Purchases and Sales Made in Q1 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-44.1KClosed |
$731K - $804K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-48.5K- 7.41% |
$803K - $884K
|
605K
$10.7M
|
|
|
May 16, 2022
Q1 2022
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-48.8KClosed |
$808K - $889K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-80.1K- 46.31% |
$1.33M - $1.46M
|
92.9K
$1.64M
|
|
|
May 12, 2022
Q1 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-103K- 44.43% |
$1.7M - $1.87M
|
128K
$2.26M
|
|
|
May 16, 2022
Q1 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-113K- 62.16% |
$1.87M - $2.06M
|
68.8K
$1.21M
|
|
|
May 16, 2022
Q1 2022
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-128K- 17.86% |
$2.12M - $2.33M
|
588K
$10.4M
|
|
|
Apr 29, 2022
Q1 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-129K- 86.14% |
$2.14M - $2.36M
|
20.8K
$367K
|
|
|
May 16, 2022
Q1 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-139KClosed |
$2.31M - $2.54M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-156K- 87.34% |
$2.59M - $2.85M
|
22.7K
$400K
|
|
|
May 16, 2022
Q1 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-177K- 85.82% |
$2.93M - $3.23M
|
29.3K
$517K
|
|
|
Apr 12, 2022
Q1 2022
|
A. D. Beadell Investment Counsel, Inc.
|
SELL
|
- |
-184KClosed |
$3.06M - $3.36M
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-211K- 29.25% |
$3.5M - $3.85M
|
511K
$9.02M
|
|
|
May 12, 2022
Q1 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-242K- 24.18% |
$4.01M - $4.41M
|
758K
$13.4M
|
|
|
May 04, 2022
Q1 2022
|
Abrdn PLC
|
SELL
|
- |
-279KClosed |
$4.61M - $5.08M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Shanda Asset Management Holdings LTD
Singapore, U0 |
SELL
|
- |
-333KClosed |
$5.52M - $6.08M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-371K- 17.26% |
$6.15M - $6.77M
|
1.78M
$31.4M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-409K- 30.52% |
$6.77M - $7.45M
|
930K
$16.4M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.52M- 84.3% |
$25.2M - $27.8M
|
284K
$5.01M
|