Purchases and Sales Made in Q4 2023 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q4 2023. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Hunting Hill Global Capital, LLC
New York, NY |
BUY
|
- |
70KNew |
$401K - $464K
|
70K
$466K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
37.6KNew |
$215K - $249K
|
37.6K
$250K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
33.7K+ 33.94% |
$193K - $223K
|
133K
$884K
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
30.7KNew |
$175K - $203K
|
30.7K
$204K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18.5K+ 47.98% |
$106K - $123K
|
57.1K
$379K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
11.2K+ 5.61% |
$64.2K - $74.5K
|
211K
$1.41M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6.1K+ 5.44% |
$34.9K - $40.4K
|
118K
$787K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
5.32K+ 39.85% |
$30.4K - $35.3K
|
18.7K
$124K
|
|
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
4.9KNew |
$28K - $32.5K
|
4.9K
$32.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.59K+ 4.14% |
$20.5K - $23.8K
|
90.3K
$601K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
3.46K+ 32.42% |
$19.8K - $22.9K
|
14.1K
$94K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.29K+ 148.42% |
$18.8K - $21.8K
|
5.5K
$36.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.97K+ 8.34% |
$17K - $19.7K
|
38.5K
$256K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.78K+ 2.44% |
$10.2K - $11.8K
|
74.4K
$495K
|
|
|
Jan 22, 2024
Q4 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
1.51K+ 5.03% |
$8.66K - $10K
|
31.6K
$210K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.5K+ 11.37% |
$8.58K - $9.95K
|
14.7K
$97.7K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
636+ 13.53% |
$3.64K - $4.22K
|
5.34K
$35.5K
|
|
|
Feb 02, 2024
Q4 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
116+ 2.99% |
$664 - $769
|
4K
$26.6K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-157- 2.02% |
$898 - $1.04K
|
7.61K
$50.6K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-536- 1.3% |
$3.07K - $3.55K
|
40.7K
$271K
|
|
|
Jan 22, 2024
Q4 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-3.4K- 11.9% |
$19.4K - $22.5K
|
25.2K
$167K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.63K- 39.02% |
$20.7K - $24K
|
5.67K
$37.7K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4K- 28.02% |
$22.9K - $26.5K
|
10.3K
$68.3K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.56K- 2.41% |
$26.1K - $30.2K
|
185K
$1.23M
|
|
|
Feb 09, 2024
Q4 2023
|
L.M. Kohn & Company
|
SELL
|
- |
-5.32K- 25.79% |
$30.5K - $35.3K
|
15.3K
$102K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-6.01K- 34.49% |
$34.4K - $39.8K
|
11.4K
$75.9K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-6.02K- 25.14% |
$34.4K - $39.9K
|
17.9K
$119K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.15K- 26.26% |
$46.6K - $54K
|
22.9K
$152K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.24K- 8.56% |
$47.1K - $54.6K
|
88K
$585K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-22K- 19.09% |
$126K - $146K
|
93.4K
$621K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-31.5K- 15.84% |
$180K - $209K
|
167K
$1.11M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-83.3K- 9.85% |
$476K - $552K
|
762K
$5.07M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-235K- 72.74% |
$1.34M - $1.56M
|
88K
$585K
|