Purchases and Sales Made in Q2 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q2 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2023
Q2 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
173+ 11.94% |
$2.14K - $2.61K
|
1.62K
$31.2K
|
|
Jul 24, 2023
Q2 2023
|
Diligent Investors, LLC
|
BUY
|
- |
166+ 0.49% |
$2.06K - $2.5K
|
34.3K
$659K
|
|
Aug 14, 2023
Q2 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
113+ 0.79% |
$1.4K - $1.7K
|
14.4K
$276K
|
|
Jul 06, 2023
Q2 2023
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
107+ 3.58% |
$1.32K - $1.61K
|
3.1K
$59.6K
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
98+ 0.52% |
$1.21K - $1.48K
|
19.1K
$366K
|
|
Jul 24, 2023
Q2 2023
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
96+ 0.13% |
$1.19K - $1.45K
|
74.2K
$1.43M
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
93+ 3.08% |
$1.15K - $1.4K
|
3.11K
$59.7K
|
|
Aug 14, 2023
Q2 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
91+ 3.57% |
$1.13K - $1.37K
|
2.64K
$50.8K
|
|
Jul 20, 2023
Q2 2023
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
87+ 2.86% |
$1.08K - $1.31K
|
3.13K
$60.1K
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
80+ 14.29% |
$990 - $1.21K
|
640
$12.3K
|
|
Jul 17, 2024
Q2 2023
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
58+ 3.4% |
$718 - $875
|
1.77K
$33.9K
|
|
Jul 05, 2023
Q2 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
57+ 2.88% |
$706 - $860
|
2.04K
$39.1K
|
|
Aug 04, 2023
Q2 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
56+ 0.37% |
$693 - $844
|
15.1K
$290K
|
|
Jul 06, 2023
Q2 2023
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
49+ 2.82% |
$607 - $739
|
1.79K
$34.4K
|
|
Aug 14, 2023
Q2 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
36+ 3.36% |
$446 - $543
|
1.11K
$21.3K
|
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
12New |
$149 - $181
|
12
$231
|
|
Dec 13, 2023
Q2 2023
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
6+ 0.03% |
$74.3 - $90.5
|
18.2K
$350K
|
|
Aug 10, 2023
Q2 2023
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
6+ 0.03% |
$74.3 - $90.5
|
18.2K
$350K
|
|
Aug 08, 2023
Q2 2023
|
Archer Investment Corp
|
BUY
|
- |
4+ 0.01% |
$49.5 - $60.3
|
32.5K
$624K
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
BUY
|
- |
4+ 1.22% |
$49.5 - $60.3
|
331
$6.36K
|
|
Aug 14, 2023
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1+ 0.01% |
$12.4 - $15.1
|
17.6K
$339K
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
SELL
|
- |
-263- 5.37% |
$3.26K - $3.97K
|
4.64K
$89.1K
|
|
Aug 14, 2023
Q2 2023
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-292- 0.88% |
$3.61K - $4.4K
|
33K
$634K
|
|
Aug 14, 2023
Q2 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-300- 26.67% |
$3.71K - $4.52K
|
825
$15.8K
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-475- 1.78% |
$5.88K - $7.16K
|
26.3K
$505K
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
SELL
|
- |
-479- 1.11% |
$5.93K - $7.22K
|
42.5K
$816K
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-490- 2.92% |
$6.07K - $7.39K
|
16.3K
$313K
|
|
Jul 28, 2023
Q2 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-540- 18.01% |
$6.69K - $8.14K
|
2.46K
$47.2K
|
|
Jul 10, 2023
Q2 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-630- 3.39% |
$7.8K - $9.5K
|
17.9K
$344K
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-642- 22.88% |
$7.95K - $9.68K
|
2.16K
$41.6K
|
|
Jul 13, 2023
Q2 2023
|
Macroview Investment Management LLC
|
SELL
|
- |
-727- 39.17% |
$9K - $11K
|
1.13K
$21.7K
|
|
Jul 26, 2023
Q2 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-860- 1.69% |
$10.6K - $13K
|
50K
$961K
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-871- 4.84% |
$10.8K - $13.1K
|
17.1K
$329K
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-894- 2.2% |
$11.1K - $13.5K
|
39.8K
$765K
|
|
Aug 03, 2023
Q2 2023
|
Accredited Investors Inc.
|
SELL
|
- |
-1K- 4.0% |
$12.4K - $15.1K
|
24K
$461K
|
|
Aug 14, 2023
Q2 2023
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-1K- 2.3% |
$12.4K - $15.1K
|
42.5K
$816K
|
|
Aug 14, 2023
Q2 2023
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-1.01K- 2.75% |
$12.5K - $15.2K
|
35.8K
$687K
|
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-1.19K- 2.2% |
$14.7K - $17.9K
|
52.9K
$1.02M
|
|
Aug 11, 2023
Q2 2023
|
Quest Investment Management LLC
Lake Oswego, OR |
SELL
|
- |
-1.2K- 7.84% |
$14.9K - $18.1K
|
14.1K
$271K
|
|
Aug 07, 2023
Q2 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-1.24K- 7.25% |
$15.4K - $18.8K
|
15.9K
$306K
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
SELL
|
- |
-1.54K- 93.29% |
$19.1K - $23.3K
|
111
$2.13K
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.55K- 2.81% |
$19.1K - $23.3K
|
53.5K
$1.03M
|
|
Jul 20, 2023
Q2 2023
|
C2 C Wealth Management, LLC
|
SELL
|
- |
-2.15K- 5.35% |
$26.6K - $32.3K
|
38K
$729K
|
|
Aug 09, 2023
Q2 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-2.19K- 1.0% |
$27.1K - $32.9K
|
217K
$4.17M
|
|
Jul 17, 2023
Q2 2023
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-2.33K- 3.81% |
$28.8K - $35.1K
|
58.7K
$1.13M
|
|
Aug 02, 2023
Q2 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-2.39K- 5.01% |
$29.6K - $36K
|
45.3K
$870K
|
|
Jul 13, 2023
Q2 2023
|
Golden Green, Inc.
|
SELL
|
- |
-2.46K- 1.76% |
$30.5K - $37.1K
|
137K
$2.64M
|
|
Jul 28, 2023
Q2 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-2.46K- 10.67% |
$30.5K - $37.1K
|
20.6K
$396K
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-2.77K- 10.51% |
$34.3K - $41.8K
|
23.6K
$453K
|
|
Jul 20, 2023
Q2 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.83K- 69.98% |
$35K - $42.7K
|
1.21K
$23.3K
|