Purchases and Sales Made in Q4 2021 in Dws Strategic Municipal Income Trust (KSM)
This table provides information about the institutional ownership of Dws Strategic Municipal Income Trust (KSM) during Q4 2021. The information is specifically focused on institutions that hold shares of DWS STRATEGIC MUNICIPAL INCOME TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
164K+ 63.85% |
$1.97M - $2.07M
|
422K
$4.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
47K+ 69.19% |
$562K - $592K
|
115K
$1.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
43.5K+ 22.69% |
$520K - $548K
|
235K
$2.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.5K+ 46.66% |
$138K - $145K
|
36.2K
$365K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.3K+ 9.98% |
$136K - $143K
|
125K
$1.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.7KNew |
$129K - $135K
|
10.7K
$108K
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
6.95K+ 9.13% |
$83.2K - $87.6K
|
83.1K
$836K
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
4.82K+ 19.97% |
$57.7K - $60.8K
|
29K
$292K
|
|
|
Feb 01, 2022
Q4 2021
|
Wakefield Asset Management Lllp
Englewood, CO |
BUY
|
- |
4.73K+ 9.85% |
$56.6K - $59.6K
|
52.8K
$531K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.83K+ 9.28% |
$45.9K - $48.3K
|
45.1K
$455K
|
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
2.2KNew |
$26.3K - $27.7K
|
2.2K
$22.1K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.91K+ 30.68% |
$22.9K - $24.1K
|
8.13K
$81.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.44K+ 4.6% |
$17.2K - $18.1K
|
32.7K
$329K
|
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
1.35KNew |
$16.1K - $17K
|
1.35K
$13.6K
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.01K+ 7.27% |
$12.1K - $12.8K
|
15K
$151K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
500New |
$5.99K - $6.31K
|
500
$5.04K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
202+ 4.5% |
$2.42K - $2.55K
|
4.69K
$47.2K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-873- 74.68% |
$10.4K - $11K
|
296
$2.98K
|
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-1.5KClosed |
$18K - $18.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-5.48K- 5.69% |
$65.6K - $69.1K
|
90.9K
$915K
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-6.9K- 4.17% |
$82.6K - $87K
|
158K
$1.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12.3KClosed |
$147K - $155K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-15KClosed |
$180K - $189K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-19.5KClosed |
$234K - $246K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-25.3KClosed |
$302K - $319K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-39K- 8.81% |
$467K - $492K
|
404K
$4.07M
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-111K- 88.59% |
$1.33M - $1.4M
|
14.3K
$144K
|