Purchases and Sales Made in Q4 2022 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q4 2022. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2.64MNew |
$13M - $14.8M
|
2.64M
$13.4M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
632K+ 1575.87% |
$3.1M - $3.55M
|
672K
$3.4M
|
|
|
Feb 03, 2023
Q4 2022
|
Delphi Financial Group, Inc.
|
BUY
|
- |
174K+ 85.91% |
$852K - $976K
|
376K
$1.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
172K+ 9.87% |
$841K - $963K
|
1.91M
$9.67M
|
|
|
Feb 14, 2023
Q4 2022
|
Castle Knight Management LP
New York, NY |
BUY
|
- |
74KNew |
$363K - $415K
|
74K
$374K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
72.2K+ 220.13% |
$354K - $405K
|
105K
$531K
|
|
|
Feb 24, 2023
Q4 2022
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
BUY
|
- |
53.6KNew |
$263K - $301K
|
53.6K
$271K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
35.5K+ 329.21% |
$174K - $199K
|
46.3K
$234K
|
|
|
Feb 13, 2023
Q4 2022
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
30.1KNew |
$147K - $169K
|
30.1K
$152K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
25.3K+ 7.79% |
$124K - $142K
|
350K
$1.77M
|
|
|
Feb 10, 2023
Q4 2022
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
24.6KNew |
$121K - $138K
|
24.6K
$125K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
22.8K+ 20.22% |
$112K - $128K
|
135K
$685K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
20.1K+ 59.75% |
$98.4K - $113K
|
53.7K
$272K
|
|
|
Feb 13, 2023
Q4 2022
|
Cornerstone Advisory, LLC
|
BUY
|
- |
20KNew |
$98K - $112K
|
20K
$101K
|
|
|
Feb 14, 2023
Q4 2022
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
19.8KNew |
$96.8K - $111K
|
19.8K
$100K
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
19.4KNew |
$94.9K - $109K
|
19.4K
$98K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
19K+ 36.54% |
$93.1K - $107K
|
71K
$359K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
18.4KNew |
$90.2K - $103K
|
18.4K
$93.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.3KNew |
$79.9K - $91.5K
|
16.3K
$82.5K
|
|
|
Feb 14, 2023
Q4 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
15KNew |
$73.5K - $84.2K
|
15K
$75.9K
|
|
|
Jan 31, 2023
Q4 2022
|
Naviter Wealth, LLC
|
BUY
|
- |
13.2KNew |
$64.6K - $73.9K
|
13.2K
$66.7K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
11.9KNew |
$58.3K - $66.8K
|
11.9K
$60.2K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
10.5K+ 37.37% |
$51.6K - $59.1K
|
38.7K
$196K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
10.5KNew |
$51.3K - $58.7K
|
10.5K
$53K
|
|
|
Feb 10, 2023
Q4 2022
|
Essex Financial Services, Inc.
|
BUY
|
- |
10KNew |
$49K - $56.1K
|
10K
$50.6K
|
|
|
Sep 12, 2023
Q4 2022
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
BUY
|
- |
10KNew |
$49K - $56.1K
|
10K
$50.6K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
8.91KNew |
$43.6K - $50K
|
8.91K
$45.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
6.73K+ 55.88% |
$33K - $37.8K
|
18.8K
$95K
|
|
|
Feb 24, 2023
Q4 2022
|
Natixis
Paris, I0 |
BUY
|
- |
6.16KNew |
$30.2K - $34.5K
|
6.16K
$31.2K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.01K+ 5.38% |
$24.5K - $28.1K
|
98.1K
$496K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.75K+ 9.92% |
$23.3K - $26.6K
|
52.6K
$266K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.83K+ 12.72% |
$13.9K - $15.9K
|
25.1K
$127K
|
|
|
Feb 13, 2023
Q4 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.12KNew |
$10.4K - $11.9K
|
2.12K
$10.7K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
1.27K+ 5.48% |
$6.23K - $7.14K
|
24.5K
$124K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
1.13K+ 0.77% |
$5.54K - $6.34K
|
149K
$752K
|
|
|
Jan 26, 2023
Q4 2022
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
1KNew |
$4.9K - $5.61K
|
1K
$5.06K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
790New |
$3.87K - $4.43K
|
790
$4K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
782+ 52.13% |
$3.83K - $4.39K
|
2.28K
$11.5K
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
735+ 4.4% |
$3.6K - $4.12K
|
17.4K
$88.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
661+ 5.62% |
$3.24K - $3.71K
|
12.4K
$62.8K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
609+ 1.25% |
$2.98K - $3.42K
|
49.4K
$250K
|
|
|
Feb 09, 2023
Q4 2022
|
Waddell & Associates, LLC
|
BUY
|
- |
587+ 4.34% |
$2.88K - $3.29K
|
14.1K
$71.5K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
316+ 0.67% |
$1.55K - $1.77K
|
47.3K
$240K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
294+ 0.44% |
$1.44K - $1.65K
|
67.2K
$340K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
226New |
$1.11K - $1.27K
|
226
$1.14K
|
|
|
Jan 18, 2023
Q4 2022
|
Wesbanco Bank Inc
|
BUY
|
- |
149+ 1.48% |
$730 - $836
|
10.2K
$51.7K
|
|
|
Jan 20, 2023
Q4 2022
|
Beacon Financial Advisory LLC
|
BUY
|
- |
135+ 0.91% |
$662 - $757
|
15K
$75.8K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
128New |
$627 - $718
|
128
$648
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
93+ 0.12% |
$456 - $522
|
80.3K
$406K
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 4.44% |
$9.8 - $11.2
|
47
$238
|