Purchases and Sales Made in Q2 2021 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q2 2021. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.03MNew |
$19.1M - $19.8M
|
2.03M
$0
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
152KNew |
$1.43M - $1.49M
|
152K
$0
|
|
Aug 13, 2021
Q2 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
99.6K+ 14.94% |
$936K - $973K
|
767K
$0
|
|
Aug 13, 2021
Q2 2021
|
Robinson Capital Management, LLC
|
BUY
|
- |
84.5K+ 31300.37% |
$794K - $825K
|
84.8K
$0
|
|
Aug 12, 2021
Q2 2021
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
72.8KNew |
$683K - $710K
|
72.8K
$0
|
|
Aug 04, 2021
Q2 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
69.4K+ 69.07% |
$652K - $678K
|
170K
$0
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
30.3K+ 6.66% |
$284K - $296K
|
485K
$0
|
|
Jul 14, 2021
Q2 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
29.4K+ 5.96% |
$276K - $287K
|
522K
$0
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27.5K+ 30.25% |
$258K - $268K
|
118K
$0
|
|
Aug 13, 2021
Q2 2021
|
Congress Park Capital LLC
|
BUY
|
- |
24KNew |
$225K - $234K
|
24K
$0
|
|
Aug 06, 2021
Q2 2021
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
23.1K+ 17.61% |
$216K - $225K
|
154K
$0
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
22.2K+ 3.68% |
$209K - $217K
|
627K
$0
|
|
Nov 12, 2021
Q2 2021
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
20.2KNew |
$190K - $198K
|
20.2K
$0
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
15.9K+ 14.37% |
$150K - $156K
|
127K
$0
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
15.9K+ 32.76% |
$149K - $155K
|
64.3K
$0
|
|
Aug 10, 2021
Q2 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
14.8K+ 39.19% |
$139K - $145K
|
52.7K
$0
|
|
Aug 10, 2021
Q2 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
14.6K+ 21.69% |
$137K - $142K
|
81.7K
$0
|
|
Jul 20, 2021
Q2 2021
|
Transform Wealth, LLC
|
BUY
|
- |
13.3KNew |
$125K - $130K
|
13.3K
$0
|
|
Jul 29, 2021
Q2 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
13.2K+ 42.89% |
$124K - $129K
|
44K
$0
|
|
Jul 19, 2021
Q2 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
10.1KNew |
$95.1K - $98.8K
|
10.1K
$0
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
10K+ 7.0% |
$94.1K - $97.8K
|
153K
$0
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
7.3K+ 32.16% |
$68.5K - $71.2K
|
30K
$0
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.97K+ 29.86% |
$65.4K - $68K
|
30.3K
$0
|
|
Aug 05, 2021
Q2 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
6.25K+ 6.85% |
$58.7K - $61K
|
97.6K
$0
|
|
Aug 09, 2021
Q2 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
5.8K+ 47.78% |
$54.5K - $56.6K
|
17.9K
$0
|
|
Aug 16, 2021
Q2 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
5.59K+ 3.25% |
$52.5K - $54.6K
|
178K
$0
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
BUY
|
- |
5K+ 15.43% |
$47K - $48.8K
|
37.4K
$0
|
|
Aug 12, 2021
Q2 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
4.7KNew |
$44.1K - $45.9K
|
4.7K
$0
|
|
Jul 19, 2021
Q2 2021
|
Wela Strategies, Inc.
|
BUY
|
- |
2.77K+ 2.55% |
$26K - $27K
|
111K
$0
|
|
Aug 16, 2021
Q2 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
2.2K+ 0.6% |
$20.7K - $21.5K
|
372K
$0
|
|
Aug 12, 2021
Q2 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
2.12K+ 14.12% |
$19.9K - $20.7K
|
17.2K
$0
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.04K+ 1.22% |
$19.2K - $19.9K
|
170K
$0
|
|
Jul 26, 2021
Q2 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.55KNew |
$14.6K - $15.1K
|
1.55K
$0
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.5K+ 14.29% |
$14.1K - $14.6K
|
12K
$0
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.35K+ 0.93% |
$12.6K - $13.1K
|
146K
$0
|
|
Jul 29, 2021
Q2 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
1.12K+ 0.59% |
$10.5K - $10.9K
|
190K
$0
|
|
Aug 13, 2021
Q2 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
623+ 4.52% |
$5.85K - $6.08K
|
14.4K
$0
|
|
Mar 22, 2023
Q2 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
550+ 37.93% |
$5.16K - $5.37K
|
2K
$0
|
|
Aug 03, 2021
Q2 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
357+ 2.58% |
$3.35K - $3.48K
|
14.2K
$0
|
|
Aug 12, 2021
Q2 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
210+ 1.83% |
$1.97K - $2.05K
|
11.7K
$0
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
91+ 0.75% |
$854 - $888
|
12.2K
$0
|
|
Aug 11, 2021
Q2 2021
|
Panagora Asset Management Inc
Boston, MA |
BUY
|
- |
39New |
$366 - $381
|
39
$0
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
25+ 0.25% |
$235 - $244
|
10.2K
$0
|
|
Aug 13, 2021
Q2 2021
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
BUY
|
- |
14New |
$131 - $137
|
14
$0
|
|
Aug 03, 2021
Q2 2021
|
Accel Wealth Management
|
BUY
|
- |
11+ 1.85% |
$103 - $107
|
604
$0
|
|
Aug 16, 2021
Q2 2021
|
First Manhattan CO
New York, NY |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2- 0.01% |
$18.8 - $19.5
|
16.2K
$0
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-141Closed |
$1.32K - $1.38K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-264- 1.81% |
$2.48K - $2.58K
|
14.3K
$0
|
|
Aug 06, 2021
Q2 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-300- 1.09% |
$2.82K - $2.93K
|
27.3K
$0
|