Purchases and Sales Made in Q3 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.93M+ 226.74% |
$23M - $24.2M
|
4.22M
$37.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.49M+ 142.03% |
$11.7M - $12.3M
|
2.55M
$22.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.21M+ 119.2% |
$9.46M - $9.97M
|
2.22M
$19.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
1.19MNew |
$9.35M - $9.85M
|
1.19M
$10.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1.07MNew |
$8.39M - $8.83M
|
1.07M
$9.57M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.03M+ 1467.07% |
$8.05M - $8.48M
|
1.1M
$9.81M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
601KNew |
$4.72M - $4.97M
|
601K
$5.38M
|
|
|
Oct 18, 2023
Q3 2023
|
Next Capital Management LLC
|
BUY
|
- |
590KNew |
$4.63M - $4.88M
|
590K
$5.28M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
543K+ 108.83% |
$4.26M - $4.49M
|
1.04M
$9.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
536KNew |
$4.2M - $4.43M
|
536K
$4.8M
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
532KNew |
$4.17M - $4.39M
|
532K
$4.76M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
494K+ 3760.41% |
$3.87M - $4.08M
|
507K
$4.54M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
427K+ 84.68% |
$3.35M - $3.53M
|
931K
$8.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
409K+ 24.23% |
$3.21M - $3.38M
|
2.1M
$18.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
386K+ 16.39% |
$3.03M - $3.19M
|
2.74M
$24.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
377K+ 234.06% |
$2.96M - $3.12M
|
539K
$4.82M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
361K+ 716.08% |
$2.83M - $2.98M
|
411K
$3.68M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
353K+ 226.58% |
$2.77M - $2.92M
|
509K
$4.55M
|
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
340KNew |
$2.67M - $2.81M
|
340K
$3.04M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
318K+ 278.63% |
$2.49M - $2.62M
|
432K
$3.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
315K+ 45.16% |
$2.47M - $2.6M
|
1.01M
$9.05M
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
313KNew |
$2.45M - $2.59M
|
313K
$2.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
276KNew |
$2.16M - $2.28M
|
276K
$2.47M
|
|
|
Nov 13, 2023
Q3 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
257KNew |
$2.02M - $2.12M
|
257K
$2.3M
|
|
|
Oct 13, 2023
Q3 2023
|
Congress Park Capital LLC
|
BUY
|
- |
255K+ 231.82% |
$2M - $2.11M
|
365K
$3.27M
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
222KNew |
$1.74M - $1.83M
|
222K
$1.99M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
205K+ 51.68% |
$1.61M - $1.69M
|
601K
$5.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
196K+ 43.57% |
$1.54M - $1.62M
|
646K
$5.78M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
178K+ 73.58% |
$1.39M - $1.47M
|
420K
$3.76M
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
162K+ 651.94% |
$1.27M - $1.34M
|
187K
$1.68M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
155K+ 265.91% |
$1.21M - $1.28M
|
213K
$1.91M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
147K+ 39.92% |
$1.16M - $1.22M
|
517K
$4.63M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
146K+ 212.74% |
$1.14M - $1.2M
|
214K
$1.92M
|
|
|
Oct 23, 2023
Q3 2023
|
Mission Wealth Management, LP
|
BUY
|
- |
132KNew |
$1.04M - $1.09M
|
132K
$1.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
124KNew |
$976K - $1.03M
|
124K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Horizon Kinetics Asset Management LLC
|
BUY
|
- |
121KNew |
$947K - $998K
|
121K
$1.08M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
119K+ 457.21% |
$931K - $981K
|
145K
$1.3M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
111KNew |
$873K - $919K
|
111K
$996K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
110K+ 72.52% |
$861K - $907K
|
261K
$2.34M
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
98.7K+ 43.41% |
$774K - $815K
|
326K
$2.92M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
93.4K+ 7.32% |
$732K - $772K
|
1.37M
$12.3M
|
|
|
Oct 25, 2023
Q3 2023
|
Gill Capital Partners, LLC
Denver, CO |
BUY
|
- |
87.9K+ 409.24% |
$689K - $726K
|
109K
$978K
|
|
|
Oct 16, 2023
Q3 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
73.3KNew |
$575K - $605K
|
73.3K
$656K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
71.5K+ 13.2% |
$560K - $590K
|
613K
$5.48M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
68.7KNew |
$539K - $568K
|
68.7K
$615K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
61.6K+ 151.4% |
$483K - $509K
|
102K
$915K
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
60.8KNew |
$477K - $502K
|
60.8K
$544K
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
55.3K+ 488.99% |
$434K - $457K
|
66.6K
$596K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
54.3K+ 382.58% |
$426K - $449K
|
68.5K
$613K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
53.5K+ 192.74% |
$419K - $442K
|
81.2K
$727K
|