Purchases and Sales Made in Q4 2021 in Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information about the institutional ownership of Neuberger Berman Mlp & Energy Income Fund Inc. (NML) during Q4 2021. The information is specifically focused on institutions that hold shares of Neuberger Berman MLP & Energy Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
996K+ 19.52% |
$4.81M - $5.51M
|
6.1M
$54.4M
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
950K+ 15.32% |
$4.59M - $5.26M
|
7.15M
$63.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
411KNew |
$1.99M - $2.27M
|
411K
$3.67M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
331K+ 28.45% |
$1.6M - $1.83M
|
1.5M
$13.3M
|
|
|
Feb 24, 2022
Q4 2021
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
266KNew |
$1.28M - $1.47M
|
266K
$2.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
192K+ 28.61% |
$927K - $1.06M
|
862K
$7.69M
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
181K+ 46.43% |
$874K - $1M
|
571K
$5.09M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
93.9K+ 55.54% |
$454K - $519K
|
263K
$2.35M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
35.1K+ 10.81% |
$170K - $194K
|
360K
$3.21M
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
24.1KNew |
$116K - $133K
|
24.1K
$215K
|
|
|
Feb 08, 2022
Q4 2021
|
Private Management Group Inc
|
BUY
|
- |
20.4K+ 0.59% |
$98.6K - $113K
|
3.47M
$31M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.5KNew |
$79.7K - $91.3K
|
16.5K
$147K
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$48.3K - $55.3K
|
10K
$89.2K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.5K+ 9.37% |
$26.6K - $30.4K
|
64.2K
$573K
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
5K+ 27.34% |
$24.2K - $27.7K
|
23.3K
$208K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.46K+ 1.0% |
$21.5K - $24.7K
|
449K
$4M
|
|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
4.29K+ 0.94% |
$20.7K - $23.7K
|
463K
$4.13M
|
|
|
Mar 17, 2022
Q4 2021
|
Optimum Investment Advisors
|
BUY
|
- |
4K+ 14.04% |
$19.3K - $22.1K
|
32.5K
$290K
|
|
|
Feb 11, 2022
Q4 2021
|
Providence Capital Advisors, LLC
Charlotte, NC |
BUY
|
- |
3KNew |
$14.5K - $16.6K
|
3K
$26.8K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
2.15KNew |
$10.4K - $11.9K
|
2.15K
$19.2K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.79K+ 3.47% |
$8.64K - $9.89K
|
53.3K
$476K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
983New |
$4.75K - $5.44K
|
983
$8.77K
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
806+ 6.08% |
$3.89K - $4.46K
|
14.1K
$125K
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
806+ 6.08% |
$3.89K - $4.46K
|
14.1K
$125K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
500New |
$2.42K - $2.77K
|
500
$4.46K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-200Closed |
$966 - $1.11K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Eukles Asset Management
|
SELL
|
- |
-416Closed |
$2.01K - $2.3K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-594- 6.78% |
$2.87K - $3.28K
|
8.17K
$72.9K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-600Closed |
$2.9K - $3.32K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Staley Capital Advisers Inc
|
SELL
|
- |
-600- 0.44% |
$2.9K - $3.32K
|
136K
$1.21M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-629Closed |
$3.04K - $3.48K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-806- 4.71% |
$3.89K - $4.46K
|
16.3K
$146K
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-1.39K- 0.5% |
$6.7K - $7.67K
|
276K
$2.46M
|
|
|
Feb 10, 2022
Q4 2021
|
Antonetti Capital Management LLC
|
SELL
|
- |
-1.63K- 4.52% |
$7.85K - $8.99K
|
34.3K
$306K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.1K- 10.57% |
$10.1K - $11.6K
|
17.8K
$159K
|
|
|
Feb 03, 2022
Q4 2021
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-3KClosed |
$14.5K - $16.6K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-3.71K- 92.75% |
$17.9K - $20.5K
|
290
$2.59K
|
|
|
Jan 31, 2022
Q4 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-5.22K- 5.9% |
$25.2K - $28.9K
|
83.2K
$742K
|
|
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-5.84K- 4.31% |
$28.2K - $32.3K
|
130K
$1.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.94K- 25.69% |
$28.7K - $32.8K
|
17.2K
$153K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7.5KClosed |
$36.2K - $41.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8K- 32.89% |
$38.6K - $44.2K
|
16.3K
$146K
|
|
|
Jan 21, 2022
Q4 2021
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-9.6K- 55.81% |
$46.4K - $53.1K
|
7.6K
$67.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-10.1K- 7.34% |
$49K - $56.1K
|
128K
$1.14M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.6K- 3.34% |
$56K - $64.1K
|
336K
$3M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-14.7KClosed |
$71K - $81.3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-22.7K- 51.08% |
$109K - $125K
|
21.7K
$194K
|
|
|
Feb 14, 2022
Q4 2021
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-40K- 12.83% |
$193K - $221K
|
272K
$2.42M
|
|
|
Jan 27, 2022
Q4 2021
|
Bordeaux Wealth Advisors LLC
|
SELL
|
- |
-44.3K- 41.28% |
$214K - $245K
|
63K
$562K
|