Purchases and Sales Made in Q1 2022 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q1 2022. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
129K+ 29.1% |
$982K - $1.14M
|
571K
$3.8M
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
71.8KNew |
$547K - $635K
|
71.8K
$478K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
36.2K+ 242.93% |
$276K - $320K
|
51.1K
$340K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
27.9KNew |
$213K - $247K
|
27.9K
$186K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
26.2K+ 14.19% |
$199K - $232K
|
211K
$1.4M
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
23.1K+ 2.81% |
$176K - $205K
|
845K
$5.62M
|
|
|
May 17, 2022
Q1 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
17.9KNew |
$136K - $158K
|
17.9K
$119K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.1K+ 96.13% |
$130K - $151K
|
34.9K
$232K
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
16.2K+ 13.95% |
$124K - $144K
|
133K
$883K
|
|
|
May 25, 2022
Q1 2022
|
L.M. Kohn & Company
|
BUY
|
- |
14.3KNew |
$109K - $127K
|
14.3K
$95.2K
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
11.6K+ 169.22% |
$88.5K - $103K
|
18.5K
$123K
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.6KNew |
$88.4K - $103K
|
11.6K
$77.2K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.1K+ 10.62% |
$76.8K - $89.2K
|
105K
$698K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.49K+ 12.82% |
$57.1K - $66.3K
|
65.9K
$438K
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.6K+ 3.84% |
$35.1K - $40.7K
|
124K
$827K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.87K+ 3.46% |
$29.5K - $34.2K
|
116K
$769K
|
|
|
May 16, 2022
Q1 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
3.41K+ 10.05% |
$26K - $30.1K
|
37.3K
$248K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.16K+ 17.95% |
$16.4K - $19.1K
|
14.2K
$94.3K
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.5KNew |
$11.4K - $13.3K
|
1.5K
$9.98K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
949+ 45.52% |
$7.23K - $8.4K
|
3.03K
$20.2K
|
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
BUY
|
- |
815New |
$6.21K - $7.21K
|
815
$5.42K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
478+ 6.78% |
$3.64K - $4.23K
|
7.53K
$50.1K
|
|
|
Apr 29, 2022
Q1 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
86+ 2.69% |
$655 - $761
|
3.29K
$21.9K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
50+ 0.25% |
$381 - $443
|
20.3K
$135K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2Closed |
$15.2 - $17.7
|
0
$0
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-700- 33.33% |
$5.33K - $6.2K
|
1.4K
$9.31K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.41K- 11.17% |
$10.7K - $12.5K
|
11.2K
$74.5K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.97K- 5.34% |
$15K - $17.4K
|
34.9K
$232K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-4.38KClosed |
$33.3K - $38.7K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.78K- 18.57% |
$36.4K - $42.3K
|
21K
$139K
|
|
|
Apr 27, 2022
Q1 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-14.7KClosed |
$112K - $130K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Ctc Capital Management, LLC
|
SELL
|
- |
-17KClosed |
$130K - $150K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-18.7K- 40.96% |
$142K - $165K
|
26.9K
$179K
|
|
|
May 12, 2022
Q1 2022
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-26K- 10.46% |
$198K - $230K
|
223K
$1.48M
|
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-31.5KClosed |
$240K - $279K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-38.8K- 3.69% |
$295K - $343K
|
1.01M
$6.72M
|
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-139K- 28.88% |
$1.06M - $1.23M
|
342K
$2.28M
|
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-447K- 45.01% |
$3.4M - $3.95M
|
546K
$3.63M
|