Purchases and Sales Made in Q2 2023 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q2 2023. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
195K+ 5.58% |
$1.33M - $1.48M
|
3.69M
$29.4M
|
|
|
Aug 11, 2023
Q2 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
119K+ 15.55% |
$806K - $898K
|
883K
$7.03M
|
|
|
Aug 08, 2023
Q2 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
81.7KNew |
$555K - $618K
|
81.7K
$651K
|
|
|
Aug 11, 2023
Q2 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
35.3K+ 94.78% |
$240K - $267K
|
72.6K
$578K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
31.7K+ 31.78% |
$215K - $239K
|
131K
$1.05M
|
|
|
Jul 20, 2023
Q2 2023
|
Guild Investment Management, Inc.
|
BUY
|
- |
26.2K+ 41.23% |
$178K - $198K
|
89.9K
$715K
|
|
|
Aug 07, 2023
Q2 2023
|
Triasima Portfolio Management Inc.
|
BUY
|
- |
23.7KNew |
$161K - $179K
|
23.7K
$189K
|
|
|
Aug 11, 2023
Q2 2023
|
Stone X Group Inc.
|
BUY
|
- |
15KNew |
$102K - $113K
|
15K
$119K
|
|
|
Jul 03, 2024
Q2 2023
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
12KNew |
$81.3K - $90.5K
|
12K
$95.3K
|
|
|
Jul 20, 2023
Q2 2023
|
Benedetti & Gucer, Inc.
|
BUY
|
- |
6K+ 14.53% |
$40.7K - $45.4K
|
47.3K
$377K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.69K+ 4.59% |
$25K - $27.9K
|
84.1K
$670K
|
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.49K+ 3.64% |
$16.9K - $18.8K
|
70.9K
$564K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.5K+ 40.54% |
$10.2K - $11.3K
|
5.2K
$41.4K
|
|
|
Aug 14, 2023
Q2 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
490+ 69.7% |
$3.33K - $3.7K
|
1.19K
$9.5K
|
|
|
Jul 31, 2023
Q2 2023
|
Dakota Wealth Management
|
BUY
|
- |
110+ 0.57% |
$747 - $832
|
19.5K
$156K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 26, 2023
Q2 2023
|
National Bank Of Canada
|
SELL
|
- |
-500- 12.5% |
$3.4K - $3.78K
|
3.5K
$27.9K
|
|
|
Aug 08, 2023
Q2 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-535- 4.93% |
$3.63K - $4.04K
|
10.3K
$82.1K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.3K- 91.61% |
$8.83K - $9.83K
|
119
$947
|
|
|
Aug 14, 2023
Q2 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-3.1K- 13.88% |
$21K - $23.4K
|
19.2K
$153K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.33K- 79.44% |
$22.6K - $25.2K
|
863
$6.87K
|
|
|
Jul 18, 2023
Q2 2023
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-3.5K- 0.05% |
$23.8K - $26.5K
|
6.37M
$50.7M
|
|
|
Aug 08, 2023
Q2 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-5.29K- 23.83% |
$35.9K - $40K
|
16.9K
$135K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.65K- 2.26% |
$58.7K - $65.4K
|
373K
$2.97M
|
|
|
Aug 02, 2023
Q2 2023
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-18.2K- 6.48% |
$124K - $138K
|
263K
$2.1M
|
|
|
Aug 11, 2023
Q2 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-19.4K- 9.11% |
$132K - $147K
|
194K
$1.54M
|
|
|
Aug 14, 2023
Q2 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-19.9K- 0.41% |
$135K - $151K
|
4.88M
$38.9M
|
|
|
Aug 11, 2023
Q2 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-21.4K- 21.26% |
$145K - $162K
|
79.1K
$630K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-26.5K- 72.47% |
$180K - $200K
|
10.1K
$80.1K
|
|
|
Aug 11, 2023
Q2 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-88.5K- 1.93% |
$601K - $669K
|
4.5M
$35.8M
|
|
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-138K- 52.04% |
$938K - $1.04M
|
127K
$1.01M
|