Purchases and Sales Made in Q4 2021 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2021. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-38.8K- 4.86% |
$626K - $701K
|
760K
$14.6M
|
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-44.8K- 49.27% |
$722K - $809K
|
46.1K
$886K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-48.2K- 9.9% |
$778K - $871K
|
438K
$8.43M
|
|
|
Jan 28, 2022
Q4 2021
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-52.4K- 18.51% |
$846K - $948K
|
231K
$4.44M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-61.8K- 3.31% |
$997K - $1.12M
|
1.81M
$34.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-64.4K- 57.58% |
$1.04M - $1.16M
|
47.4K
$912K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-65.1K- 79.23% |
$1.05M - $1.18M
|
17.1K
$328K
|
|
|
Apr 27, 2022
Q4 2021
|
Triad Investment Management
|
SELL
|
- |
-75.1K- 43.09% |
$1.21M - $1.36M
|
99.2K
$1.91M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-123K- 89.65% |
$1.98M - $2.22M
|
14.2K
$273K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-129K- 12.94% |
$2.09M - $2.34M
|
870K
$16.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-177K- 7.6% |
$2.86M - $3.2M
|
2.15M
$41.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Natixis
Paris, I0 |
SELL
|
- |
-290K- 91.0% |
$4.68M - $5.24M
|
28.7K
$552K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.04M- 95.71% |
$16.8M - $18.8M
|
46.6K
$897K
|