Purchases and Sales Made in Q2 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q2 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 23, 2023
Q2 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-644- 3.65% |
$8.26K - $12.2K
|
17K
$316K
|
|
Aug 10, 2022
Q2 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
SELL
|
- |
-700- 14.89% |
$8.97K - $13.2K
|
4K
$74.2K
|
|
Aug 15, 2022
Q2 2022
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-804Closed |
$10.3K - $15.2K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-903Closed |
$11.6K - $17.1K
|
0
$0
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
SELL
|
- |
-992- 39.81% |
$12.7K - $18.8K
|
1.5K
$27.8K
|
|
Aug 15, 2022
Q2 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.16K- 8.14% |
$14.8K - $21.8K
|
13K
$242K
|
|
Aug 16, 2022
Q2 2022
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-1.23KClosed |
$15.7K - $23.2K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.49K- 1.29% |
$19.1K - $28.2K
|
114K
$2.11M
|
|
Dec 13, 2023
Q2 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-1.5K- 6.9% |
$19.2K - $28.3K
|
20.2K
$375K
|
|
Aug 15, 2022
Q2 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-1.5K- 6.9% |
$19.2K - $28.3K
|
20.2K
$375K
|
|
Aug 04, 2022
Q2 2022
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1.5KClosed |
$19.2K - $28.4K
|
0
$0
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.87K- 67.5% |
$24K - $35.3K
|
900
$16.7K
|
|
Aug 02, 2022
Q2 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.96K- 15.32% |
$25.1K - $37K
|
10.8K
$201K
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2KClosed |
$25.6K - $37.8K
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.42K- 10.83% |
$31K - $45.7K
|
19.9K
$370K
|
|
Aug 04, 2022
Q2 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.53K- 5.9% |
$32.5K - $47.9K
|
40.3K
$749K
|
|
Aug 09, 2022
Q2 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.57K- 18.06% |
$33K - $48.6K
|
11.7K
$217K
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.61K- 3.46% |
$33.4K - $49.3K
|
72.8K
$1.35M
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3K- 1.03% |
$38.5K - $56.8K
|
289K
$5.36M
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.27K- 15.03% |
$41.9K - $61.8K
|
18.5K
$343K
|
|
Jan 10, 2025
Q2 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-3.27K- 80.13% |
$42K - $61.9K
|
812
$15.1K
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.28KClosed |
$42K - $62K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.35K- 21.64% |
$42.9K - $63.3K
|
12.1K
$225K
|
|
Aug 10, 2022
Q2 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-3.4K- 2.65% |
$43.6K - $64.3K
|
125K
$2.32M
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.73K- 25.77% |
$47.8K - $70.5K
|
10.7K
$199K
|
|
Aug 03, 2022
Q2 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-3.83K- 5.13% |
$49.2K - $72.5K
|
70.9K
$1.32M
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-4.1K- 2.64% |
$52.5K - $77.5K
|
151K
$2.8M
|
|
Jul 26, 2022
Q2 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-4.39K- 12.86% |
$56.3K - $83K
|
29.8K
$552K
|
|
Aug 10, 2022
Q2 2022
|
S&T Bank
Indiana, PA |
SELL
|
- |
-4.58K- 0.7% |
$58.7K - $86.6K
|
651K
$12.1M
|
|
Aug 15, 2022
Q2 2022
|
Tcwp LLC
Tampa, FL |
SELL
|
- |
-5.2KClosed |
$66.6K - $98.2K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-5.6K- 3.86% |
$71.8K - $106K
|
139K
$2.59M
|
|
Aug 16, 2022
Q2 2022
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-5.66KClosed |
$72.5K - $107K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Barclays PLC
London, X0 |
SELL
|
- |
-6.32KClosed |
$81K - $120K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-6.45K- 0.93% |
$82.7K - $122K
|
683K
$12.7M
|
|
Mar 20, 2023
Q2 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-6.5K- 33.83% |
$83.3K - $123K
|
12.7K
$236K
|
|
Jul 25, 2022
Q2 2022
|
Security National Bank
|
SELL
|
- |
-6.53K- 3.86% |
$83.8K - $124K
|
163K
$3.02M
|
|
Aug 12, 2022
Q2 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-6.94K- 20.87% |
$89K - $131K
|
26.3K
$488K
|
|
Aug 08, 2022
Q2 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-7.19K- 1.67% |
$92.1K - $136K
|
423K
$7.85M
|
|
Aug 10, 2022
Q2 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-7.25K- 13.85% |
$93K - $137K
|
45.1K
$837K
|
|
Aug 17, 2022
Q2 2022
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-8.46K- 9.7% |
$108K - $160K
|
78.8K
$1.46M
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-8.6KClosed |
$110K - $163K
|
0
$0
|
|
Jul 12, 2022
Q2 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-8.92K- 2.16% |
$114K - $169K
|
404K
$7.5M
|
|
Jul 14, 2022
Q2 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-9.11K- 26.04% |
$117K - $172K
|
25.9K
$480K
|
|
Aug 12, 2022
Q2 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-9.15K- 22.11% |
$117K - $173K
|
32.2K
$598K
|
|
Aug 01, 2022
Q2 2022
|
Jag Capital Management, LLC
|
SELL
|
- |
-10.1K- 20.09% |
$130K - $192K
|
40.3K
$749K
|
|
Aug 15, 2022
Q2 2022
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-10.2KClosed |
$131K - $193K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-11KClosed |
$142K - $209K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-11.2K- 46.82% |
$143K - $212K
|
12.7K
$236K
|
|
Jul 14, 2022
Q2 2022
|
Peak Financial Advisors LLC
|
SELL
|
- |
-11.3KClosed |
$145K - $214K
|
0
$0
|
|
Jul 26, 2022
Q2 2022
|
Lineweaver Wealth Advisors, LLC
|
SELL
|
- |
-11.8KClosed |
$152K - $224K
|
0
$0
|