Purchases and Sales Made in Q3 2021 in Oxford Lane Capital Corp. (OXLC)

OXLC Quotes by TradingView

This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q3 2021. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 15, 2021 Q3 2021
Penserra Capital Management LLC

Orinda, CA
BUY
 -
2.01M
New
$14M - $15.2M
2.01M $10.1M
Nov 15, 2021 Q3 2021
Morgan Stanley

New York, NY
BUY
 -
948K
New
$6.61M - $7.2M
948K $4.8M
Nov 04, 2021 Q3 2021
Anfield Capital Management, LLC

Newport Beach, CA
BUY
 -
252K
New
$1.76M - $1.91M
252K $1.27M
Nov 12, 2021 Q3 2021
Thomas J. Herzfeld Advisors, Inc.

Miami Beach, FL
BUY
 -
131K
+ 52.31%
$912K - $995K
381K $1.93M
Nov 15, 2021 Q3 2021
Lpl Financial LLC

Fort Mill, SC
BUY
 -
122K
+ 247.9%
$852K - $929K
172K $868K
Nov 03, 2021 Q3 2021
Delphi Financial Group, Inc.

BUY
 -
104K
+ 64.02%
$722K - $788K
266K $1.34M
Oct 26, 2021 Q3 2021
Alpha Cubed Investments, LLC

BUY
 -
82K
New
$572K - $623K
82K $415K
Nov 12, 2021 Q3 2021
Jump Financial, LLC

Chicago, IL
BUY
 -
59.9K
+ 76.4%
$418K - $455K
138K $700K
Nov 05, 2021 Q3 2021
Advisor Group Holdings, Inc.

Phoenix, AZ
BUY
 -
56.9K
+ 27.97%
$397K - $433K
261K $1.32M
Nov 15, 2021 Q3 2021
Samalin Investment Counsel, LLC

Chappaqua, NY
BUY
 -
33.6K
New
$234K - $255K
33.6K $170K
Nov 10, 2021 Q3 2021
Kalos Management, Inc.

Alpharetta, GA
BUY
 -
28.8K
+ 199.06%
$200K - $219K
43.2K $219K
Nov 15, 2021 Q3 2021
Susquehanna International Group, LLP

Bala Cynwyd, PA
BUY
 -
26.8K
New
$187K - $204K
26.8K $136K
Oct 29, 2021 Q3 2021
Commonwealth Equity Services, LLC

BUY
 -
25.7K
+ 10.83%
$179K - $195K
263K $1.33M
Nov 05, 2021 Q3 2021
Moors & Cabot, Inc.

Boston, MA
BUY
 -
25K
New
$174K - $190K
25K $126K
Nov 12, 2021 Q3 2021
Bank Of New York Mellon Corp

New York, NY
BUY
 -
22.5K
+ 153.15%
$157K - $171K
37.2K $188K
Nov 15, 2021 Q3 2021
Bank Of America Corp

Charlotte, NC
BUY
 -
14.7K
+ 31.07%
$102K - $112K
62K $314K
Nov 02, 2021 Q3 2021
Raymond James & Associates

St Petersburg, FL
BUY
 -
12.7K
New
$88.3K - $96.3K
12.7K $64.1K
Nov 15, 2021 Q3 2021
Cubist Systematic Strategies, LLC

Stamford, CT
BUY
 -
11.2K
+ 12.76%
$77.8K - $84.8K
98.6K $499K
Nov 15, 2021 Q3 2021
Claybrook Capital, LLC

BUY
 -
10.5K
New
$73.2K - $79.8K
10.5K $53.1K
Oct 07, 2021 Q3 2021
Wiley Bros. Aintree Capital, LLC

BUY
 -
10.2K
+ 3.74%
$71.2K - $77.7K
283K $1.43M
Nov 04, 2021 Q3 2021
Deutsche Bank Ag\

Frankfurt Am Main, 2M
BUY
 -
10.1K
+ 54.3%
$70.4K - $76.8K
28.7K $145K
Oct 12, 2021 Q3 2021
Koshinski Asset Management, Inc.

BUY
 -
10K
New
$69.8K - $76.1K
10K $50.7K
Oct 07, 2021 Q3 2021
Envestnet Asset Management Inc

BUY
 -
8K
+ 10.88%
$55.7K - $60.8K
81.5K $412K
Nov 16, 2021 Q3 2021
National Asset Management, Inc.

Boca Raton, FL
BUY
 -
5.14K
+ 9.4%
$35.9K - $39.1K
59.9K $303K
Oct 19, 2021 Q3 2021
Kestra Advisory Services, LLC

BUY
 -
5K
+ 29.36%
$34.9K - $38K
22K $111K
Oct 13, 2021 Q3 2021
Fny Investment Advisers, LLC

BUY
 -
5K
+ 50.0%
$34.9K - $38K
15K $75.9K
Nov 02, 2021 Q3 2021
Cambridge Investment Research Advisors, Inc.

BUY
 -
4.94K
+ 26.82%
$34.4K - $37.5K
23.3K $118K
Oct 14, 2021 Q3 2021
Private Advisor Group, LLC

BUY
 -
4.26K
+ 41.9%
$29.7K - $32.3K
14.4K $72.9K
Oct 29, 2021 Q3 2021
New Edge Advisors, LLC

New Orleans, LA
BUY
 -
1.58K
+ 3.57%
$11K - $12K
45.9K $232K
Oct 22, 2021 Q3 2021
Horizon Financial Services, LLC

BUY
 -
1.5K
New
$10.5K - $11.4K
1.5K $7.59K
Nov 15, 2021 Q3 2021
Royal Bank Of Canada

Toronto, A6
BUY
 -
1.09K
+ 7.81%
$7.58K - $8.27K
15K $76K
Nov 10, 2021 Q3 2021
D'Orazio & Associates, Inc.

Falls Church, VA
BUY
 -
896
+ 26.94%
$6.25K - $6.81K
4.22K $21.4K
Nov 12, 2021 Q3 2021
Tradition Wealth Management, LLC

BUY
 -
283
+ 16.95%
$1.97K - $2.15K
1.95K $9.88K
Oct 26, 2021 Q3 2021
Atlas Private Wealth Advisors

Matawan, NJ
BUY
 -
16
+ 2.97%
$112 - $122
554 $2.8K
Nov 09, 2021 Q3 2021
Concourse Financial Group Securities, Inc.

Birmingham, AL
BUY
 -
0
New
$0 - $0
0 $0
Nov 05, 2021 Q3 2021
Baystate Wealth Management LLC

BUY
 -
0
New
$0 - $0
0 $0
Nov 05, 2021 Q3 2021
Advisory Services Network, LLC

SELL
 -
-104
Closed
$725 - $790
0 $0
Nov 12, 2021 Q3 2021
Trek Financial, LLC

Scottsdale, AZ
SELL
 -
-125
- 0.64%
$871 - $950
19.3K $97.5K
Nov 15, 2021 Q3 2021
Wells Fargo & Company

San Francisco, CA
SELL
 -
-250
- 5.2%
$1.74K - $1.9K
4.56K $23.1K
Nov 15, 2021 Q3 2021
Ubs Group Ag

SELL
 -
-291
- 1.2%
$2.03K - $2.21K
24K $122K
Nov 15, 2021 Q3 2021
Northwestern Mutual Wealth Management CO

SELL
 -
-1.07K
- 16.45%
$7.46K - $8.14K
5.44K $27.5K
Nov 12, 2021 Q3 2021
Rockefeller Capital Management L.P.

New York, NY
SELL
 -
-1.56K
- 8.14%
$10.9K - $11.8K
17.6K $88.9K
Nov 15, 2021 Q3 2021
Dcm Advisors, LLC

New York, NY
SELL
 -
-2.7K
- 2.44%
$18.8K - $20.5K
108K $547K
Nov 15, 2021 Q3 2021
Tower Research Capital LLC (Trc)

New York, NY
SELL
 -
-4.28K
- 95.54%
$29.8K - $32.5K
200 $1.01K
Oct 13, 2022 Q3 2021
Samalin Investment Counsel, LLC

Chappaqua, NY
SELL
 -
-6.3K
- 15.8%
$43.9K - $47.9K
33.6K $170K
Oct 08, 2021 Q3 2021
Wedbush Securities Inc

SELL
 -
-6.75K
- 8.51%
$47K - $51.3K
72.6K $367K
Oct 21, 2021 Q3 2021
Kestra Private Wealth Services, LLC

SELL
 -
-11.8K
- 16.9%
$82.3K - $89.7K
58K $294K
Oct 22, 2021 Q3 2021
Spire Wealth Management

SELL
 -
-17K
- 31.77%
$118K - $129K
36.4K $184K
Nov 15, 2021 Q3 2021
Israel Englander Millennium Management LLC | New York, Ny
SELL
 -
-18.2K
Closed
$127K - $138K
0 $0

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