Purchases and Sales Made in Q4 2022 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q4 2022. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
150K+ 582.86% |
$943K - $1.09M
|
176K
$1.18M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
41.6K+ 75.98% |
$262K - $301K
|
96.4K
$646K
|
|
|
Feb 09, 2023
Q4 2022
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
41.2KNew |
$259K - $299K
|
41.2K
$276K
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
38.9KNew |
$244K - $281K
|
38.9K
$260K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
35.7K+ 57.95% |
$224K - $258K
|
97.2K
$651K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
34.1K+ 30.12% |
$214K - $247K
|
147K
$986K
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
30.1KNew |
$189K - $218K
|
30.1K
$202K
|
|
|
Feb 15, 2023
Q4 2022
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
28.6KNew |
$180K - $207K
|
28.6K
$191K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
23.3K+ 18.26% |
$147K - $169K
|
151K
$1.01M
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
23.1KNew |
$145K - $167K
|
23.1K
$155K
|
|
|
Jan 19, 2023
Q4 2022
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
17.5KNew |
$110K - $127K
|
17.5K
$117K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
10.6K+ 5.0% |
$66.7K - $76.8K
|
223K
$1.49M
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
10KNew |
$62.9K - $72.4K
|
10K
$67K
|
|
|
Feb 08, 2023
Q4 2022
|
L.M. Kohn & Company
|
BUY
|
- |
7.46K+ 52.1% |
$46.9K - $54K
|
21.8K
$146K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
3.43KNew |
$21.5K - $24.8K
|
3.43K
$22.9K
|
|
|
Jan 13, 2023
Q4 2022
|
Piershale Financial Group, Inc.
|
BUY
|
- |
1KNew |
$6.29K - $7.24K
|
1K
$6.7K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
695+ 25.59% |
$4.37K - $5.03K
|
3.41K
$22.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
586+ 1.44% |
$3.69K - $4.24K
|
41.3K
$277K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
360New |
$2.26K - $2.61K
|
360
$2.41K
|
|
|
Feb 09, 2023
Q4 2022
|
Detalus Advisors, LLC
|
BUY
|
- |
300+ 2.16% |
$1.89K - $2.17K
|
14.2K
$95.1K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
209+ 1.81% |
$1.31K - $1.51K
|
11.7K
$78.7K
|
|
|
Jan 30, 2023
Q4 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
117+ 3.35% |
$736 - $847
|
3.61K
$24.2K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-98- 0.91% |
$616 - $710
|
10.7K
$71.6K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-400- 0.32% |
$2.52K - $2.9K
|
125K
$836K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-498- 1.56% |
$3.13K - $3.61K
|
31.4K
$210K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-659- 5.81% |
$4.15K - $4.77K
|
10.7K
$71.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.11K- 13.04% |
$7K - $8.06K
|
7.42K
$49.7K
|
|
|
Feb 10, 2023
Q4 2022
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-2.66K- 2.22% |
$16.7K - $19.2K
|
117K
$785K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.2K- 13.02% |
$70.1K - $80.7K
|
74.5K
$499K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-17.6K- 1.93% |
$110K - $127K
|
894K
$5.99M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-61.3K- 51.73% |
$385K - $444K
|
57.2K
$383K
|