Purchases and Sales Made in Q1 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
6.17K+ 8.25% |
$102K - $112K
|
81K
$1.56M
|
|
|
Apr 22, 2022
Q1 2022
|
Bristlecone Advisors, LLC
|
BUY
|
- |
5.89K+ 31.01% |
$97.5K - $107K
|
24.9K
$480K
|
|
|
May 13, 2022
Q1 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
5.85K+ 1.41% |
$96.9K - $107K
|
421K
$8.13M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.81K+ 0.85% |
$96.1K - $106K
|
690K
$13.3M
|
|
|
May 16, 2022
Q1 2022
|
Neo Ivy Capital Management
New York, NY |
BUY
|
- |
5.66KNew |
$93.7K - $103K
|
5.66K
$109K
|
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
5.31K+ 9.74% |
$87.9K - $96.7K
|
59.8K
$1.16M
|
|
|
May 10, 2022
Q1 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
5.2KNew |
$86K - $94.7K
|
5.2K
$100K
|
|
|
Apr 28, 2022
Q1 2022
|
Abundance Wealth Counselors
|
BUY
|
- |
5.18K+ 17.99% |
$85.7K - $94.3K
|
33.9K
$656K
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.96K+ 10.46% |
$82.2K - $90.4K
|
52.4K
$1.01M
|
|
|
May 06, 2022
Q1 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
4.12K+ 9.73% |
$68.3K - $75.2K
|
46.5K
$898K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
4.12K+ 0.78% |
$68.2K - $75.1K
|
531K
$10.3M
|
|
|
May 03, 2022
Q1 2022
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
3.9K+ 14.14% |
$64.5K - $71K
|
31.4K
$608K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
3.78KNew |
$62.6K - $68.9K
|
3.78K
$73.1K
|
|
|
Apr 25, 2022
Q1 2022
|
Security National Bank
|
BUY
|
- |
3.76K+ 2.27% |
$62.3K - $68.6K
|
169K
$3.27M
|
|
|
May 16, 2022
Q1 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
3.65K+ 15.36% |
$60.5K - $66.6K
|
27.4K
$530K
|
|
|
May 04, 2022
Q1 2022
|
Stephens Inc
|
BUY
|
- |
3.54K+ 17.68% |
$58.7K - $64.6K
|
23.6K
$456K
|
|
|
May 04, 2022
Q1 2022
|
Financial Advisory Service, Inc.
|
BUY
|
- |
3.42K+ 2.29% |
$56.6K - $62.3K
|
153K
$2.95M
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
3.28KNew |
$54.3K - $59.8K
|
3.28K
$63.3K
|
|
|
Apr 19, 2022
Q1 2022
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
3.17KNew |
$52.5K - $57.8K
|
3.17K
$61.3K
|
|
|
Apr 19, 2022
Q1 2022
|
Fifth Third Bancorp
|
BUY
|
- |
3.05K+ 96.15% |
$50.5K - $55.6K
|
6.22K
$120K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
2.77KNew |
$45.9K - $50.5K
|
2.77K
$53.5K
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.75K+ 21.62% |
$45.5K - $50.1K
|
15.5K
$299K
|
|
|
Apr 29, 2022
Q1 2022
|
Mckinley Capital Management LLC
|
BUY
|
- |
2.68K+ 0.64% |
$44.4K - $48.8K
|
423K
$8.17M
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
BUY
|
- |
2.62K+ 5.18% |
$43.4K - $47.7K
|
53.1K
$1.03M
|
|
|
May 13, 2022
Q1 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
2.07K+ 2.82% |
$34.2K - $37.7K
|
75.3K
$1.46M
|
|
|
May 16, 2022
Q1 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.93K+ 19.07% |
$31.9K - $35.1K
|
12K
$233K
|
|
|
May 16, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.9K+ 18.65% |
$31.5K - $34.6K
|
12.1K
$234K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.83K+ 4.45% |
$30.2K - $33.3K
|
42.9K
$828K
|
|
|
May 09, 2022
Q1 2022
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
1.79K+ 17.86% |
$29.7K - $32.7K
|
11.8K
$229K
|
|
|
Apr 21, 2022
Q1 2022
|
Essex Financial Services, Inc.
|
BUY
|
- |
1.73K+ 9.39% |
$28.6K - $31.5K
|
20.2K
$389K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.53K+ 11.8% |
$25.3K - $27.8K
|
14.5K
$279K
|
|
|
Apr 27, 2022
Q1 2022
|
Triad Investment Management
|
BUY
|
- |
1.3K+ 1.31% |
$21.5K - $23.7K
|
100K
$1.94M
|
|
|
Aug 16, 2024
Q1 2022
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
1.18K+ 128.14% |
$19.6K - $21.6K
|
2.11K
$40.7K
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.18K+ 6.89% |
$19.5K - $21.4K
|
18.2K
$352K
|
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.1K+ 9.44% |
$18.2K - $20.1K
|
12.8K
$247K
|
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
973New |
$16.1K - $17.7K
|
973
$18.8K
|
|
|
May 13, 2022
Q1 2022
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
903New |
$15K - $16.5K
|
903
$17.4K
|
|
|
Apr 22, 2022
Q1 2022
|
Peak Financial Advisors LLC
|
BUY
|
- |
840+ 8.02% |
$13.9K - $15.3K
|
11.3K
$219K
|
|
|
May 13, 2022
Q1 2022
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
804New |
$13.3K - $14.7K
|
804
$15.5K
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
795New |
$13.2K - $14.5K
|
795
$15.4K
|
|
|
Jun 28, 2024
Q1 2022
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
600+ 12.77% |
$9.94K - $10.9K
|
5.3K
$102K
|
|
|
May 12, 2022
Q1 2022
|
Monetary Management Group Inc
St Louis, MO |
BUY
|
- |
600New |
$9.94K - $10.9K
|
600
$11.6K
|
|
|
May 12, 2022
Q1 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
559+ 2.8% |
$9.26K - $10.2K
|
20.6K
$397K
|
|
|
Apr 13, 2022
Q1 2022
|
Webster Bank, N. A.
|
BUY
|
- |
495+ 54.7% |
$8.2K - $9.02K
|
1.4K
$27K
|
|
|
May 11, 2023
Q1 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
464New |
$7.68K - $8.46K
|
464
$8.96K
|
|
|
May 13, 2022
Q1 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
379+ 1.15% |
$6.28K - $6.91K
|
33.3K
$643K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
339+ 2.82% |
$5.61K - $6.18K
|
12.4K
$239K
|
|
|
May 06, 2022
Q1 2022
|
Motco
|
BUY
|
- |
300New |
$4.97K - $5.47K
|
300
$5.8K
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
286+ 2.05% |
$4.74K - $5.21K
|
14.2K
$275K
|
|
|
Apr 29, 2022
Q1 2022
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
262New |
$4.34K - $4.78K
|
262
$5.06K
|