Latest Institutional Transactions on Japan Smaller Capitalization Fund Inc (JOF)
This table provides information on the latest institutional transactions involving Japan Smaller Capitalization Fund Inc (JOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-7.8K- 8.83% |
$58.5K - $66.1K
|
80.6K
$723K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
11.7KNew |
$88K - $99.5K
|
11.7K
$105K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.04K- 59.13% |
$22.8K - $25.8K
|
2.1K
$18.8K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
46.3K+ 17.79% |
$348K - $393K
|
307K
$2.75M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.36K- 1.69% |
$10.2K - $11.6K
|
79.1K
$709K
|
|
|
May 15, 2025
Q1 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
551K+ 53.26% |
$4.13M - $4.67M
|
1.59M
$14.2M
|
|
|
May 15, 2025
Q1 2025
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
77.9K+ 3.5% |
$584K - $660K
|
2.3M
$20.6M
|
|
|
May 15, 2025
Q1 2025
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
14.3K+ 2.88% |
$108K - $122K
|
512K
$4.59M
|
|
|
May 15, 2025
Q1 2025
|
Css LLC
Chicago, IL |
SELL
|
- |
-3.53K- 15.75% |
$26.5K - $29.9K
|
18.9K
$169K
|
|
|
May 15, 2025
Q1 2025
|
Raffles Associates LP
New York, NY |
SELL
|
- |
-2.8K- 1.13% |
$21K - $23.7K
|
245K
$2.2M
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-318K- 6.5% |
$2.38M - $2.69M
|
4.57M
$41M
|
|
|
May 14, 2025
Q1 2025
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
42.7KNew |
$320K - $362K
|
42.7K
$383K
|
|
|
May 14, 2025
Q1 2025
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.15K- 2.12% |
$8.63K - $9.75K
|
53K
$475K
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-33.1K- 30.69% |
$248K - $281K
|
74.8K
$671K
|
|
|
May 14, 2025
Q1 2025
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-47.5K- 4.55% |
$356K - $402K
|
995K
$8.92M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
111+ 7.13% |
$833 - $941
|
1.67K
$15K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.44K+ 5735.0% |
$25.8K - $29.2K
|
3.5K
$31.4K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
2.31K+ 2.45% |
$17.3K - $19.6K
|
96.8K
$868K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
106+ 1.19% |
$795 - $899
|
9.01K
$80.8K
|
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-2.05K- 1.24% |
$15.4K - $17.4K
|
164K
$1.47M
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.3K- 13.14% |
$17.2K - $19.5K
|
15.2K
$136K
|
|
|
May 12, 2025
Q1 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.3KNew |
$84.5K - $95.5K
|
11.3K
$101K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.44K+ 116.92% |
$40.8K - $46.2K
|
10.1K
$90.6K
|
|
|
May 09, 2025
Q1 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-350- 0.7% |
$2.63K - $2.97K
|
49.5K
$444K
|
|
|
May 09, 2025
Q1 2025
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-54.9K- 1.21% |
$412K - $466K
|
4.49M
$40.2M
|
|
|
May 09, 2025
Q1 2025
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-500- 2.76% |
$3.75K - $4.24K
|
17.6K
$158K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-475- 23.75% |
$3.56K - $4.03K
|
1.53K
$13.7K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.7K+ 4.31% |
$12.8K - $14.4K
|
41.2K
$369K
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
3.31K+ 275.5% |
$24.8K - $28K
|
4.51K
$40.4K
|
|
|
Apr 30, 2025
Q1 2025
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-37.6K- 19.91% |
$282K - $319K
|
151K
$1.36M
|
|
|
Apr 30, 2025
Q1 2025
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-48.4K- 12.86% |
$363K - $411K
|
328K
$2.94M
|
|
|
Apr 30, 2025
Q1 2025
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
2.67K+ 2.62% |
$20K - $22.6K
|
104K
$937K
|
|
|
Apr 29, 2025
Q1 2025
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
1.5K+ 9.31% |
$11.3K - $12.7K
|
17.6K
$158K
|
|
|
Apr 29, 2025
Q1 2025
|
Mills Wealth Advisors LLC
Southlake, TX |
SELL
|
- |
-40- 0.18% |
$300 - $339
|
22.8K
$204K
|
|
|
Apr 24, 2025
Q1 2025
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-169K- 3.23% |
$1.27M - $1.43M
|
5.07M
$45.5M
|
|
|
Apr 16, 2025
Q1 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
409+ 0.55% |
$3.07K - $3.47K
|
75.3K
$675K
|
|
|
Apr 11, 2025
Q1 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-225- 0.31% |
$1.69K - $1.91K
|
72.7K
$652K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-29.1K- 56.81% |
$218K - $240K
|
22.1K
$198K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
250New |
$1.88K - $2.06K
|
250
$2.24K
|
|
|
Feb 14, 2025
Q4 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
24.2K+ 88.34% |
$182K - $200K
|
51.6K
$463K
|
|
|
Feb 14, 2025
Q4 2024
|
Ionic Capital Management LLC
New York, NY |
BUY
|
- |
56.7KNew |
$425K - $468K
|
56.7K
$508K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-8.76K- 11.58% |
$65.7K - $72.2K
|
66.9K
$600K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-63- 9.53% |
$473 - $520
|
598
$5.36K
|
|
|
Feb 12, 2025
Q4 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
2.25K+ 4.02% |
$16.9K - $18.6K
|
58.3K
$523K
|
|
|
Feb 12, 2025
Q4 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
24.5K+ 32.1% |
$184K - $202K
|
101K
$905K
|
|
|
Feb 12, 2025
Q4 2024
|
Dkm Wealth Management, Inc.
Stockton, CA |
BUY
|
- |
34KNew |
$255K - $281K
|
34K
$305K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
39.2KNew |
$294K - $323K
|
39.2K
$351K
|
|
|
Feb 06, 2025
Q4 2024
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-4.4K- 11.46% |
$33K - $36.3K
|
34K
$305K
|
|
|
Jan 28, 2025
Q4 2024
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-12.7K- 51.63% |
$95.3K - $105K
|
11.9K
$107K
|
|