Purchases and Sales Made in Q2 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q2 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 04, 2022
Q2 2022
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
765+ 4.86% |
$9.81K - $14.5K
|
16.5K
$306K
|
|
Aug 15, 2022
Q2 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
711+ 3.46% |
$9.12K - $13.4K
|
21.3K
$395K
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
700New |
$8.97K - $13.2K
|
700
$13K
|
|
Jul 13, 2022
Q2 2022
|
Allworth Financial LP
|
BUY
|
- |
671New |
$8.6K - $12.7K
|
671
$12.5K
|
|
Jul 22, 2022
Q2 2022
|
Truist Financial Corp
|
BUY
|
- |
643+ 1.21% |
$8.24K - $12.2K
|
53.8K
$998K
|
|
Oct 12, 2022
Q2 2022
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
466+ 52.71% |
$5.97K - $8.81K
|
1.35K
$25.1K
|
|
Aug 01, 2022
Q2 2022
|
Victory Capital Management Inc
|
BUY
|
- |
463+ 2.73% |
$5.94K - $8.76K
|
17.4K
$323K
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
432+ 3.49% |
$5.54K - $8.17K
|
12.8K
$237K
|
|
Jul 13, 2022
Q2 2022
|
Diligent Investors, LLC
|
BUY
|
- |
413+ 3.95% |
$5.29K - $7.81K
|
10.9K
$202K
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
400New |
$5.13K - $7.56K
|
400
$7.42K
|
|
Aug 01, 2022
Q2 2022
|
Us Bancorp \De\
|
BUY
|
- |
347+ 0.87% |
$4.45K - $6.56K
|
40K
$743K
|
|
Aug 30, 2022
Q2 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
332+ 873.68% |
$4.26K - $6.28K
|
370
$6.87K
|
|
Aug 11, 2022
Q2 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
267+ 0.06% |
$3.42K - $5.05K
|
421K
$7.82M
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
260+ 1.43% |
$3.33K - $4.92K
|
18.5K
$343K
|
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
217+ 8.9% |
$2.78K - $4.1K
|
2.66K
$49.3K
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
BUY
|
- |
209+ 7.11% |
$2.68K - $3.95K
|
3.15K
$58.4K
|
|
Jul 06, 2022
Q2 2022
|
Goal Vest Advisory LLC
|
BUY
|
- |
200New |
$2.56K - $3.78K
|
200
$3.71K
|
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
181New |
$2.32K - $3.42K
|
181
$3.36K
|
|
Jul 28, 2022
Q2 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
131New |
$1.68K - $2.48K
|
131
$2.43K
|
|
Aug 02, 2022
Q2 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
113+ 6.23% |
$1.45K - $2.14K
|
1.93K
$35.8K
|
|
Aug 17, 2022
Q2 2022
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
100New |
$1.28K - $1.89K
|
100
$1.86K
|
|
May 11, 2023
Q2 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
100+ 21.55% |
$1.28K - $1.89K
|
564
$10.5K
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
BUY
|
- |
76New |
$974 - $1.44K
|
76
$1.41K
|
|
Aug 16, 2022
Q2 2022
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
76+ 1.91% |
$974 - $1.44K
|
4.05K
$75.2K
|
|
Jul 11, 2022
Q2 2022
|
Brookstone Capital Management
|
BUY
|
- |
75+ 0.63% |
$962 - $1.42K
|
12K
$223K
|
|
Jul 21, 2022
Q2 2022
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
65+ 2.36% |
$833 - $1.23K
|
2.82K
$52.3K
|
|
Jul 15, 2022
Q2 2022
|
Cordasco Financial Network
|
BUY
|
- |
54+ 3.46% |
$692 - $1.02K
|
1.61K
$30K
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
23New |
$295 - $435
|
23
$427
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
4+ 0.56% |
$51.3 - $75.6
|
716
$13.3K
|
|
Aug 09, 2022
Q2 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-28Closed |
$359 - $529
|
0
$0
|
|
Aug 04, 2022
Q2 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-44- 2.85% |
$564 - $832
|
1.5K
$27.8K
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-100- 50.0% |
$1.28K - $1.89K
|
100
$1.86K
|
|
Aug 15, 2022
Q2 2022
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-125- 0.42% |
$1.6K - $2.36K
|
29.5K
$548K
|
|
Aug 01, 2022
Q2 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-131- 50.0% |
$1.68K - $2.48K
|
131
$2.43K
|
|
Aug 04, 2022
Q2 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-188- 3.02% |
$2.41K - $3.56K
|
6.03K
$112K
|
|
Aug 11, 2022
Q2 2022
|
Bivin & Associates, Inc.
Ponca City, OK |
SELL
|
- |
-200Closed |
$2.56K - $3.78K
|
0
$0
|
|
Jul 19, 2022
Q2 2022
|
Asset Dedication, LLC
|
SELL
|
- |
-200Closed |
$2.56K - $3.78K
|
0
$0
|
|
Aug 01, 2022
Q2 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-241- 14.86% |
$3.09K - $4.56K
|
1.38K
$25.6K
|
|
Jul 08, 2022
Q2 2022
|
Old Port Advisors
|
SELL
|
- |
-267- 1.91% |
$3.42K - $5.05K
|
13.7K
$255K
|
|
Aug 05, 2022
Q2 2022
|
Motco
|
SELL
|
- |
-300Closed |
$3.85K - $5.67K
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-300Closed |
$3.85K - $5.67K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-300- 0.36% |
$3.85K - $5.67K
|
83.8K
$1.56M
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-312- 0.82% |
$4K - $5.9K
|
37.8K
$702K
|
|
Aug 04, 2022
Q2 2022
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-489- 0.61% |
$6.27K - $9.25K
|
79.9K
$1.48M
|
|
Aug 15, 2022
Q2 2022
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-535Closed |
$6.86K - $10.1K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-540- 0.18% |
$6.92K - $10.2K
|
293K
$5.43M
|
|
Aug 15, 2022
Q2 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-579- 4.58% |
$7.42K - $10.9K
|
12.1K
$224K
|
|
Aug 25, 2022
Q2 2022
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-594- 4.3% |
$7.62K - $11.2K
|
13.2K
$246K
|
|
Aug 11, 2022
Q2 2022
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-600Closed |
$7.69K - $11.3K
|
0
$0
|
|
Aug 16, 2024
Q2 2022
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-620- 29.41% |
$7.95K - $11.7K
|
1.49K
$27.6K
|