Purchases and Sales Made in Q1 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 19, 2024
Q1 2024
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
88+ 4.8% |
$1.47K - $1.65K
|
1.92K
$35.6K
|
|
|
May 15, 2024
Q1 2024
|
Townsquare Capital LLC
|
BUY
|
- |
77+ 0.47% |
$1.28K - $1.45K
|
16.3K
$303K
|
|
|
Apr 26, 2024
Q1 2024
|
Horizon Financial Services, LLC
|
BUY
|
- |
77New |
$1.28K - $1.45K
|
77
$1.43K
|
|
|
May 15, 2024
Q1 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
74+ 2.64% |
$1.23K - $1.39K
|
2.87K
$53.3K
|
|
|
Apr 18, 2024
Q1 2024
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
72+ 2.19% |
$1.2K - $1.35K
|
3.35K
$62.3K
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
49+ 2.15% |
$817 - $920
|
2.32K
$43.1K
|
|
|
Apr 15, 2024
Q1 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
49+ 0.26% |
$817 - $920
|
18.7K
$347K
|
|
|
Jul 17, 2024
Q1 2024
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
49+ 2.62% |
$817 - $920
|
1.92K
$35.7K
|
|
|
Apr 16, 2024
Q1 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
47+ 0.31% |
$783 - $882
|
15.3K
$283K
|
|
|
Apr 30, 2024
Q1 2024
|
Macroview Investment Management LLC
|
BUY
|
- |
38+ 2.19% |
$633 - $713
|
1.77K
$32.9K
|
|
|
May 15, 2024
Q1 2024
|
Point72 (Difc) LTD
Dubai, C0 |
BUY
|
- |
32New |
$533 - $601
|
32
$594
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
28New |
$467 - $526
|
28
$520
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6+ 0.05% |
$100 - $113
|
12.2K
$226K
|
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
5New |
$83.4 - $93.9
|
5
$92.8
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
BUY
|
- |
4+ 1.18% |
$66.7 - $75.1
|
343
$6.37K
|
|
|
May 03, 2024
Q1 2024
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
3+ 0.09% |
$50 - $56.3
|
3.39K
$62.8K
|
|
|
Jun 26, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
2+ 100.0% |
$33.3 - $37.5
|
4
$74.2
|
|
|
May 13, 2024
Q1 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-15- 0.06% |
$250 - $282
|
24.4K
$453K
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-19- 0.47% |
$317 - $357
|
4K
$74.2K
|
|
|
Jan 27, 2025
Q1 2024
|
Caitlin John, LLC
Brighton, MI |
SELL
|
- |
-87- 5.08% |
$1.45K - $1.63K
|
1.63K
$30.2K
|
|
|
Aug 08, 2024
Q1 2024
|
Abound Wealth Management
Franklin, TN |
SELL
|
- |
-90Closed |
$1.5K - $1.69K
|
0
$0
|
|
|
Apr 29, 2024
Q1 2024
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-100- 0.16% |
$1.67K - $1.88K
|
63K
$1.17M
|
|
|
Apr 22, 2024
Q1 2024
|
Bristlecone Advisors, LLC
|
SELL
|
- |
-132- 0.31% |
$2.2K - $2.48K
|
42K
$779K
|
|
|
May 14, 2024
Q1 2024
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-159- 0.95% |
$2.65K - $2.98K
|
16.6K
$308K
|
|
|
May 10, 2024
Q1 2024
|
Truist Financial Corp
|
SELL
|
- |
-176- 0.48% |
$2.93K - $3.3K
|
36.7K
$681K
|
|
|
Apr 19, 2024
Q1 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-204- 4.51% |
$3.4K - $3.83K
|
4.32K
$80.1K
|
|
|
Apr 18, 2024
Q1 2024
|
Penbrook Management LLC
|
SELL
|
- |
-208- 0.87% |
$3.47K - $3.9K
|
23.7K
$440K
|
|
|
May 15, 2024
Q1 2024
|
Community Bank, N.A.
|
SELL
|
- |
-250- 28.57% |
$4.17K - $4.69K
|
625
$11.6K
|
|
|
Jun 02, 2025
Q1 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-292- 9.22% |
$4.87K - $5.48K
|
2.87K
$53.3K
|
|
|
May 03, 2024
Q1 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-300- 6.66% |
$5K - $5.63K
|
4.21K
$78K
|
|
|
Apr 11, 2024
Q1 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-350- 0.43% |
$5.83K - $6.57K
|
80.4K
$1.49M
|
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-466- 59.21% |
$7.77K - $8.75K
|
321
$5.96K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
SELL
|
- |
-615- 19.86% |
$10.3K - $11.5K
|
2.48K
$46K
|
|
|
May 15, 2024
Q1 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-735- 2.58% |
$12.3K - $13.8K
|
27.8K
$516K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-758- 5.18% |
$12.6K - $14.2K
|
13.9K
$258K
|
|
|
Jun 26, 2024
Q1 2024
|
Old Port Advisors
|
SELL
|
- |
-780- 6.71% |
$13K - $14.6K
|
10.8K
$201K
|
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-780- 16.3% |
$13K - $14.6K
|
4.01K
$74.3K
|
|
|
May 13, 2024
Q1 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-918- 24.25% |
$15.3K - $17.2K
|
2.87K
$53.2K
|
|
|
May 14, 2024
Q1 2024
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-954- 6.29% |
$15.9K - $17.9K
|
14.2K
$264K
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-998- 3.46% |
$16.6K - $18.7K
|
27.8K
$516K
|
|
|
May 14, 2024
Q1 2024
|
Accredited Investors Inc.
|
SELL
|
- |
-1K- 4.17% |
$16.7K - $18.8K
|
23K
$427K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
SELL
|
- |
-1.04K- 11.74% |
$17.3K - $19.5K
|
7.8K
$145K
|
|
|
May 03, 2024
Q1 2024
|
Diligent Investors, LLC
|
SELL
|
- |
-1.12K- 3.27% |
$18.7K - $21.1K
|
33.2K
$616K
|
|
|
Apr 30, 2024
Q1 2024
|
Hb Wealth Management, LLC
|
SELL
|
- |
-1.25K- 11.03% |
$20.9K - $23.5K
|
10.1K
$187K
|
|
|
May 02, 2024
Q1 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-1.28K- 7.79% |
$21.3K - $24K
|
15.1K
$281K
|
|
|
May 06, 2024
Q1 2024
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-1.46K- 0.16% |
$24.3K - $27.3K
|
928K
$17.2M
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-1.5KClosed |
$25K - $28.2K
|
0
$0
|
|
|
May 15, 2024
Q1 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1.72K- 27.33% |
$28.6K - $32.2K
|
4.56K
$84.7K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.04K- 53.24% |
$34K - $38.3K
|
1.79K
$33.3K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.16K- 7.91% |
$36K - $40.5K
|
25.1K
$466K
|