Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.71K+ 1.65% |
$49.8K - $53K
|
167K
$2.94M
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.63K+ 2.79% |
$48.2K - $51.3K
|
96.7K
$1.7M
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.62K+ 5.27% |
$48.1K - $51.2K
|
52.4K
$921K
|
|
|
Nov 05, 2025
Q3 2025
|
Pro Share Advisors LLC
|
BUY
|
- |
2.37K+ 7.79% |
$43.4K - $46.2K
|
32.8K
$576K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.35K+ 2.14% |
$43.1K - $45.9K
|
112K
$1.97M
|
|
|
Oct 28, 2025
Q3 2025
|
Mas Advisors LLC
Miami, FL |
BUY
|
- |
2.33K+ 11.1% |
$42.8K - $45.5K
|
23.3K
$410K
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
2.02KNew |
$37K - $39.4K
|
2.02K
$35.4K
|
|
|
Nov 12, 2025
Q3 2025
|
Napa Wealth Management
Napa, CA |
BUY
|
- |
2.02K+ 1.85% |
$37K - $39.4K
|
111K
$1.95M
|
|
|
Oct 30, 2025
Q3 2025
|
Orion Capital Management LLC
|
BUY
|
- |
2KNew |
$36.7K - $39.1K
|
2K
$35.1K
|
|
|
Oct 31, 2025
Q3 2025
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
1.91K+ 27.21% |
$34.9K - $37.2K
|
8.91K
$156K
|
|
|
Nov 14, 2025
Q3 2025
|
Point72 (Difc) LTD
Dubai, C0 |
BUY
|
- |
1.9KNew |
$34.8K - $37.1K
|
1.9K
$33.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Sharpepoint LLC
Phoenix, AZ |
BUY
|
- |
1.88K+ 2.17% |
$34.5K - $36.7K
|
88.3K
$1.55M
|
|
|
Oct 20, 2025
Q3 2025
|
Financial Consulate, Inc
|
BUY
|
- |
1.85KNew |
$33.8K - $36K
|
1.85K
$32.4K
|
|
|
Oct 29, 2025
Q3 2025
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
1.58K+ 1.74% |
$29K - $30.9K
|
92.5K
$1.62M
|
|
|
Oct 29, 2025
Q3 2025
|
Arkadios Wealth Advisors
|
BUY
|
- |
1.55K+ 2.69% |
$28.4K - $30.3K
|
59.2K
$1.04M
|
|
|
Nov 12, 2025
Q3 2025
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
1.53KNew |
$28K - $29.8K
|
1.53K
$26.8K
|
|
|
Oct 30, 2025
Q3 2025
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
1.53K+ 2.18% |
$28K - $29.8K
|
71.4K
$1.26M
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
PUT |
1.5KNew |
$27.5K - $29.3K
|
1.5K
$26.4K
|
|
|
Nov 12, 2025
Q3 2025
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
1.39KNew |
$25.5K - $27.2K
|
1.39K
$24.5K
|
|
|
Oct 14, 2025
Q3 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
1.33K+ 74.97% |
$24.4K - $26K
|
3.11K
$54.7K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
1.3K+ 10.08% |
$23.8K - $25.4K
|
14.2K
$249K
|
|
|
Nov 12, 2025
Q3 2025
|
Diversify Advisory Services, LLC
Sandy, UT |
BUY
|
- |
1.19K+ 5.32% |
$21.8K - $23.2K
|
23.5K
$413K
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
1.19K+ 4.96% |
$21.7K - $23.1K
|
25.1K
$440K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.18K+ 5.63% |
$21.6K - $23K
|
22.1K
$388K
|
|
|
Nov 06, 2025
Q3 2025
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
1.07K+ 3.57% |
$19.6K - $20.9K
|
31K
$545K
|
|
|
Oct 22, 2025
Q3 2025
|
Abundance Wealth Counselors
|
BUY
|
- |
1.03K+ 1.75% |
$19K - $20.2K
|
60K
$1.05M
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
980+ 3.09% |
$18K - $19.1K
|
32.7K
$574K
|
|
|
Nov 13, 2025
Q3 2025
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
960New |
$17.6K - $18.7K
|
960
$16.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Point72 Asia (Singapore) Pte. Ltd.
Singapore, U0 |
BUY
|
- |
915New |
$16.8K - $17.9K
|
915
$16.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
900New |
$16.5K - $17.6K
|
900
$15.8K
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
736+ 3.6% |
$13.5K - $14.4K
|
21.2K
$372K
|
|
|
Nov 10, 2025
Q3 2025
|
Dakota Wealth Management
|
BUY
|
- |
735+ 1.93% |
$13.5K - $14.4K
|
38.7K
$680K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
732+ 2.91% |
$13.4K - $14.3K
|
25.9K
$455K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
680+ 11.39% |
$12.5K - $13.3K
|
6.65K
$117K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
680+ 3.86% |
$12.5K - $13.3K
|
18.3K
$321K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
BUY
|
- |
675+ 1.82% |
$12.4K - $13.2K
|
37.8K
$664K
|
|
|
Nov 13, 2025
Q3 2025
|
Clear Street Markets LLC
|
BUY
|
- |
600New |
$11K - $11.7K
|
600
$10.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
577New |
$10.6K - $11.3K
|
577
$10.1K
|
|
|
Nov 18, 2025
Q3 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
560+ 19.46% |
$10.3K - $10.9K
|
3.44K
$60.4K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
553+ 1.95% |
$10.1K - $10.8K
|
29K
$509K
|
|
|
Nov 10, 2025
Q3 2025
|
Rossby Financial, Lcc
Melbourne, FL |
BUY
|
- |
518+ 53.46% |
$9.5K - $10.1K
|
1.49K
$26.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
483+ 6.69% |
$8.86K - $9.43K
|
7.7K
$135K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
450+ 1.91% |
$8.25K - $8.79K
|
24K
$421K
|
|
|
Nov 05, 2025
Q3 2025
|
Rmr Wealth Builders
|
BUY
|
- |
407+ 2.07% |
$7.46K - $7.95K
|
20.1K
$352K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
406+ 0.32% |
$7.45K - $7.93K
|
126K
$2.21M
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
400+ 28.86% |
$7.34K - $7.81K
|
1.79K
$31.4K
|
|
|
Oct 22, 2025
Q3 2025
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
363+ 0.72% |
$6.66K - $7.09K
|
50.5K
$887K
|
|
|
Nov 12, 2025
Q3 2025
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
BUY
|
- |
329+ 2.12% |
$6.03K - $6.43K
|
15.8K
$278K
|
|
|
Oct 23, 2025
Q3 2025
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
284+ 2.32% |
$5.21K - $5.55K
|
12.5K
$220K
|
|
|
Oct 29, 2025
Q3 2025
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
231+ 1.23% |
$4.24K - $4.51K
|
19K
$334K
|
|