Purchases and Sales Made in Q3 2022 in Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information about the institutional ownership of Neuberger Berman Mlp & Energy Income Fund Inc. (NML) during Q3 2022. The information is specifically focused on institutions that hold shares of Neuberger Berman MLP & Energy Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
2.69M+ 92.22% |
$15.6M - $20M
|
5.61M
$50M
|
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
762K+ 9.85% |
$4.42M - $5.67M
|
8.49M
$75.7M
|
|
|
Feb 06, 2023
Q3 2022
|
Private Management Group Inc
|
BUY
|
- |
313K+ 10.87% |
$1.81M - $2.33M
|
3.19M
$28.4M
|
|
|
Feb 06, 2023
Q3 2022
|
Private Management Group Inc
|
BUY
|
- |
313K+ 10.87% |
$1.81M - $2.33M
|
3.19M
$28.4M
|
|
|
Oct 11, 2022
Q3 2022
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
152K+ 433.13% |
$884K - $1.13M
|
188K
$1.67M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
68K+ 1.05% |
$394K - $506K
|
6.52M
$58.1M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
54.7K+ 4.24% |
$317K - $407K
|
1.35M
$12M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
24.1K+ 8.18% |
$140K - $179K
|
318K
$2.84M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.71K+ 26.14% |
$21.5K - $27.6K
|
17.9K
$160K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.25K+ 0.57% |
$13K - $16.7K
|
399K
$3.55M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
2.12K+ 2.03% |
$12.3K - $15.8K
|
107K
$950K
|
|
|
Nov 09, 2022
Q3 2022
|
Aveo Capital Partners, LLC
|
BUY
|
- |
1.97K+ 9.83% |
$11.4K - $14.6K
|
22K
$196K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.29K+ 1.45% |
$7.5K - $9.62K
|
90.7K
$808K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
129+ 0.27% |
$748 - $960
|
47.6K
$425K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
127+ 0.04% |
$737 - $945
|
327K
$2.91M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
75+ 0.46% |
$435 - $558
|
16.5K
$147K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
62+ 0.99% |
$360 - $461
|
6.32K
$56.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
40+ 0.38% |
$232 - $298
|
10.7K
$94.9K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
33+ 0.24% |
$191 - $246
|
13.6K
$121K
|
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
24+ 0.18% |
$139 - $179
|
13.3K
$119K
|
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
24+ 0.18% |
$139 - $179
|
13.3K
$119K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-35- 4.5% |
$203 - $260
|
742
$6.61K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-476- 1.54% |
$2.76K - $3.54K
|
30.4K
$271K
|
|
|
Nov 22, 2022
Q3 2022
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-1K- 15.38% |
$5.8K - $7.44K
|
5.5K
$49K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
SELL
|
- |
-1.4K- 5.79% |
$8.12K - $10.4K
|
22.8K
$203K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.88K- 3.27% |
$10.9K - $14K
|
55.6K
$495K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.24K- 20.2% |
$18.8K - $24.1K
|
12.8K
$114K
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-3.26K- 7.41% |
$18.9K - $24.3K
|
40.8K
$363K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-3.62K- 0.86% |
$21K - $26.9K
|
416K
$3.71M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.76K- 46.88% |
$21.8K - $28K
|
4.26K
$38K
|
|
|
Nov 04, 2022
Q3 2022
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-8.1K- 7.67% |
$47K - $60.3K
|
97.4K
$868K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-8.97K- 16.52% |
$52K - $66.7K
|
45.3K
$404K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-9.57K- 38.04% |
$55.5K - $71.2K
|
15.6K
$139K
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-15K- 6.2% |
$86.7K - $111K
|
226K
$2.02M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-24K- 63.37% |
$139K - $179K
|
13.9K
$124K
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-47K- 26.0% |
$273K - $350K
|
134K
$1.19M
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-47.2K- 11.73% |
$274K - $351K
|
355K
$3.16M
|
|
|
Nov 14, 2022
Q3 2022
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-54.2K- 23.52% |
$314K - $403K
|
176K
$1.57M
|
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
SELL
|
- |
-67.6K- 52.5% |
$392K - $503K
|
61.2K
$545K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-86.4K- 23.21% |
$501K - $643K
|
286K
$2.55M
|
|
|
Nov 08, 2022
Q3 2022
|
Private Management Group Inc
|
SELL
|
- |
-171K- 5.1% |
$994K - $1.27M
|
3.19M
$28.4M
|
|
|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-245K- 34.7% |
$1.42M - $1.82M
|
461K
$4.11M
|
|
|
Nov 14, 2022
Q3 2022
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-318K- 98.51% |
$1.84M - $2.36M
|
4.8K
$42.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-645K- 78.92% |
$3.74M - $4.8M
|
172K
$1.54M
|