Purchases and Sales Made in Q1 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2024
Q1 2024
|
Citigroup Inc
|
BUY
|
- |
2.58KNew |
$43K - $48.4K
|
2.58K
$47.9K
|
|
|
Aug 14, 2024
Q1 2024
|
Napa Wealth Management
Napa, CA |
BUY
|
- |
2.44K+ 2.78% |
$40.7K - $45.9K
|
90.3K
$1.68M
|
|
|
May 07, 2024
Q1 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
2.23K+ 9.13% |
$37.1K - $41.8K
|
26.6K
$494K
|
|
|
May 14, 2024
Q1 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.15K+ 8.52% |
$35.9K - $40.4K
|
27.4K
$509K
|
|
|
May 13, 2024
Q1 2024
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
1.84K+ 6.11% |
$30.7K - $34.5K
|
31.9K
$593K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.78K+ 2.52% |
$29.6K - $33.3K
|
72.2K
$1.34M
|
|
|
May 09, 2024
Q1 2024
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
1.68K+ 1.54% |
$27.9K - $31.5K
|
110K
$2.05M
|
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.59K+ 154.76% |
$26.6K - $29.9K
|
2.62K
$48.7K
|
|
|
May 09, 2024
Q1 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.5K+ 1.07% |
$25K - $28.2K
|
142K
$2.63M
|
|
|
May 13, 2024
Q1 2024
|
C M Bidwell & Associates LTD
Honolulu, HI |
BUY
|
- |
1.45K+ 53.11% |
$24.2K - $27.2K
|
4.18K
$77.6K
|
|
|
May 08, 2024
Q1 2024
|
Bleakley Financial Group, LLC
Fairfield, NJ |
BUY
|
- |
1.23K+ 3.34% |
$20.5K - $23.1K
|
38K
$706K
|
|
|
Apr 25, 2024
Q1 2024
|
Allworth Financial LP
|
BUY
|
- |
1.19KNew |
$19.8K - $22.2K
|
1.19K
$22K
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.17K+ 0.39% |
$19.5K - $22K
|
298K
$5.53M
|
|
|
May 15, 2024
Q1 2024
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
1.11K+ 0.8% |
$18.5K - $20.8K
|
140K
$2.6M
|
|
|
May 02, 2024
Q1 2024
|
First Command Advisory Services, Inc.
|
BUY
|
- |
1.08KNew |
$17.9K - $20.2K
|
1.08K
$20K
|
|
|
May 15, 2024
Q1 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.03K+ 7.2% |
$17.2K - $19.4K
|
15.4K
$286K
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1K+ 0.87% |
$16.7K - $18.8K
|
115K
$2.14M
|
|
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
869+ 4.9% |
$14.5K - $16.3K
|
18.6K
$345K
|
|
|
May 29, 2024
Q1 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
836New |
$13.9K - $15.7K
|
836
$15.5K
|
|
|
May 15, 2024
Q1 2024
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
813New |
$13.6K - $15.3K
|
813
$15.1K
|
|
|
Apr 18, 2024
Q1 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
806+ 28.86% |
$13.4K - $15.1K
|
3.6K
$66.8K
|
|
|
May 14, 2024
Q1 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
788+ 3.54% |
$13.1K - $14.8K
|
23K
$428K
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
746+ 0.55% |
$12.4K - $14K
|
135K
$2.51M
|
|
|
May 15, 2024
Q1 2024
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
700+ 2.55% |
$11.7K - $13.1K
|
28.2K
$523K
|
|
|
May 15, 2024
Q1 2024
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
645New |
$10.8K - $12.1K
|
645
$12K
|
|
|
May 15, 2024
Q1 2024
|
Greenwich Investment Management, Inc.
Stamford, CT |
BUY
|
- |
575+ 2.49% |
$9.59K - $10.8K
|
23.7K
$440K
|
|
|
Apr 15, 2024
Q1 2024
|
Rmr Wealth Builders
|
BUY
|
- |
524+ 3.3% |
$8.74K - $9.84K
|
16.4K
$305K
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
517+ 8.15% |
$8.62K - $9.7K
|
6.86K
$127K
|
|
|
May 10, 2024
Q1 2024
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
465+ 2.67% |
$7.75K - $8.73K
|
17.9K
$332K
|
|
|
May 17, 2024
Q1 2024
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
451+ 21.1% |
$7.52K - $8.47K
|
2.59K
$48K
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
BUY
|
- |
400+ 2.72% |
$6.67K - $7.51K
|
15.1K
$281K
|
|
|
May 13, 2024
Q1 2024
|
National Bank Of Canada
|
BUY
|
- |
300New |
$5K - $5.63K
|
300
$5.57K
|
|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
BUY
|
- |
293New |
$4.88K - $5.5K
|
293
$5.44K
|
|
|
May 14, 2024
Q1 2024
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
280+ 0.75% |
$4.67K - $5.26K
|
37.4K
$694K
|
|
|
Apr 18, 2024
Q1 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
277+ 15.35% |
$4.62K - $5.2K
|
2.08K
$38.6K
|
|
|
May 14, 2024
Q1 2024
|
Old Point Trust & Financial Services N A
|
BUY
|
- |
250New |
$4.17K - $4.69K
|
250
$4.64K
|
|
|
Apr 19, 2024
Q1 2024
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
238+ 0.21% |
$3.97K - $4.47K
|
111K
$2.06M
|
|
|
Jul 31, 2024
Q1 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
234New |
$3.9K - $4.39K
|
234
$4.34K
|
|
|
Apr 25, 2024
Q1 2024
|
Latitude Advisors, LLC
|
BUY
|
- |
229+ 2.24% |
$3.82K - $4.3K
|
10.5K
$194K
|
|
|
May 10, 2024
Q1 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
218New |
$3.63K - $4.09K
|
218
$4.05K
|
|
|
Apr 23, 2024
Q1 2024
|
Essex Financial Services, Inc.
|
BUY
|
- |
205+ 0.46% |
$3.42K - $3.85K
|
44.7K
$829K
|
|
|
May 10, 2024
Q1 2024
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
200New |
$3.33K - $3.75K
|
200
$3.71K
|
|
|
Apr 30, 2024
Q1 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
161+ 0.29% |
$2.68K - $3.02K
|
54.9K
$1.02M
|
|
|
May 07, 2024
Q1 2024
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
141+ 0.65% |
$2.35K - $2.65K
|
21.9K
$406K
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
127+ 0.85% |
$2.12K - $2.38K
|
15.2K
$281K
|
|
|
Apr 19, 2024
Q1 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
120+ 0.03% |
$2K - $2.25K
|
371K
$6.89M
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
110+ 0.66% |
$1.83K - $2.06K
|
16.7K
$309K
|
|
|
Apr 16, 2024
Q1 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
105+ 0.85% |
$1.75K - $1.97K
|
12.4K
$230K
|
|
|
Jul 03, 2024
Q1 2024
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
100New |
$1.67K - $1.88K
|
100
$1.86K
|
|
|
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
100+ 6.67% |
$1.67K - $1.88K
|
1.6K
$29.7K
|