Purchases and Sales Made in Q4 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
74.6K+ 23.03% |
$2.37M - $2.95M
|
398K
$18M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
71.3K+ 5.69% |
$2.27M - $2.82M
|
1.32M
$59.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
67K+ 152.01% |
$2.13M - $2.65M
|
111K
$5M
|
|
|
Feb 01, 2024
Q4 2023
|
Adviser Investments LLC
|
BUY
|
- |
58.2KNew |
$1.85M - $2.31M
|
58.2K
$2.63M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
55.1K+ 10.3% |
$1.75M - $2.18M
|
590K
$26.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
45.7K+ 84.64% |
$1.45M - $1.81M
|
99.8K
$4.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
45.6K+ 14.26% |
$1.45M - $1.81M
|
365K
$16.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Silver Oak Wealth Management LLC
Edina, MN |
BUY
|
- |
44.1KNew |
$1.4M - $1.75M
|
44.1K
$1.99M
|
|
|
Feb 07, 2024
Q4 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
43.7K+ 3.87% |
$1.39M - $1.73M
|
1.18M
$53M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
40.3K+ 12.27% |
$1.28M - $1.59M
|
368K
$16.6M
|
|
|
Feb 08, 2024
Q4 2023
|
Adroit Compliance, LLC
Rockford, IL |
BUY
|
- |
34.9KNew |
$1.11M - $1.38M
|
34.9K
$1.57M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
28.3K+ 148.7% |
$898K - $1.12M
|
47.3K
$2.13M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
26.9KNew |
$854K - $1.06M
|
26.9K
$1.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.6K+ 2.38% |
$813K - $1.01M
|
1.1M
$49.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
20.3K+ 1.56% |
$646K - $805K
|
1.32M
$59.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Destination Wealth Management
|
BUY
|
- |
19.2KNew |
$611K - $761K
|
19.2K
$867K
|
|
|
Feb 05, 2024
Q4 2023
|
First Ascent Asset Management, LLC
|
BUY
|
- |
18K+ 27.67% |
$573K - $715K
|
83.3K
$3.75M
|
|
|
Feb 13, 2024
Q4 2023
|
Balanced Rock Investment Advisor
Roslindale, MA |
BUY
|
- |
16.3KNew |
$519K - $647K
|
16.3K
$736K
|
|
|
Jan 31, 2024
Q4 2023
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
16K+ 19.17% |
$509K - $634K
|
99.6K
$4.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
15KNew |
$477K - $595K
|
15K
$677K
|
|
|
Feb 08, 2024
Q4 2023
|
Evergreen Private Wealth LLC
Greenwood Village, CO |
BUY
|
- |
14.3KNew |
$455K - $566K
|
14.3K
$645K
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
BUY
|
- |
14.2KNew |
$451K - $563K
|
14.2K
$641K
|
|
|
Feb 12, 2024
Q4 2023
|
Dodds Wealth, LLC
Greenwood Village, CO |
BUY
|
- |
12.1KNew |
$385K - $479K
|
12.1K
$546K
|
|
|
Jan 17, 2024
Q4 2023
|
Shotwell Rutter Baer Inc
Lansing, MI |
BUY
|
- |
11.3KNew |
$358K - $446K
|
11.3K
$508K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
11.2K+ 22.73% |
$355K - $442K
|
60.3K
$2.72M
|
|
|
Jan 22, 2024
Q4 2023
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
11KNew |
$348K - $434K
|
11K
$494K
|
|
|
Jan 09, 2024
Q4 2023
|
Pioneer Wealth Management Group
Austin, TX |
BUY
|
- |
8.84K+ 52.66% |
$281K - $350K
|
25.6K
$1.16M
|
|
|
Feb 09, 2024
Q4 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
8.31K+ 10.18% |
$264K - $329K
|
89.9K
$4.05M
|
|
|
Feb 28, 2024
Q4 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
7.88KNew |
$250K - $312K
|
7.88K
$355K
|
|
|
Feb 14, 2024
Q4 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
7.79K+ 18.43% |
$247K - $308K
|
50K
$2.25M
|
|
|
Oct 22, 2024
Q4 2023
|
Painted Porch Advisors LLC
Santa Barbara, CA |
BUY
|
- |
7.23KNew |
$230K - $286K
|
7.23K
$326K
|
|
|
Jan 12, 2024
Q4 2023
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
6.91K+ 75.87% |
$220K - $274K
|
16K
$722K
|
|
|
Feb 08, 2024
Q4 2023
|
Savvy Advisors, Inc.
New York, NY |
BUY
|
- |
6.53KNew |
$208K - $259K
|
6.53K
$294K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
6.09K+ 5.53% |
$193K - $241K
|
116K
$5.24M
|
|
|
Jan 18, 2024
Q4 2023
|
First National Corp
|
BUY
|
- |
5.79KNew |
$184K - $229K
|
5.79K
$261K
|
|
|
Feb 06, 2024
Q4 2023
|
Lincoln National Corp
|
BUY
|
- |
5.72KNew |
$182K - $227K
|
5.72K
$258K
|
|
|
Jan 30, 2024
Q4 2023
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
5.63KNew |
$179K - $223K
|
5.63K
$254K
|
|
|
Feb 05, 2024
Q4 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
5.46KNew |
$173K - $216K
|
5.46K
$246K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
5.44KNew |
$173K - $215K
|
5.44K
$245K
|
|
|
May 08, 2024
Q4 2023
|
New Insight Wealth Advisors
San Ramon, CA |
BUY
|
- |
5.34KNew |
$170K - $211K
|
5.34K
$241K
|
|
|
Jan 18, 2024
Q4 2023
|
De Dora Capital, Inc.
|
BUY
|
- |
5.32K+ 8.58% |
$169K - $210K
|
67.3K
$3.03M
|
|
|
Jan 31, 2024
Q4 2023
|
Litman Gregory Wealth Management LLC
|
BUY
|
- |
5.27KNew |
$168K - $209K
|
5.27K
$238K
|
|
|
Jan 29, 2024
Q4 2023
|
Moneywise, Inc.
|
BUY
|
- |
5.26KNew |
$167K - $208K
|
5.26K
$237K
|
|
|
Jan 31, 2024
Q4 2023
|
Castle Wealth Management LLC
|
BUY
|
- |
5.25KNew |
$167K - $208K
|
5.25K
$237K
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
5.24KNew |
$167K - $208K
|
5.24K
$236K
|
|
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
5.14K+ 41.98% |
$163K - $204K
|
17.4K
$784K
|
|
|
Jan 23, 2024
Q4 2023
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
4.85K+ 16.26% |
$154K - $192K
|
34.7K
$1.56M
|
|
|
Jan 17, 2024
Q4 2023
|
First Pacific Financial
|
BUY
|
- |
4.79K+ 3.11% |
$152K - $190K
|
159K
$7.16M
|
|
|
Jan 23, 2024
Q4 2023
|
Corundum Group, Inc.
|
BUY
|
- |
4.32K+ 7.37% |
$137K - $171K
|
62.9K
$2.84M
|
|
|
Feb 02, 2024
Q4 2023
|
Silver Oak Advisory Group, Inc.
Portland, OR |
BUY
|
- |
3.76K+ 46.03% |
$120K - $149K
|
11.9K
$538K
|