Purchases and Sales Made in Q1 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 09, 2024
Q1 2024
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-2.26K- 39.23% |
$37.7K - $42.4K
|
3.5K
$65K
|
|
|
May 09, 2024
Q1 2024
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-2.43K- 16.58% |
$40.5K - $45.6K
|
12.2K
$227K
|
|
|
May 02, 2024
Q1 2024
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-2.5K- 50.0% |
$41.7K - $46.9K
|
2.5K
$46.4K
|
|
|
May 28, 2025
Q1 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-2.63K- 18.07% |
$43.8K - $49.3K
|
11.9K
$221K
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-3.21K- 95.97% |
$53.6K - $60.3K
|
135
$2.51K
|
|
|
May 07, 2024
Q1 2024
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-3.63K- 14.1% |
$60.5K - $68.2K
|
22.1K
$410K
|
|
|
May 14, 2024
Q1 2024
|
Centaurus Financial, Inc.
|
SELL
|
- |
-3.77K- 1.54% |
$62.8K - $70.8K
|
241K
$4.47M
|
|
|
Apr 10, 2024
Q1 2024
|
Fulton Bank, N.A.
|
SELL
|
- |
-5K- 22.3% |
$83.4K - $93.9K
|
17.4K
$323K
|
|
|
May 06, 2024
Q1 2024
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-5.6K- 87.43% |
$93.4K - $105K
|
806
$15K
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.63K- 32.1% |
$93.8K - $106K
|
11.9K
$221K
|
|
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-5.79K- 19.44% |
$96.5K - $109K
|
24K
$445K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.1K- 5.51% |
$102K - $115K
|
105K
$1.94M
|
|
|
May 01, 2024
Q1 2024
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-6.1K- 26.86% |
$102K - $115K
|
16.6K
$308K
|
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-6.18K- 2.18% |
$103K - $116K
|
278K
$5.16M
|
|
|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.59K- 8.38% |
$127K - $142K
|
83K
$1.54M
|
|
|
Apr 29, 2024
Q1 2024
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-8.71K- 3.98% |
$145K - $163K
|
210K
$3.9M
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-8.77K- 5.91% |
$146K - $165K
|
140K
$2.59M
|
|
|
May 10, 2024
Q1 2024
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-9.03K- 5.38% |
$151K - $169K
|
159K
$2.95M
|
|
|
Apr 12, 2024
Q1 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-9.14K- 1.5% |
$152K - $172K
|
600K
$11.1M
|
|
|
May 13, 2024
Q1 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-10.3K- 8.41% |
$172K - $194K
|
112K
$2.09M
|
|
|
Apr 01, 2024
Q1 2024
|
Confluence Investment Management LLC
|
SELL
|
- |
-10.5K- 2.72% |
$175K - $197K
|
377K
$6.99M
|
|
|
May 01, 2024
Q1 2024
|
Mckinley Capital Management LLC
|
SELL
|
- |
-10.6K- 3.0% |
$176K - $199K
|
342K
$6.35M
|
|
|
May 10, 2024
Q1 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-14.6K- 2.27% |
$243K - $273K
|
627K
$11.6M
|
|
|
May 09, 2024
Q1 2024
|
Chesapeake Capital Corp /Il/
Richmond, VA |
SELL
|
- |
-15.3K- 25.61% |
$256K - $288K
|
44.5K
$826K
|
|
|
May 14, 2024
Q1 2024
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-17.8K- 16.5% |
$297K - $335K
|
90.3K
$1.68M
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-18.5K- 2.31% |
$308K - $346K
|
780K
$14.5M
|
|
|
May 15, 2024
Q1 2024
|
Ae Wealth Management LLC
|
SELL
|
- |
-19.3K- 43.02% |
$322K - $362K
|
25.6K
$475K
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-27.5K- 66.2% |
$458K - $516K
|
14K
$261K
|
|
|
May 13, 2024
Q1 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-28.3K- 25.93% |
$471K - $531K
|
80.7K
$1.5M
|
|
|
May 09, 2024
Q1 2024
|
Archer Investment Corp
|
SELL
|
- |
-32K- 98.41% |
$533K - $601K
|
516
$9.58K
|
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-32.5K- 56.96% |
$541K - $609K
|
24.5K
$455K
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-33.8K- 19.76% |
$564K - $635K
|
137K
$2.55M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-39.2K- 3.32% |
$653K - $736K
|
1.14M
$21.2M
|
|
|
May 15, 2024
Q1 2024
|
S&T Bank
Indiana, PA |
SELL
|
- |
-46.8K- 8.14% |
$781K - $879K
|
529K
$9.81M
|
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-46.9K- 53.15% |
$782K - $881K
|
41.4K
$768K
|
|
|
May 06, 2024
Q1 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-59.8K- 65.72% |
$997K - $1.12M
|
31.2K
$579K
|
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-65.7K- 10.93% |
$1.09M - $1.23M
|
535K
$9.94M
|
|
|
May 14, 2024
Q1 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-71.2K- 33.7% |
$1.19M - $1.34M
|
140K
$2.6M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-77.7K- 9.06% |
$1.3M - $1.46M
|
780K
$14.5M
|
|
|
May 15, 2024
Q1 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-86.4K- 35.2% |
$1.44M - $1.62M
|
159K
$2.95M
|
|
|
May 15, 2024
Q1 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-94.2K- 62.88% |
$1.57M - $1.77M
|
55.6K
$1.03M
|
|
|
May 13, 2024
Q1 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-106K- 64.08% |
$1.77M - $1.99M
|
59.4K
$1.1M
|
|
|
May 15, 2024
Q1 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-315K- 17.35% |
$5.25M - $5.91M
|
1.5M
$27.8M
|