Purchases and Sales Made in Q2 2021 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q2 2021. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 16, 2021
Q2 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
250KNew |
$1.57M - $1.96M
|
250K
$1.36M
|
|
Aug 13, 2021
Q2 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
78.4KNew |
$493K - $613K
|
78.4K
$425K
|
|
Aug 16, 2021
Q2 2021
|
Camden Capital, LLC
|
BUY
|
- |
53KNew |
$333K - $414K
|
53K
$287K
|
|
Aug 10, 2021
Q2 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
51.3K+ 31.77% |
$322K - $401K
|
213K
$1.15M
|
|
Aug 06, 2021
Q2 2021
|
Delphi Financial Group, Inc.
|
BUY
|
- |
49.2K+ 43.63% |
$309K - $385K
|
162K
$877K
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
47.3KNew |
$297K - $370K
|
47.3K
$256K
|
|
Aug 16, 2021
Q2 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
38.7KNew |
$243K - $303K
|
38.7K
$210K
|
|
Sep 17, 2021
Q2 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
36.8KNew |
$232K - $288K
|
36.8K
$200K
|
|
Jul 22, 2021
Q2 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
24.1K+ 119.47% |
$152K - $189K
|
44.3K
$240K
|
|
Aug 11, 2021
Q2 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
18.6KNew |
$117K - $145K
|
18.6K
$101K
|
|
Aug 16, 2021
Q2 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
18.4K+ 26.59% |
$116K - $144K
|
87.4K
$474K
|
|
Aug 16, 2021
Q2 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
18.2KNew |
$114K - $142K
|
18.2K
$98.4K
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
17KNew |
$107K - $133K
|
17K
$92.3K
|
|
Aug 11, 2021
Q2 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
14.7KNew |
$92.4K - $115K
|
14.7K
$79.6K
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.3K+ 24.26% |
$90.2K - $112K
|
73.5K
$398K
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
13.9KNew |
$87.7K - $109K
|
13.9K
$75.5K
|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
10.2KNew |
$63.9K - $79.4K
|
10.2K
$55K
|
|
Jul 12, 2021
Q2 2021
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
8.21K+ 3.1% |
$51.6K - $64.2K
|
273K
$1.48M
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.44K+ 31.83% |
$28K - $34.8K
|
18.4K
$99.8K
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
2.5K+ 11.49% |
$15.8K - $19.6K
|
24.3K
$132K
|
|
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.45K+ 120.26% |
$15.4K - $19.1K
|
4.48K
$24.3K
|
|
Aug 10, 2021
Q2 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.62K+ 3.04% |
$10.2K - $12.6K
|
54.8K
$297K
|
|
Aug 10, 2021
Q2 2021
|
Dcm Advisors, LLC
New York, NY |
BUY
|
- |
1.6K+ 1.47% |
$10.1K - $12.5K
|
111K
$601K
|
|
Aug 16, 2021
Q2 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
1.08K+ 5.99% |
$6.79K - $8.45K
|
19.1K
$104K
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.07K+ 19.69% |
$6.74K - $8.38K
|
6.51K
$35.3K
|
|
Aug 06, 2021
Q2 2021
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
125+ 0.65% |
$786 - $978
|
19.4K
$105K
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
104New |
$654 - $813
|
104
$564
|
|
Aug 02, 2021
Q2 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
15+ 2.87% |
$94.4 - $117
|
538
$2.92K
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-245- 1.26% |
$1.54K - $1.92K
|
19.1K
$104K
|
|
Aug 12, 2021
Q2 2021
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-250- 0.47% |
$1.57K - $1.96K
|
52.8K
$286K
|
|
Aug 04, 2021
Q2 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-445- 11.8% |
$2.8K - $3.48K
|
3.33K
$18K
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.43K- 22.85% |
$8.96K - $11.1K
|
4.81K
$26.1K
|
|
Aug 16, 2021
Q2 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-2K- 11.43% |
$12.6K - $15.6K
|
15.5K
$84K
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2KClosed |
$12.6K - $15.6K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.48K- 1.44% |
$21.9K - $27.2K
|
237K
$1.29M
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-6.28K- 7.33% |
$39.5K - $49.1K
|
79.3K
$430K
|
|
Jul 30, 2021
Q2 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-7.76K- 10.0% |
$48.8K - $60.7K
|
69.8K
$378K
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
SELL
|
- |
-9.35K- 14.91% |
$58.8K - $73.1K
|
53.4K
$289K
|
|
Jul 26, 2021
Q2 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-10KClosed |
$63K - $78.3K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-18.4KClosed |
$116K - $144K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-18.7K- 65.14% |
$118K - $146K
|
10K
$54.2K
|
|
Aug 11, 2021
Q2 2021
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-28.8K- 66.56% |
$181K - $225K
|
14.4K
$78.3K
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-55.9K- 21.54% |
$352K - $437K
|
204K
$1.1M
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-206K- 80.66% |
$1.29M - $1.61M
|
49.3K
$267K
|
|
Aug 03, 2021
Q2 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-226KClosed |
$1.42M - $1.77M
|
0
$0
|
|
Aug 17, 2021
Q2 2021
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-1.75MClosed |
$11M - $13.7M
|
0
$0
|