Purchases and Sales Made in Q2 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q2 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
357K+ 159.18% |
$4.41M - $5.38M
|
580K
$11.2M
|
|
|
Aug 14, 2023
Q2 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
172KNew |
$2.12M - $2.59M
|
172K
$3.3M
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
142K+ 141900.0% |
$1.76M - $2.14M
|
142K
$2.73M
|
|
|
Aug 14, 2023
Q2 2023
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
134KNew |
$1.66M - $2.02M
|
134K
$2.57M
|
|
|
Aug 03, 2023
Q2 2023
|
Van Eck Associates Corp
|
BUY
|
- |
129K+ 7.23% |
$1.6M - $1.95M
|
1.92M
$36.8M
|
|
|
Aug 14, 2023
Q2 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
123K+ 13.75% |
$1.52M - $1.85M
|
1.01M
$19.5M
|
|
|
Jul 21, 2023
Q2 2023
|
Miller Howard Investments Inc
|
BUY
|
- |
100K+ 33.33% |
$1.24M - $1.51M
|
400K
$7.68M
|
|
|
Jul 10, 2023
Q2 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
99.6K+ 4.18% |
$1.23M - $1.5M
|
2.48M
$47.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
99.2KNew |
$1.23M - $1.5M
|
99.2K
$1.91M
|
|
|
Oct 21, 2024
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
88.2K+ 179.31% |
$1.09M - $1.33M
|
137K
$2.64M
|
|
|
Aug 07, 2023
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
88.2K+ 179.31% |
$1.09M - $1.33M
|
137K
$2.64M
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
80.4K+ 67.78% |
$995K - $1.21M
|
199K
$3.82M
|
|
|
Aug 14, 2023
Q2 2023
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
46.7KNew |
$578K - $704K
|
46.7K
$896K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
42.1K+ 11.51% |
$522K - $635K
|
408K
$7.84M
|
|
|
Aug 14, 2023
Q2 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
38.3KNew |
$474K - $578K
|
38.3K
$736K
|
|
|
Jul 13, 2023
Q2 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
33.7K+ 13.06% |
$417K - $508K
|
292K
$5.6M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
33.5K+ 7.42% |
$414K - $505K
|
485K
$9.31M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
31.9K+ 13.95% |
$395K - $482K
|
261K
$5.01M
|
|
|
Aug 11, 2023
Q2 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
29.2K+ 29.93% |
$361K - $440K
|
127K
$2.43M
|
|
|
Jul 28, 2023
Q2 2023
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
28.6K+ 34.48% |
$354K - $431K
|
111K
$2.14M
|
|
|
Aug 15, 2023
Q2 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
26.9KNew |
$333K - $405K
|
26.9K
$516K
|
|
|
Aug 14, 2023
Q2 2023
|
Mirador Capital Partners LP
|
BUY
|
- |
26K+ 126.38% |
$322K - $393K
|
46.7K
$896K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
25.6K+ 2.95% |
$317K - $386K
|
894K
$17.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
24.7KNew |
$306K - $373K
|
24.7K
$475K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
19.3K+ 23.93% |
$238K - $290K
|
99.7K
$1.92M
|
|
|
Aug 08, 2023
Q2 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
17.5K+ 346.4% |
$217K - $264K
|
22.6K
$434K
|
|
|
Jul 17, 2023
Q2 2023
|
Mcdonald Partners LLC
|
BUY
|
- |
17.5K+ 67.31% |
$217K - $264K
|
43.5K
$836K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
16.8K+ 5.83% |
$208K - $254K
|
306K
$5.87M
|
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
16.6K+ 6.06% |
$206K - $250K
|
291K
$5.58M
|
|
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
16.3KNew |
$202K - $246K
|
16.3K
$313K
|
|
|
Jul 24, 2023
Q2 2023
|
Prossimo Advisors, LLC
San Luis Obispo, CA |
BUY
|
- |
13.2KNew |
$163K - $199K
|
13.2K
$253K
|
|
|
Aug 15, 2023
Q2 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
13.2KNew |
$163K - $199K
|
13.2K
$253K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
13.1K+ 16.1% |
$162K - $197K
|
94.3K
$1.81M
|
|
|
Aug 11, 2023
Q2 2023
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
12.8K+ 9.87% |
$158K - $192K
|
142K
$2.73M
|
|
|
Aug 10, 2023
Q2 2023
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
12.1KNew |
$149K - $182K
|
12.1K
$232K
|
|
|
Jul 13, 2023
Q2 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
11.9K+ 4.07% |
$147K - $179K
|
303K
$5.82M
|
|
|
Aug 14, 2023
Q2 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
11.1K+ 9.91% |
$138K - $168K
|
123K
$2.37M
|
|
|
Aug 14, 2023
Q2 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
10.7KNew |
$133K - $161K
|
10.7K
$206K
|
|
|
Aug 10, 2023
Q2 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
10.1K+ 12.52% |
$125K - $152K
|
90.4K
$1.74M
|
|
|
Aug 08, 2023
Q2 2023
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
10KNew |
$124K - $151K
|
10K
$192K
|
|
|
Aug 03, 2023
Q2 2023
|
Left Brain Wealth Management, LLC
Naperville, IL |
BUY
|
- |
8.3K+ 5.02% |
$103K - $125K
|
173K
$3.33M
|
|
|
Aug 03, 2023
Q2 2023
|
Bristlecone Advisors, LLC
|
BUY
|
- |
7.66K+ 22.24% |
$94.9K - $116K
|
42.1K
$809K
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
7.51K+ 4.23% |
$92.9K - $113K
|
185K
$3.55M
|
|
|
Aug 14, 2023
Q2 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
7.48K+ 52.52% |
$92.6K - $113K
|
21.7K
$417K
|
|
|
Aug 10, 2023
Q2 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
7.25K+ 6.19% |
$89.7K - $109K
|
124K
$2.39M
|
|
|
Aug 14, 2023
Q2 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
6.55K+ 31.96% |
$81.1K - $98.7K
|
27K
$519K
|
|
|
Aug 14, 2023
Q2 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
6.5K+ 22.34% |
$80.5K - $98K
|
35.6K
$684K
|
|
|
Jul 25, 2023
Q2 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
6.41KNew |
$79.4K - $96.7K
|
6.41K
$123K
|
|
|
Aug 10, 2023
Q2 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
6KNew |
$74.3K - $90.5K
|
6K
$115K
|
|
|
Aug 11, 2023
Q2 2023
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
5.81K+ 38.2% |
$71.9K - $87.6K
|
21K
$403K
|