Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
4.9KNew |
$73.9K - $83K
|
4.9K
$90.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Mcdonald Partners LLC
|
BUY
|
- |
4.5K+ 10.34% |
$67.9K - $76.2K
|
48K
$891K
|
|
|
Jun 28, 2024
Q4 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
3.81KNew |
$57.5K - $64.5K
|
3.81K
$70.7K
|
|
|
Feb 07, 2024
Q4 2023
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
3.15K+ 15.0% |
$47.5K - $53.3K
|
24.2K
$448K
|
|
|
Feb 02, 2024
Q4 2023
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
2.43K+ 19.75% |
$36.7K - $41.2K
|
14.7K
$274K
|
|
|
Apr 03, 2024
Q4 2023
|
Wealth Collab, LLC
Bellevue, WA |
BUY
|
- |
641New |
$9.67K - $10.9K
|
641
$11.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
534+ 3.54% |
$8.06K - $9.04K
|
15.6K
$290K
|
|
|
Feb 12, 2024
Q4 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
534+ 3.54% |
$8.06K - $9.04K
|
15.6K
$290K
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
300+ 46.88% |
$4.53K - $5.08K
|
940
$17.4K
|
|
|
Jan 02, 2024
Q4 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
197New |
$2.97K - $3.34K
|
197
$3.66K
|
|
|
Feb 14, 2024
Q4 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
15New |
$226 - $254
|
15
$278
|
|
| Q3 2023 | |||||||
|
Oct 16, 2023
Q3 2023
|
Palumbo Wealth Management LLC
Great Neck, NY |
BUY
|
- |
36KNew |
$535K - $649K
|
36K
$668K
|
|
|
Nov 02, 2023
Q3 2023
|
Duality Advisers, LP
Miami, FL |
BUY
|
- |
23.2KNew |
$345K - $419K
|
23.2K
$431K
|
|
|
Nov 07, 2023
Q3 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
21.1KNew |
$313K - $379K
|
21.1K
$391K
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
13.1KNew |
$195K - $236K
|
13.1K
$243K
|
|
|
Nov 02, 2023
Q3 2023
|
Origin Asset Management LLP
London, X0 |
BUY
|
- |
11.4KNew |
$169K - $205K
|
11.4K
$212K
|
|
|
Nov 06, 2023
Q3 2023
|
Childress Capital Advisors, LLC
Houston, TX |
BUY
|
- |
11.4KNew |
$169K - $205K
|
11.4K
$211K
|
|
|
Nov 06, 2023
Q3 2023
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
10.2KNew |
$152K - $184K
|
10.2K
$190K
|
|
|
Nov 08, 2023
Q3 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
6.71KNew |
$99.6K - $121K
|
6.71K
$124K
|
|
|
Nov 15, 2023
Q3 2023
|
Orion Capital Management LLC
|
BUY
|
- |
4KNew |
$59.4K - $72.1K
|
4K
$74.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1.84K+ 166.25% |
$27.4K - $33.2K
|
2.95K
$54.8K
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
1.19K+ 0.87% |
$17.7K - $21.4K
|
138K
$2.57M
|
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
200New |
$2.97K - $3.6K
|
200
$3.71K
|
|
|
Nov 13, 2023
Q3 2023
|
Evermay Wealth Management LLC
Arlington, VA |
BUY
|
- |
180New |
$2.67K - $3.24K
|
180
$3.34K
|
|
|
Oct 19, 2023
Q3 2023
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
170+ 1.35% |
$2.53K - $3.06K
|
12.7K
$236K
|
|
|
Nov 06, 2023
Q3 2023
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
50+ 12.76% |
$743 - $901
|
442
$8.2K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
16.3KNew |
$202K - $246K
|
16.3K
$303K
|
|
|
Aug 10, 2023
Q2 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
6KNew |
$74.3K - $90.5K
|
6K
$111K
|
|
|
Jul 24, 2023
Q2 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
2.1KNew |
$26K - $31.7K
|
2.1K
$39K
|
|
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1KNew |
$12.4K - $15.1K
|
1K
$18.6K
|
|
|
Aug 14, 2023
Q2 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
113+ 0.79% |
$1.4K - $1.7K
|
14.4K
$267K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
93+ 3.08% |
$1.15K - $1.4K
|
3.11K
$57.7K
|
|
| Q1 2023 | |||||||
|
May 12, 2023
Q1 2023
|
Cooper Creek Partners Management LLC
New York, NY |
BUY
|
- |
544KNew |
$6.29M - $8.83M
|
544K
$10.1M
|
|
|
May 15, 2023
Q1 2023
|
J. Goldman & CO LP
New York, NY |
BUY
|
PUT |
282KNew |
$3.25M - $4.57M
|
282K
$5.22M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
PUT |
215KNew |
$2.48M - $3.49M
|
215K
$3.99M
|
|
|
Sep 25, 2023
Q1 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
BUY
|
PUT |
140KNew |
$1.62M - $2.27M
|
140K
$2.6M
|
|
|
May 10, 2023
Q1 2023
|
Hst Ventures, LLC
|
BUY
|
- |
41.3KNew |
$478K - $671K
|
41.3K
$767K
|
|
|
May 15, 2023
Q1 2023
|
Belvedere Trading LLC
|
BUY
|
PUT |
37.6KNew |
$435K - $611K
|
37.6K
$698K
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
28KNew |
$324K - $455K
|
28K
$520K
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
25.2KNew |
$291K - $409K
|
25.2K
$468K
|
|
|
May 15, 2023
Q1 2023
|
T. Rowe Price Investment Management, Inc.
Baltimore, MD |
BUY
|
- |
23.1K+ 1.67% |
$267K - $376K
|
1.4M
$26.1M
|
|
|
May 15, 2023
Q1 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
16.1K+ 40.62% |
$186K - $261K
|
55.7K
$1.03M
|
|
|
May 15, 2023
Q1 2023
|
Shay Capital LLC
New York, NY |
BUY
|
PUT |
15.5K+ 29.64% |
$179K - $252K
|
67.8K
$1.26M
|
|
|
May 15, 2023
Q1 2023
|
Bayesian Capital Management, LP
Brooklyn, NY |
BUY
|
- |
12.4KNew |
$143K - $201K
|
12.4K
$229K
|
|
|
May 02, 2023
Q1 2023
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
7.49KNew |
$86.6K - $122K
|
7.49K
$139K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4.7KNew |
$54.4K - $76.4K
|
4.7K
$87.3K
|
|
|
May 02, 2023
Q1 2023
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
1KNew |
$11.6K - $16.2K
|
1K
$18.6K
|
|
|
May 01, 2023
Q1 2023
|
New Square Capital LLC
|
BUY
|
- |
500New |
$5.78K - $8.12K
|
500
$9.28K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
176+ 0.94% |
$2.03K - $2.86K
|
19K
$353K
|
|
|
May 05, 2023
Q1 2023
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
160+ 0.21% |
$1.85K - $2.6K
|
77.4K
$1.44M
|
|