Latest Institutional Transactions on Japan Smaller Capitalization Fund Inc (JOF)
This table provides information on the latest institutional transactions involving Japan Smaller Capitalization Fund Inc (JOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 16, 2024
Q1 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.5KNew |
$11.3K - $12K
|
1.5K
$11.3K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
1.2KNew |
$9K - $9.64K
|
1.2K
$9.04K
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
11KNew |
$73.5K - $83.5K
|
11K
$82.8K
|
|
|
Feb 12, 2024
Q4 2023
|
Benedetti & Gucer, Inc.
|
SELL
|
- |
-4K- 8.83% |
$26.7K - $30.4K
|
41.3K
$311K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
10.6KNew |
$71.1K - $80.8K
|
10.6K
$80.1K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.79KNew |
$45.4K - $51.6K
|
6.79K
$51.2K
|
|
|
Feb 09, 2024
Q4 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.87K+ 3.45% |
$12.5K - $14.2K
|
56K
$422K
|
|
|
Jan 29, 2024
Q4 2023
|
Ingalls & Snyder LLC
New York, NY |
BUY
|
- |
10K+ 100.0% |
$66.8K - $75.9K
|
20K
$151K
|
|
|
Jan 18, 2024
Q4 2023
|
Successful Portfolios LLC
|
BUY
|
- |
15KNew |
$100K - $114K
|
15K
$113K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-2.27K- 17.47% |
$16.1K - $17K
|
10.7K
$80.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.6K+ 19.2% |
$18.5K - $19.4K
|
16.1K
$122K
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-76.8K- 60.37% |
$546K - $574K
|
50.5K
$380K
|
|
|
Nov 03, 2023
Q3 2023
|
Guild Investment Management, Inc.
|
SELL
|
- |
-3K- 3.34% |
$21.3K - $22.4K
|
86.9K
$654K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
400New |
$2.84K - $2.99K
|
400
$3.01K
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-115- 3.29% |
$818 - $859
|
3.39K
$25.5K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.33K- 79.44% |
$22.6K - $25.2K
|
863
$6.5K
|
|
|
Aug 11, 2023
Q2 2023
|
Stone X Group Inc.
|
BUY
|
- |
15KNew |
$102K - $113K
|
15K
$113K
|
|
|
Aug 08, 2023
Q2 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
81.7KNew |
$555K - $618K
|
81.7K
$615K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
100+ 20.0% |
$639 - $697
|
600
$4.52K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.9K- 11.13% |
$102K - $111K
|
127K
$958K
|
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
31.5K+ 151.3% |
$201K - $220K
|
52.4K
$394K
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-12.7K- 9.46% |
$81K - $88.4K
|
121K
$914K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
BUY
|
- |
11KNew |
$61.8K - $72.2K
|
11K
$82.8K
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-4.41K- 5.51% |
$24.8K - $28.9K
|
75.6K
$570K
|
|
|
Jan 30, 2023
Q4 2022
|
Seed Wealth Management, Inc.
Evanston, IL |
BUY
|
- |
12.4KNew |
$69.7K - $81.3K
|
12.4K
$93.4K
|
|
| Q3 2022 | |||||||
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.2KNew |
$24.3K - $28.1K
|
4.2K
$31.6K
|
|
| Q2 2022 | |||||||
|
Aug 21, 2023
Q2 2022
|
Artemis Wealth Advisors, LLC
|
BUY
|
- |
1.4KNew |
$8.68K - $10K
|
1.4K
$10.5K
|
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-12.5KClosed |
$78K - $90.2K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.43KClosed |
$8.86K - $10.2K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
8.49K+ 14.61% |
$52.8K - $61K
|
66.6K
$502K
|
|
|
Aug 10, 2022
Q2 2022
|
Covestor LTD
Boston, MA |
BUY
|
- |
9+ 180.0% |
$56 - $64.7
|
14
$105
|
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-38KClosed |
$237K - $274K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-13.2KClosed |
$93.5K - $106K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-513KClosed |
$3.63M - $4.13M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-11.8KClosed |
$83.6K - $95K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-908Closed |
$6.43K - $7.31K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
13KNew |
$92K - $105K
|
13K
$97.9K
|
|
|
May 10, 2022
Q1 2022
|
Hedges Asset Management LLC
|
BUY
|
- |
4K+ 32.0% |
$28.3K - $32.2K
|
16.5K
$124K
|
|
|
Apr 28, 2022
Q1 2022
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
1K+ 10.0% |
$7.08K - $8.05K
|
11K
$82.8K
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-2KClosed |
$14.2K - $16.1K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-17.4KClosed |
$135K - $157K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-14.8KClosed |
$115K - $134K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
4.82K+ 3.46% |
$37.4K - $43.5K
|
144K
$1.08M
|
|
|
Feb 08, 2022
Q4 2021
|
Hamel Associates, Inc.
|
BUY
|
- |
50KNew |
$388K - $451K
|
50K
$377K
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-3.9KClosed |
$30.3K - $35.2K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Salem Capital Management Inc
|
SELL
|
- |
-135KClosed |
$1.04M - $1.21M
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-2.4KClosed |
$21K - $23.1K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Dorchester Wealth Management CO
|
SELL
|
- |
-15.3KClosed |
$133K - $147K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Myda Advisors LLC
Inwood, NY |
SELL
|
- |
-50KClosed |
$439K - $476K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-900Closed |
$7.82K - $8.6K
|
0
$0
|
|