Purchases and Sales Made in Q4 2021 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2021. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-500Closed |
$8.07K - $9.04K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-516- 2.97% |
$8.33K - $9.32K
|
16.9K
$324K
|
|
|
Feb 14, 2022
Q4 2021
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-730Closed |
$11.8K - $13.2K
|
0
$0
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-750- 2.03% |
$12.1K - $13.6K
|
36.3K
$697K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-750- 5.48% |
$12.1K - $13.6K
|
12.9K
$249K
|
|
|
Jan 31, 2022
Q4 2021
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-934- 5.18% |
$15.1K - $16.9K
|
17.1K
$329K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-937- 3.79% |
$15.1K - $16.9K
|
23.8K
$457K
|
|
|
Feb 02, 2022
Q4 2021
|
Duality Advisers, LP
Miami, FL |
SELL
|
- |
-990- 1.51% |
$16K - $17.9K
|
64.5K
$1.24M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.09K- 1.57% |
$17.6K - $19.7K
|
68.4K
$1.32M
|
|
|
Feb 02, 2022
Q4 2021
|
Mv Capital Management, Inc.
|
SELL
|
- |
-1.1KClosed |
$17.8K - $19.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.12K- 2.8% |
$18.1K - $20.3K
|
39K
$750K
|
|
|
Feb 14, 2022
Q4 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-1.15K- 0.27% |
$18.5K - $20.7K
|
420K
$8.08M
|
|
|
Jan 24, 2022
Q4 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-1.2K- 89.0% |
$19.3K - $21.6K
|
148
$2.85K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.21KClosed |
$19.6K - $21.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-1.32K- 2.97% |
$21.3K - $23.8K
|
43K
$828K
|
|
|
Feb 14, 2022
Q4 2021
|
Man Group PLC
London, X0 |
SELL
|
- |
-1.42K- 9.75% |
$23K - $25.7K
|
13.2K
$253K
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.45K- 10.43% |
$23.4K - $26.2K
|
12.5K
$240K
|
|
|
Feb 14, 2022
Q4 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-1.46K- 1.0% |
$23.6K - $26.4K
|
145K
$2.79M
|
|
|
Jan 12, 2022
Q4 2021
|
Old Port Advisors
|
SELL
|
- |
-1.55K- 9.41% |
$25.1K - $28.1K
|
15K
$288K
|
|
|
Feb 11, 2022
Q4 2021
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-1.68K- 0.33% |
$27.1K - $30.4K
|
512K
$9.85M
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$40.4K - $45.2K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.04K- 55.52% |
$49.1K - $55K
|
2.44K
$46.9K
|
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-3.17KClosed |
$51.2K - $57.3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.43KClosed |
$55.4K - $62K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.67K- 2.29% |
$59.3K - $66.4K
|
157K
$3.02M
|
|
|
May 11, 2023
Q4 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-4.23K- 90.12% |
$68.3K - $76.5K
|
464
$8.93K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4.74K- 15.95% |
$76.6K - $85.7K
|
25K
$481K
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-5.13K- 14.4% |
$82.9K - $92.8K
|
30.5K
$587K
|
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-6.05KClosed |
$97.6K - $109K
|
0
$0
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-6.6K- 34.33% |
$106K - $119K
|
12.6K
$243K
|
|
|
Feb 14, 2022
Q4 2021
|
Jag Capital Management, LLC
|
SELL
|
- |
-6.86K- 11.84% |
$111K - $124K
|
51.1K
$983K
|
|
|
Jan 19, 2022
Q4 2021
|
A. D. Beadell Investment Counsel, Inc.
|
SELL
|
- |
-6.97K- 3.64% |
$112K - $126K
|
184K
$3.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-10KClosed |
$161K - $181K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-10.2K- 4.86% |
$165K - $184K
|
200K
$3.84M
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-11KClosed |
$178K - $199K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
SELL
|
- |
-11.2K- 7.17% |
$181K - $203K
|
145K
$2.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-12.7K- 42.59% |
$205K - $230K
|
17.1K
$330K
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-12.9KClosed |
$208K - $233K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.6K- 4.65% |
$220K - $246K
|
279K
$5.37M
|
|
|
Jan 25, 2022
Q4 2021
|
Busey Wealth Management
|
SELL
|
- |
-14.5KClosed |
$233K - $261K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-14.5K- 13.19% |
$233K - $261K
|
95.1K
$1.83M
|
|
|
Feb 11, 2022
Q4 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-15.6KClosed |
$251K - $281K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-16KClosed |
$258K - $289K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-18.6K- 52.94% |
$300K - $336K
|
16.5K
$318K
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-19.3KClosed |
$312K - $349K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-20.8K- 30.19% |
$336K - $376K
|
48.1K
$926K
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-22.6K- 3.28% |
$365K - $409K
|
667K
$12.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-25.4K- 3.58% |
$410K - $459K
|
684K
$13.2M
|
|
|
Jan 13, 2022
Q4 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-28.5KClosed |
$459K - $514K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-33.5K- 4.88% |
$541K - $606K
|
654K
$12.6M
|