Purchases and Sales Made in Q2 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q2 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2023
Q2 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
5.68K+ 26.14% |
$70.3K - $85.6K
|
27.4K
$529K
|
|
|
Jul 21, 2023
Q2 2023
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
5.33K+ 28.81% |
$66K - $80.4K
|
23.8K
$460K
|
|
|
Jul 10, 2023
Q2 2023
|
Triad Investment Management
|
BUY
|
- |
5.26K+ 5.27% |
$65.1K - $79.2K
|
105K
$2.03M
|
|
|
Aug 08, 2023
Q2 2023
|
Financial Advisory Service, Inc.
|
BUY
|
- |
5.2K+ 2.41% |
$64.4K - $78.4K
|
221K
$4.27M
|
|
|
Jul 03, 2023
Q2 2023
|
Confluence Investment Management LLC
|
BUY
|
- |
3.77K+ 0.98% |
$46.7K - $56.8K
|
387K
$7.48M
|
|
|
Aug 08, 2023
Q2 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
3.6K+ 11.58% |
$44.5K - $54.2K
|
34.6K
$669K
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.52K+ 2.61% |
$43.6K - $53.1K
|
138K
$2.67M
|
|
|
Aug 14, 2023
Q2 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.23K+ 14.8% |
$40K - $48.8K
|
25.1K
$485K
|
|
|
Aug 14, 2023
Q2 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
3.11KNew |
$38.6K - $47K
|
3.11K
$60.2K
|
|
|
Jul 26, 2023
Q2 2023
|
Channel Wealth LLC
Santa Barbara, CA |
BUY
|
- |
2.86K+ 28.11% |
$35.4K - $43.1K
|
13K
$251K
|
|
|
Aug 11, 2023
Q2 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
2.84K+ 3.59% |
$35.2K - $42.8K
|
81.9K
$1.58M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.81K+ 16.66% |
$34.7K - $42.3K
|
19.7K
$380K
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.79K+ 12.89% |
$34.6K - $42.1K
|
24.5K
$473K
|
|
|
Aug 11, 2023
Q2 2023
|
C M Bidwell & Associates LTD
Honolulu, HI |
BUY
|
- |
2.74KNew |
$33.9K - $41.2K
|
2.74K
$52.8K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.59K+ 0.66% |
$32.1K - $39K
|
393K
$7.58M
|
|
|
Aug 28, 2023
Q2 2023
|
Delphi Management Inc /Ma/
Boston, MA |
BUY
|
- |
2.57K+ 2.98% |
$31.9K - $38.8K
|
88.8K
$1.72M
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.36K+ 9.0% |
$29.2K - $35.6K
|
28.6K
$552K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
2.35K+ 0.82% |
$29.1K - $35.4K
|
290K
$5.61M
|
|
|
Jul 24, 2023
Q2 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
2.1KNew |
$26K - $31.7K
|
2.1K
$40.6K
|
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
2.09K+ 11.1% |
$25.8K - $31.5K
|
20.9K
$404K
|
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
2.09K+ 11.1% |
$25.8K - $31.5K
|
20.9K
$404K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2K+ 17.21% |
$24.8K - $30.2K
|
13.6K
$263K
|
|
|
Jul 19, 2023
Q2 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
1.79K+ 1192.67% |
$22.1K - $27K
|
1.94K
$37.5K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.77K+ 4.63% |
$21.9K - $26.6K
|
39.9K
$771K
|
|
|
Jul 31, 2023
Q2 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
1.76K+ 10.3% |
$21.7K - $26.5K
|
18.8K
$363K
|
|
|
Aug 10, 2023
Q2 2023
|
Pro Share Advisors LLC
|
BUY
|
- |
1.32K+ 6.01% |
$16.4K - $19.9K
|
23.3K
$450K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.31K+ 1.3% |
$16.2K - $19.8K
|
102K
$1.98M
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.26K+ 0.4% |
$15.6K - $19K
|
318K
$6.14M
|
|
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1KNew |
$12.4K - $15.1K
|
1K
$19.3K
|
|
|
Aug 10, 2023
Q2 2023
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
966+ 3.59% |
$12K - $14.6K
|
27.9K
$539K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
720+ 1.92% |
$8.91K - $10.9K
|
38.3K
$740K
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
607+ 1.68% |
$7.51K - $9.15K
|
36.8K
$710K
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
606New |
$7.5K - $9.14K
|
606
$11.7K
|
|
|
Jul 14, 2023
Q2 2023
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
579+ 0.09% |
$7.17K - $8.73K
|
638K
$12.3M
|
|
|
Jul 17, 2023
Q2 2023
|
Penbrook Management LLC
|
BUY
|
- |
511+ 2.83% |
$6.33K - $7.71K
|
18.5K
$358K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
487+ 3.34% |
$6.03K - $7.34K
|
15.1K
$291K
|
|
|
Aug 15, 2023
Q2 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
457+ 2.01% |
$5.66K - $6.89K
|
23.2K
$449K
|
|
|
Aug 01, 2023
Q2 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
450+ 28.18% |
$5.57K - $6.79K
|
2.05K
$39.5K
|
|
|
Jul 21, 2023
Q2 2023
|
Rmr Wealth Builders
|
BUY
|
- |
436+ 3.05% |
$5.4K - $6.57K
|
14.7K
$284K
|
|
|
Aug 02, 2023
Q2 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
413+ 3.2% |
$5.11K - $6.23K
|
13.3K
$257K
|
|
|
Aug 10, 2023
Q2 2023
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
392New |
$4.85K - $5.91K
|
392
$7.57K
|
|
|
Jul 17, 2023
Q2 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
353New |
$4.37K - $5.32K
|
353
$6.82K
|
|
|
Aug 11, 2023
Q2 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
329+ 1.4% |
$4.07K - $4.96K
|
23.8K
$459K
|
|
|
Sep 06, 2023
Q2 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
300+ 1.88% |
$3.71K - $4.52K
|
16.3K
$315K
|
|
|
Jul 31, 2023
Q2 2023
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
231+ 0.95% |
$2.86K - $3.48K
|
24.7K
$476K
|
|
|
Aug 14, 2023
Q2 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
228+ 0.28% |
$2.82K - $3.44K
|
83K
$1.6M
|
|
|
Jul 24, 2023
Q2 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
219+ 12.29% |
$2.71K - $3.3K
|
2K
$38.7K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
216+ 0.39% |
$2.67K - $3.26K
|
55.6K
$1.08M
|
|
|
Jul 26, 2023
Q2 2023
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
195+ 1.58% |
$2.41K - $2.94K
|
12.6K
$243K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
186+ 0.36% |
$2.3K - $2.8K
|
52.2K
$1.01M
|