Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
7.06K+ 1.66% |
$81.8K - $105K
|
431K
$8.28M
|
|
|
Feb 06, 2023
Q4 2022
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
3.5K+ 5.74% |
$40.6K - $52.3K
|
64.5K
$1.24M
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
3.16KNew |
$36.6K - $47.2K
|
3.16K
$60.7K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
2.52KNew |
$29.2K - $37.7K
|
2.52K
$48.4K
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
2.48K+ 10.49% |
$28.8K - $37.1K
|
26.2K
$502K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
2.2KNew |
$25.5K - $32.8K
|
2.2K
$42.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
BUY
|
- |
1.44KNew |
$16.6K - $21.4K
|
1.44K
$27.6K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
1.2KNew |
$13.9K - $17.9K
|
1.2K
$23.1K
|
|
|
Feb 10, 2023
Q4 2022
|
Sandy Spring Bank
|
BUY
|
- |
450New |
$5.22K - $6.72K
|
450
$8.64K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
300New |
$3.48K - $4.48K
|
300
$5.76K
|
|
|
Feb 13, 2023
Q4 2022
|
Clear Street Markets LLC
|
BUY
|
- |
300New |
$3.48K - $4.48K
|
300
$5.76K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
200New |
$2.32K - $2.99K
|
200
$3.84K
|
|
|
Feb 10, 2023
Q4 2022
|
Victory Capital Management Inc
|
BUY
|
- |
129+ 0.91% |
$1.5K - $1.93K
|
14.3K
$275K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
123New |
$1.43K - $1.84K
|
123
$2.36K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
64New |
$742 - $956
|
64
$1.23K
|
|
|
Sep 01, 2023
Q4 2022
|
Jag Capital Management, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Empyrean Capital Partners, LP
Los Angeles, CA |
BUY
|
PUT |
500KNew |
$5.73M - $12.7M
|
500K
$9.61M
|
|
|
Nov 08, 2022
Q3 2022
|
New York State Common Retirement Fund
|
BUY
|
- |
59.1KNew |
$677K - $1.51M
|
59.1K
$1.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
12.9KNew |
$148K - $329K
|
12.9K
$248K
|
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
5.81KNew |
$66.5K - $148K
|
5.81K
$112K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
1.92KNew |
$22K - $48.9K
|
1.92K
$36.9K
|
|
|
Oct 12, 2022
Q3 2022
|
City Holding CO
|
BUY
|
- |
651New |
$7.45K - $16.6K
|
651
$12.5K
|
|
|
Oct 26, 2022
Q3 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
650New |
$7.44K - $16.6K
|
650
$12.5K
|
|
|
Nov 08, 2022
Q3 2022
|
Wms Partners, LLC
|
BUY
|
- |
632+ 4.21% |
$7.24K - $16.1K
|
15.6K
$300K
|
|
|
Nov 30, 2023
Q3 2022
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
413New |
$4.73K - $10.5K
|
413
$7.93K
|
|
|
Nov 14, 2022
Q3 2022
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
318+ 2.3% |
$3.64K - $8.1K
|
14.1K
$272K
|
|
|
Nov 07, 2022
Q3 2022
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
80New |
$916 - $2.04K
|
80
$1.54K
|
|
| Q2 2022 | |||||||
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
404KNew |
$5.18M - $7.64M
|
404K
$7.76M
|
|
|
Jul 11, 2022
Q2 2022
|
Foresight Capital Management Advisors, Inc.
|
BUY
|
- |
104KNew |
$1.33M - $1.97M
|
104K
$2M
|
|
|
Aug 15, 2022
Q2 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
BUY
|
- |
31.1KNew |
$399K - $588K
|
31.1K
$598K
|
|
|
Aug 15, 2022
Q2 2022
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
BUY
|
- |
22.5K+ 8.06% |
$288K - $425K
|
302K
$5.8M
|
|
|
Aug 12, 2022
Q2 2022
|
Dodge & Cox
San Francisco, CA |
BUY
|
- |
20KNew |
$256K - $378K
|
20K
$384K
|
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
18.8KNew |
$241K - $356K
|
18.8K
$361K
|
|
|
Aug 10, 2022
Q2 2022
|
Allie Family Office LLC
|
BUY
|
- |
15KNew |
$192K - $284K
|
15K
$288K
|
|
|
Aug 12, 2022
Q2 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
13.9K+ 8992.26% |
$179K - $264K
|
14.1K
$271K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
4.25KNew |
$54.5K - $80.4K
|
4.25K
$81.6K
|
|
|
Aug 15, 2022
Q2 2022
|
Creative Planning
Overland Park, KS |
BUY
|
CALL |
1.4KNew |
$17.9K - $26.5K
|
1.4K
$26.9K
|
|
|
Jul 15, 2022
Q2 2022
|
Westside Investment Management, Inc.
|
BUY
|
- |
1.34KNew |
$17.2K - $25.3K
|
1.34K
$25.7K
|
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
700New |
$8.97K - $13.2K
|
700
$13.4K
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
400New |
$5.13K - $7.56K
|
400
$7.68K
|
|
|
Jul 06, 2022
Q2 2022
|
Goal Vest Advisory LLC
|
BUY
|
- |
200New |
$2.56K - $3.78K
|
200
$3.84K
|
|
|
Jul 15, 2022
Q2 2022
|
Cordasco Financial Network
|
BUY
|
- |
54+ 3.46% |
$692 - $1.02K
|
1.61K
$31K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
32KNew |
$530K - $584K
|
32K
$615K
|
|
|
Apr 13, 2022
Q1 2022
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
10.5KNew |
$174K - $191K
|
10.5K
$202K
|
|
|
Apr 19, 2022
Q1 2022
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
3.17KNew |
$52.5K - $57.8K
|
3.17K
$60.9K
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
795New |
$13.2K - $14.5K
|
795
$15.3K
|
|
|
Apr 13, 2022
Q1 2022
|
Webster Bank, N. A.
|
BUY
|
- |
495+ 54.7% |
$8.2K - $9.02K
|
1.4K
$26.9K
|
|
|
Apr 21, 2022
Q1 2022
|
Private Capital Group, LLC
|
BUY
|
- |
98+ 66.22% |
$1.62K - $1.79K
|
246
$4.73K
|
|
| Q4 2021 | |||||||
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
18.2KNew |
$294K - $329K
|
18.2K
$350K
|
|
|
Feb 11, 2022
Q4 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
12KNew |
$194K - $217K
|
12K
$231K
|
|