Latest Institutional Transactions on Japan Smaller Capitalization Fund Inc (JOF)
This table provides information on the latest institutional transactions involving Japan Smaller Capitalization Fund Inc (JOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 04, 2021
Q1 2021
|
Community Bank, N.A.
|
SELL
|
- |
-86Closed |
$747 - $822
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5KClosed |
$13K - $14.3K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Oasis Management CO Ltd.
Grand Cayman, E9 |
SELL
|
- |
-108KClosed |
$887K - $1.05M
|
0
$0
|
|
| Q3 2020 | |||||||
|
Aug 30, 2024
Q3 2020
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
3KNew |
$23K - $26.4K
|
3K
$22.6K
|
|
|
Nov 12, 2020
Q3 2020
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-14.9KClosed |
$114K - $131K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-934Closed |
$7.16K - $8.22K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-24.8KClosed |
$162K - $202K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-30.8KClosed |
$201K - $250K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Washington Trust CO
|
SELL
|
- |
-11.3KClosed |
$74K - $92.4K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Truist Financial Corp
|
SELL
|
- |
-10.5KClosed |
$60.5K - $95.2K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-200Closed |
$1.16K - $1.82K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-2.17KClosed |
$12.5K - $19.7K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 18, 2020
Q4 2019
|
First Wilshire Securities Management Inc
Pasadena, CA |
SELL
|
- |
-126KClosed |
$1.09M - $1.21M
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-24.8KClosed |
$215K - $238K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-15.3KClosed |
$124K - $136K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-27Closed |
$219 - $239
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-25KClosed |
$203K - $221K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-1.74KClosed |
$14.1K - $15.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 09, 2019
Q2 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-30.5KClosed |
$252K - $272K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-2KClosed |
$16.5K - $17.8K
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
Element Pointe Advisors, LLC
Miami, FL |
SELL
|
- |
-11.7KClosed |
$96.9K - $105K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-988Closed |
$8.15K - $8.79K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-49.2KClosed |
$410K - $439K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-21KClosed |
$168K - $234K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.33KClosed |
$10.7K - $14.9K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-18.7KClosed |
$150K - $209K
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-10.1KClosed |
$81.4K - $113K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Wedbush Securities Inc
|
SELL
|
- |
-12.7KClosed |
$101K - $141K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
James Investment Research Inc
|
SELL
|
- |
-4.7KClosed |
$37.7K - $52.4K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Covington Capital Management
|
SELL
|
- |
-1.1KClosed |
$11.6K - $12.9K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-17.3KClosed |
$182K - $202K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-79.2KClosed |
$835K - $926K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-545Closed |
$5.74K - $6.37K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Gratus Capital LLC
|
SELL
|
- |
-15.4KClosed |
$180K - $194K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1KClosed |
$11.7K - $12.5K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-18.7KClosed |
$214K - $244K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.9KClosed |
$125K - $142K
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-86.6KClosed |
$991K - $1.13M
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-14.6KClosed |
$167K - $190K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
97.9KNew |
$1.15M - $1.35M
|
97.9K
$737K
|
|
|
Feb 13, 2018
Q4 2017
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-32.2KClosed |
$378K - $443K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.39KClosed |
$28K - $32.8K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Barclays PLC
London, X0 |
BUY
|
- |
1KNew |
$12K - $12.6K
|
1K
$7.53K
|
|
|
Nov 13, 2017
Q3 2017
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-25Closed |
$299 - $314
|
0
$0
|
|