Purchases and Sales Made in Q1 2022 in Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information about the institutional ownership of Neuberger Berman Mlp & Energy Income Fund Inc. (NML) during Q1 2022. The information is specifically focused on institutions that hold shares of Neuberger Berman MLP & Energy Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
403K+ 85.41% |
$2.1M - $2.6M
|
876K
$7.81M
|
|
|
May 16, 2022
Q1 2022
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
390KNew |
$2.03M - $2.51M
|
390K
$3.48M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
339K+ 5.56% |
$1.77M - $2.18M
|
6.44M
$57.4M
|
|
|
May 12, 2022
Q1 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
230K+ 40.25% |
$1.2M - $1.48M
|
800K
$7.14M
|
|
|
May 16, 2022
Q1 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
224KNew |
$1.17M - $1.44M
|
224K
$2M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
116K+ 44.14% |
$605K - $748K
|
379K
$3.38M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
104K+ 161.47% |
$540K - $668K
|
168K
$1.5M
|
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
75.9KNew |
$396K - $489K
|
75.9K
$677K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
72.1K+ 135.17% |
$375K - $464K
|
125K
$1.12M
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
57.8KNew |
$301K - $372K
|
57.8K
$516K
|
|
|
Apr 14, 2022
Q1 2022
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
33.7KNew |
$176K - $217K
|
33.7K
$301K
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
29.3K+ 164.59% |
$152K - $188K
|
47K
$419K
|
|
|
Apr 29, 2022
Q1 2022
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
27.4KNew |
$143K - $176K
|
27.4K
$244K
|
|
|
Apr 08, 2022
Q1 2022
|
Optimum Investment Advisors
|
BUY
|
- |
18K+ 55.38% |
$93.8K - $116K
|
50.5K
$450K
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.3KNew |
$64.3K - $79.5K
|
12.3K
$110K
|
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
11.6KNew |
$60.2K - $74.4K
|
11.6K
$103K
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
10.1K+ 3.64% |
$52.4K - $64.7K
|
286K
$2.55M
|
|
|
May 13, 2022
Q1 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
8.78K+ 2.14% |
$45.8K - $56.6K
|
420K
$3.75M
|
|
|
May 16, 2022
Q1 2022
|
Ionic Capital Management LLC
New York, NY |
BUY
|
- |
8.7K+ 3.2% |
$45.3K - $56K
|
280K
$2.5M
|
|
|
May 06, 2022
Q1 2022
|
Private Management Group Inc
|
BUY
|
- |
4.8K+ 0.14% |
$25K - $30.9K
|
3.48M
$31M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
4.23K+ 3.3% |
$22K - $27.2K
|
132K
$1.18M
|
|
|
May 06, 2022
Q1 2022
|
Valley National Advisers Inc
|
BUY
|
- |
2.9KNew |
$15.1K - $18.7K
|
2.9K
$25.9K
|
|
|
Apr 12, 2022
Q1 2022
|
Matisse Capital
|
BUY
|
- |
2.8K+ 13.08% |
$14.6K - $18K
|
24.2K
$216K
|
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
2.41KNew |
$12.5K - $15.5K
|
2.41K
$21.5K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.4K+ 29.41% |
$12.5K - $15.5K
|
10.6K
$94.3K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
755+ 4.39% |
$3.93K - $4.86K
|
17.9K
$160K
|
|
|
May 13, 2022
Q1 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
196New |
$1.02K - $1.26K
|
196
$1.75K
|
|
|
May 05, 2022
Q1 2022
|
Green Square Capital Advisors LLC
|
BUY
|
- |
147+ 0.65% |
$766 - $947
|
22.7K
$202K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
67+ 0.41% |
$349 - $431
|
16.4K
$146K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-74- 0.04% |
$386 - $477
|
181K
$1.61M
|
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-290Closed |
$1.51K - $1.87K
|
0
$0
|
|
|
Jan 27, 2023
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-763- 5.43% |
$3.98K - $4.91K
|
13.3K
$119K
|
|
|
May 04, 2022
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-763- 5.43% |
$3.98K - $4.91K
|
13.3K
$119K
|
|
|
May 12, 2022
Q1 2022
|
Antonetti Capital Management LLC
|
SELL
|
- |
-900- 2.62% |
$4.69K - $5.8K
|
33.4K
$298K
|
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-963- 44.83% |
$5.02K - $6.2K
|
1.19K
$10.6K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-983Closed |
$5.12K - $6.33K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.24K- 1.32% |
$6.46K - $7.98K
|
92.6K
$826K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.37K- 0.41% |
$7.14K - $8.82K
|
335K
$2.99M
|
|
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-1.58K- 6.57% |
$8.24K - $10.2K
|
22.5K
$200K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2K- 12.23% |
$10.4K - $12.9K
|
14.3K
$128K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.97K- 18.0% |
$15.5K - $19.1K
|
13.5K
$121K
|
|
|
May 12, 2022
Q1 2022
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-3KClosed |
$15.6K - $19.3K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Ota Financial Group L.P.
|
SELL
|
- |
-3.96K- 1.77% |
$20.6K - $25.5K
|
219K
$1.96M
|
|
|
May 12, 2022
Q1 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-4K- 17.18% |
$20.8K - $25.8K
|
19.3K
$172K
|
|
|
May 11, 2022
Q1 2022
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-7.6KClosed |
$39.6K - $48.9K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-8.03K- 6.43% |
$41.8K - $51.7K
|
117K
$1.04M
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-10KClosed |
$52.1K - $64.4K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-10KClosed |
$52.1K - $64.4K
|
0
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11K- 0.17% |
$57.1K - $70.6K
|
6.44M
$57.4M
|