Purchases and Sales Made in Q1 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 21, 2022
Q1 2022
|
Private Capital Group, LLC
|
BUY
|
- |
98+ 66.22% |
$1.62K - $1.79K
|
246
$4.73K
|
|
May 04, 2022
Q1 2022
|
Victory Capital Management Inc
|
BUY
|
- |
80+ 0.47% |
$1.32K - $1.46K
|
16.9K
$325K
|
|
May 17, 2022
Q1 2022
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
60+ 1.53% |
$994 - $1.09K
|
3.97K
$76.3K
|
|
Apr 25, 2022
Q1 2022
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
52+ 1.93% |
$861 - $948
|
2.75K
$52.8K
|
|
May 03, 2022
Q1 2022
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
50+ 0.14% |
$828 - $912
|
36.3K
$697K
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
BUY
|
- |
46+ 1.59% |
$762 - $839
|
2.94K
$56.5K
|
|
Apr 21, 2022
Q1 2022
|
Cordasco Financial Network
|
BUY
|
- |
42+ 2.77% |
$696 - $766
|
1.56K
$30K
|
|
May 12, 2022
Q1 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
38New |
$629 - $693
|
38
$730
|
|
May 06, 2022
Q1 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
35+ 2.86% |
$580 - $638
|
1.26K
$24.1K
|
|
May 06, 2022
Q1 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
34+ 1.91% |
$563 - $620
|
1.82K
$34.9K
|
|
May 06, 2022
Q1 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
28New |
$464 - $510
|
28
$538
|
|
Apr 26, 2022
Q1 2022
|
Activest Wealth Management
|
BUY
|
- |
21+ 2.82% |
$348 - $383
|
765
$14.7K
|
|
Apr 26, 2022
Q1 2022
|
Diligent Investors, LLC
|
BUY
|
- |
10+ 0.1% |
$166 - $182
|
10.5K
$201K
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
BUY
|
- |
3+ 0.42% |
$49.7 - $54.7
|
712
$13.7K
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-22Closed |
$364 - $401
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-43- 2.58% |
$712 - $784
|
1.62K
$31.2K
|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-65- 0.25% |
$1.08K - $1.18K
|
25.9K
$498K
|
|
May 17, 2022
Q1 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-87- 0.4% |
$1.44K - $1.59K
|
21.7K
$417K
|
|
Dec 13, 2023
Q1 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-87- 0.4% |
$1.44K - $1.59K
|
21.7K
$417K
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-100Closed |
$1.66K - $1.82K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-100Closed |
$1.66K - $1.82K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Archer Investment Corp
|
SELL
|
- |
-100- 0.28% |
$1.66K - $1.82K
|
35.4K
$680K
|
|
May 16, 2022
Q1 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-147- 0.86% |
$2.43K - $2.68K
|
17K
$327K
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-168- 0.15% |
$2.78K - $3.06K
|
115K
$2.22M
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-184- 0.27% |
$3.05K - $3.35K
|
68.2K
$1.31M
|
|
May 17, 2022
Q1 2022
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-222- 36.16% |
$3.68K - $4.05K
|
392
$7.53K
|
|
May 06, 2022
Q1 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-272Closed |
$4.5K - $4.96K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Us Bancorp \De\
|
SELL
|
- |
-331- 0.83% |
$5.48K - $6.03K
|
39.7K
$763K
|
|
Apr 22, 2022
Q1 2022
|
Exane Derivatives
|
SELL
|
- |
-370- 10.68% |
$6.13K - $6.75K
|
3.09K
$59.4K
|
|
May 16, 2022
Q1 2022
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-375- 0.44% |
$6.21K - $6.84K
|
84.1K
$1.62M
|
|
May 06, 2022
Q1 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-426Closed |
$7.05K - $7.77K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-482- 1.82% |
$7.98K - $8.79K
|
25.9K
$498K
|
|
Apr 29, 2022
Q1 2022
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-542- 0.18% |
$8.98K - $9.88K
|
293K
$5.63M
|
|
May 11, 2022
Q1 2022
|
Jag Capital Management, LLC
|
SELL
|
- |
-606- 1.19% |
$10K - $11K
|
50.5K
$970K
|
|
May 12, 2022
Q1 2022
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-620Closed |
$10.3K - $11.3K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-729- 0.74% |
$12.1K - $13.3K
|
97.4K
$1.87M
|
|
May 12, 2022
Q1 2022
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-800Closed |
$13.2K - $14.6K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-830- 2.13% |
$13.7K - $15.1K
|
38.1K
$733K
|
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-840- 2.94% |
$13.9K - $15.3K
|
27.7K
$533K
|
|
Apr 25, 2022
Q1 2022
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-901- 1.11% |
$14.9K - $16.4K
|
80.3K
$1.54M
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-938- 1.24% |
$15.5K - $17.1K
|
74.8K
$1.44M
|
|
Apr 12, 2022
Q1 2022
|
Old Port Advisors
|
SELL
|
- |
-959- 6.41% |
$15.9K - $17.5K
|
14K
$269K
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-1.06K- 3.46% |
$17.5K - $19.3K
|
29.5K
$566K
|
|
Apr 08, 2022
Q1 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-1.1KClosed |
$18.2K - $20.1K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.12KClosed |
$18.5K - $20.4K
|
0
$0
|
|
May 06, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-1.15K- 10.15% |
$19.1K - $21K
|
10.2K
$196K
|
|
Apr 27, 2022
Q1 2022
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-1.36K- 7.92% |
$22.4K - $24.7K
|
15.7K
$303K
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.76K- 7.49% |
$29.1K - $32.1K
|
21.7K
$418K
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.79K- 53.7% |
$29.7K - $32.6K
|
1.54K
$29.7K
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.97K- 1.25% |
$32.5K - $35.8K
|
155K
$2.98M
|