
|
1.83K
$32.1K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.52K+ 30.68% |
$24.7K - $29K
|
6.48K
$114K
|
|
|
Aug 04, 2025
Q2 2025
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
1.5KNew |
$24.4K - $28.7K
|
1.5K
$26.4K
|
|