Purchases and Sales Made in Q4 2021 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2021. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
13.2KNew |
$213K - $239K
|
13.2K
$254K
|
|
|
Feb 14, 2022
Q4 2021
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
12.9KNew |
$208K - $233K
|
12.9K
$248K
|
|
|
Feb 14, 2022
Q4 2021
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
12.5KNew |
$202K - $226K
|
12.5K
$241K
|
|
|
Feb 10, 2022
Q4 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
12.1KNew |
$195K - $218K
|
12.1K
$232K
|
|
|
Feb 11, 2022
Q4 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
12KNew |
$194K - $217K
|
12K
$231K
|
|
|
Feb 14, 2022
Q4 2021
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
11.9K+ 7.12% |
$192K - $215K
|
179K
$3.45M
|
|
|
Feb 14, 2022
Q4 2021
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
11.5K+ 105.74% |
$186K - $208K
|
22.4K
$431K
|
|
|
Jun 02, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
11.3KNew |
$183K - $205K
|
11.3K
$218K
|
|
|
Feb 14, 2022
Q4 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
11.1KNew |
$179K - $200K
|
11.1K
$213K
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
11KNew |
$178K - $200K
|
11K
$213K
|
|
|
Jan 28, 2022
Q4 2021
|
Security National Bank
|
BUY
|
- |
10.6K+ 6.82% |
$170K - $191K
|
165K
$3.18M
|
|
|
Jan 19, 2022
Q4 2021
|
Peak Financial Advisors LLC
|
BUY
|
- |
10.5KNew |
$169K - $189K
|
10.5K
$202K
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
10.1KNew |
$163K - $183K
|
10.1K
$194K
|
|
|
Jan 31, 2022
Q4 2021
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
10KNew |
$162K - $181K
|
10K
$193K
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
9.69K+ 68.19% |
$156K - $175K
|
23.9K
$460K
|
|
|
Feb 16, 2022
Q4 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
9.6K+ 47.82% |
$155K - $174K
|
29.7K
$571K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
9.37K+ 22.75% |
$151K - $169K
|
50.5K
$972K
|
|
|
Feb 14, 2022
Q4 2021
|
S&T Bank
Indiana, PA |
BUY
|
- |
9.16K+ 1.43% |
$148K - $165K
|
649K
$12.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
7.36K+ 16.01% |
$119K - $133K
|
53.4K
$1.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
7.17K+ 6.01% |
$116K - $130K
|
126K
$2.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
7.11K+ 1.37% |
$115K - $128K
|
527K
$10.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
7.08K+ 32.97% |
$114K - $128K
|
28.6K
$550K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.56K+ 4.94% |
$106K - $119K
|
139K
$2.68M
|
|
|
Feb 14, 2022
Q4 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
6.19K+ 1.51% |
$99.9K - $112K
|
415K
$7.99M
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
5.99K+ 42.65% |
$96.7K - $108K
|
20K
$386K
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
5.83K+ 21.84% |
$94K - $105K
|
32.5K
$625K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.55K+ 3.11% |
$89.5K - $100K
|
184K
$3.53M
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5.52K+ 15.53% |
$89.1K - $99.7K
|
41.1K
$790K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
5.49K+ 11.22% |
$88.7K - $99.3K
|
54.5K
$1.05M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
5.35K+ 30.84% |
$86.3K - $96.6K
|
22.7K
$436K
|
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
4.7KNew |
$75.9K - $84.9K
|
4.7K
$90.4K
|
|
|
Jun 28, 2024
Q4 2021
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
4.7KNew |
$75.9K - $84.9K
|
4.7K
$90.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
4.31KNew |
$69.5K - $77.8K
|
4.31K
$82.8K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.53K+ 17.68% |
$57K - $63.8K
|
23.5K
$452K
|
|
|
Feb 14, 2022
Q4 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
3.04K+ 4.45% |
$49K - $54.9K
|
71.3K
$1.37M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.97K+ 3.68% |
$48K - $53.7K
|
83.7K
$1.61M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.96K+ 8.34% |
$47.7K - $53.5K
|
38.4K
$739K
|
|
|
Jan 04, 2022
Q4 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
2.54K+ 0.62% |
$41K - $45.9K
|
413K
$7.95M
|
|
|
Feb 14, 2022
Q4 2021
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
2.52K+ 2.04% |
$40.7K - $45.6K
|
126K
$2.43M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.51K+ 5.59% |
$40.5K - $45.4K
|
47.4K
$912K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
2KNew |
$32.3K - $36.1K
|
2K
$38.5K
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Advisory Service, Inc.
|
BUY
|
- |
1.92K+ 1.3% |
$30.9K - $34.6K
|
149K
$2.87M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.84K+ 122.33% |
$29.6K - $33.2K
|
3.34K
$64.2K
|
|
|
Feb 11, 2022
Q4 2021
|
Essex Financial Services, Inc.
|
BUY
|
- |
1.77K+ 10.59% |
$28.5K - $31.9K
|
18.4K
$355K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
1.76KNew |
$28.5K - $31.9K
|
1.76K
$33.9K
|
|
|
Jan 21, 2022
Q4 2021
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
1.67K+ 2.09% |
$26.9K - $30.1K
|
81.2K
$1.56M
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.65K+ 2.31% |
$26.7K - $29.9K
|
73.3K
$1.41M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
1.55K+ 7.12% |
$25.1K - $28.1K
|
23.4K
$449K
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
1.4K+ 3.34% |
$22.5K - $25.2K
|
43.2K
$832K
|
|
|
Feb 15, 2022
Q4 2021
|
Delphi Management Inc /Ma/
Boston, MA |
BUY
|
- |
1.32K+ 1.62% |
$21.3K - $23.8K
|
82.5K
$1.59M
|